13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-24, with 2,049 holding rows worth $497,068,000.
- Accession
- 0000910472-14-001750
- Filer
- CIK 1533892
- Filed
- 2014-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 2,059 entries on the cover page, a total value of $497,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $497,068,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,818 | $150,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,310 | $150,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 5,498 | $150,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 35,731 | $150,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,000 | $149,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,448 | $149,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,255 | $149,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 4,795 | $149,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,220 | $148,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,300 | $148,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,689 | $146,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,639 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,195 | $146,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 31,800 | $146,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,475 | $144,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,711 | $144,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,256 | $144,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,171 | $143,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 6,629 | $143,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,380 | $142,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,988 | $141,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,027 | $141,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,952 | $140,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,938 | $139,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,612 | $139,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 2,324 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,844 | $138,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,580 | $138,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,913 | $138,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 1,418 | $138,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 4,100 | $138,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,300 | $137,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,360 | $137,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 880 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,426 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,305 | $136,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 6,000 | $136,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,934 | $135,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,588 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 5,496 | $135,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 31,500 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 993 | $134,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,200 | $133,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,206 | $133,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,791 | $133,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,052 | $132,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,353 | $131,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,823 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,703 | $131,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 7,589 | $131,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,151 | $130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,853 | $130,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 10,200 | $129,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 16,820 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,062 | $128,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 8,849 | $128,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,200 | $127,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 4,968 | $127,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 6,590 | $127,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,288 | $126,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 412 | $126,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 15,505 | $126,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,240 | $125,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 9,503 | $125,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,822 | $125,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 4,717 | $125,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 10,778 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,440 | $124,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,413 | $124,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,114 | $124,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,926 | $124,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,667 | $123,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 903 | $123,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,690 | $122,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,305 | $122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,104 | $122,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,770 | $122,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 2,500 | $122,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,711 | $121,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,904 | $121,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,557 | $121,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,930 | $120,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,745 | $119,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,416 | $119,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,804 | $119,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 699 | $118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3,800 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,447 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,806 | $116,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 552 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,328 | $115,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,082 | $115,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,151 | $114,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,283 | $114,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,178 | $114,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,311 | $114,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 96 | $114,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,650 | $113,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 935 | $112,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,569 | $112,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 2,500 | $112,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,290 | $111,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,100 | $111,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 2,925 | $110,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 205 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,544 | $110,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,280 | $110,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 8,051 | $110,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 5,109 | $110,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 909 | $109,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 4,653 | $109,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 6,295 | $109,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,346 | $109,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 8,095 | $109,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 2,940 | $109,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,050 | $108,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,456 | $108,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 720 | $108,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 6,234 | $108,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,293 | $106,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 2,157 | $105,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 868 | $104,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,000 | $104,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,054 | $104,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 9,300 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 3,484 | $104,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 6,052 | $104,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,826 | $104,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,056 | $103,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,650 | $103,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 2,785 | $103,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,430 | $102,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,848 | $102,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 5,132 | $102,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,566 | $102,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 14,600 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 4,326 | $101,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,863 | $100,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,233 | $100,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,324 | $99,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,400 | $99,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,275 | $99,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 6,207 | $98,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 3,568 | $98,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,323 | $97,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,220 | $97,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,430 | $97,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,044 | $96,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,705 | $96,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,598 | $96,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 736 | $96,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 711 | $95,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 967 | $95,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,652 | $95,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,183 | $94,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 933 | $93,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 6,831 | $93,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 11,508 | $93,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 3,390 | $93,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,187 | $92,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,221 | $92,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,271 | $92,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,613 | $92,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,475 | $91,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,877 | $91,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,017 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,933 | $91,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 15,717 | $91,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 3,261 | $91,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 596 | $91,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 1,709 | $91,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,676 | $90,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,461 | $90,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 6,157 | $90,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,133 | $90,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,000 | $90,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,477 | $90,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,511 | $90,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,196 | $89,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,509 | $89,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,577 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 813 | $89,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,323 | $89,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 7,884 | $89,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 5,001 | $89,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 7,812 | $88,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 576 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,925 | $88,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 6,452 | $88,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 998 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,364 | $87,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 10,432 | $87,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,215 | $86,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,900 | $85,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,000 | $85,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,748 | $85,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,291 | $85,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 6,391 | $85,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,784 | $85,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 5,000 | $85,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,393 | $85,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 8,943 | $85,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,230 | $85,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,238 | $84,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,571 | $84,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 990 | $84,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,180 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,833 | $84,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 2,919 | $84,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,325 | $84,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,001 | $83,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,645 | $83,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,350 | $83,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,431 | $83,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,040 | $83,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,816 | $82,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 1,038 | $82,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 3,904 | $81,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 550 | $80,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,432 | $80,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 7,355 | $80,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,471 | $80,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 33,950 | $80,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,892 | $80,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,818 | $80,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,503 | $79,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,850 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 725 | $79,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 20,000 | $79,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,883 | $78,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,800 | $78,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 790 | $78,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,354 | $78,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,116 | $77,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 5,778 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 2,413 | $77,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,262 | $77,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,493 | $76,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 6,559 | $76,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,224 | $76,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,070 | $76,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,209 | $75,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 23,200 | $75,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 700 | $75,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 7,350 | $75,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 3,651 | $75,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 2,316 | $75,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,130 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,755 | $74,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 5,764 | $74,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,159 | $74,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,218 | $74,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,000 | $74,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 371 | $73,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 49,500 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 593 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 729 | $73,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,030 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 687 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 400 | $72,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,100 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,059 | $72,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,760 | $72,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,883 | $71,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,430 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 752 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,500 | $71,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,958 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,378 | $70,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,000 | $70,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 4,801 | $70,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,044 | $69,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,194 | $69,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 554 | $69,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,279 | $68,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,070 | $68,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 51,500 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 631 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,001 | $68,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,391 | $68,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,109 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,406 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 504 | $68,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 970 | $67,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,250 | $67,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,758 | $67,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,645 | $67,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,160 | $67,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,415 | $66,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 337 | $66,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,891 | $66,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 544 | $66,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 8,960 | $66,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 755 | $65,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,395 | $65,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,033 | $65,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,087 | $65,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,728 | $65,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,552 | $65,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 535 | $64,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 372 | $64,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,711 | $64,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 7,945 | $64,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,958 | $64,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 5,853 | $64,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 963 | $64,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,236 | $63,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,581 | $63,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,129 | $63,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 7,975 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,207 | $63,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,954 | $63,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,442 | $63,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 2,000 | $63,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,233 | $63,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,460 | $63,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 477 | $62,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,026 | $62,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 6,695 | $62,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,189 | $62,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,068 | $62,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,750 | $62,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 9,116 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 3,241 | $62,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 1,975 | $62,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,650 | $62,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,646 | $62,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,031 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,582 | $61,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 5,500 | $61,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,674 | $61,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,456 | $61,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 8,428 | $61,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,529 | $61,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 526 | $60,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,398 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 593 | $60,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 781 | $60,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,000 | $60,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,229 | $60,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 5,000 | $60,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 558 | $59,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 834 | $59,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 482 | $59,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 885 | $59,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 703 | $58,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 710 | $58,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 356 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 832 | $58,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 51 | $58,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,100 | $58,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,513 | $58,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 580 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 878 | $58,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,427 | $58,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 670 | $57,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 614 | $57,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 400 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 688 | $57,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 686 | $57,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 999 | $57,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,598 | $57,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 883 | $56,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 919 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 675 | $56,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,000 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,195 | $56,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,700 | $56,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,030 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 2,200 | $56,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 2,220 | $56,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 686 | $56,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 604 | $55,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,373 | $55,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 875 | $55,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,100 | $55,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 8,134 | $55,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,064 | $55,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 10,647 | $55,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,215 | $55,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 500 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 945 | $54,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 848 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,581 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 837 | $54,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 1,764 | $54,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 14,355 | $54,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 19,575 | $54,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,000 | $53,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,431 | $53,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,492 | $53,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,247 | $53,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,682 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,784 | $53,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,687 | $53,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,174 | $53,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,051 | $52,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 4,013 | $52,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,256 | $52,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 2,131 | $52,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,436 | $52,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 1,785 | $52,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,025 | $52,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,550 | $51,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,550 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,289 | $51,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 900 | $51,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,650 | $51,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,000 | $50,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 851 | $50,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,923 | $50,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,100 | $50,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 707 | $49,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,505 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,420 | $49,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,679 | $49,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 2,080 | $49,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,600 | $49,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 3,786 | $49,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 1,340 | $49,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,530 | $48,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 500 | $48,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 609 | $48,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,829 | $48,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,162 | $48,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,134 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,425 | $48,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,650 | $48,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,491 | $48,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,000 | $48,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,788 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 874 | $48,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,185 | $48,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 3,809 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1,224 | $48,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,580 | $47,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 962 | $47,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 5,009 | $47,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 2,572 | $47,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 458 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 510 | $46,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,200 | $46,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,559 | $46,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1,970 | $46,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 915 | $45,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,085 | $45,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 516 | $45,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,000 | $45,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,986 | $45,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 608 | $45,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 689 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,861 | $45,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 10,487 | $45,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 3,289 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 555 | $44,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,377 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,495 | $44,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 581 | $44,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,050 | $44,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 593 | $44,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,205 | $44,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,331 | $44,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,987 | $44,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 2,375 | $44,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 6,500 | $44,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 528 | $43,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 521 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,500 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,031 | $43,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,900 | $43,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 1,255 | $43,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 5,318 | $42,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,000 | $42,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 379 | $42,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 239 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 500 | $42,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,215 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 872 | $42,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,201 | $42,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,666 | $42,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 2,135 | $42,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,069 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,600 | $42,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 738 | $42,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,565 | $42,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 3,000 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 815 | $42,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 596 | $41,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 425 | $41,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,501 | $41,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 5,000 | $41,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 4,452 | $41,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 4,011 | $41,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 6,092 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 875 | $41,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,056 | $41,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 700 | $40,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 434 | $40,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 494 | $40,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 442 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001750 | this filing | 2014-04-24 | acceptance time not in the bulk data set |