13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-06, with 1,683 holding rows worth $1,295,543,000.
- Accession
- 0000909012-20-000129
- Filer
- CIK 1567784
- Filed
- 2020-10-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,683 entries on the cover page, a total value of $1,295,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,295,543,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 174 | $11,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 92 | $11,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 164 | $11,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 800 | $11,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 225 | $11,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 114 | $11,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 800 | $11,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 217 | $11,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 225 | $11,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 333 | $11,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 93 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 83 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 212 | $11,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 395 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 190 | $11,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 73 | $11,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 490 | $11,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 2,430 | $11,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 545 | $10,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,327 | $10,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 630 | $10,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 199 | $10,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 126 | $10,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 73 | $10,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 252 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 101 | $10,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 181 | $10,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 123 | $10,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 43 | $10,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 635 | $10,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $10,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 183 | $10,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 65 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 239 | $10,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 114 | $10,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 149 | $10,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 74 | $10,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 275 | $10,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 500 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 400 | $10,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500 | $10,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 37,280 | $10,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,196 | $10,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 603 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 445 | $10,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 165 | $9,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 490 | $9,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 147 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $9,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 107 | $9,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $9,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,224 | $9,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 533 | $9,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 506 | $9,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,490 | $9,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 44 | $9,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 401 | $9,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 733 | $9,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 208 | $9,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,158 | $9,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 27 | $9,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 75 | $9,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 268 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 354 | $9,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 150 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 783 | $9,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 280 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 322 | $9,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 76 | $9,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,303 | $9,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 94 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 262 | $9,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 451 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 175 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 54 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 345 | $9,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,175 | $9,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 311 | $9,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 167 | $9,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,085 | $8,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 333 | $8,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 480 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 148 | $8,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 283 | $8,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 144 | $8,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 258 | $8,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 288 | $8,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 41 | $8,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 455 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 124 | $8,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 147 | $8,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 621 | $8,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 192 | $8,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $8,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 252 | $8,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,588 | $8,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,607 | $8,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 721 | $8,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 442 | $8,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $8,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 400 | $8,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,167 | $8,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 612 | $8,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 306 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 289 | $8,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 535 | $8,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 265 | $8,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 200 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 271 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 600 | $8,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,277 | $7,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 45 | $7,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 86 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 800 | $7,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,881 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 171 | $7,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 500 | $7,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 118 | $7,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 530 | $7,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 241 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 45 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 126 | $7,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 300 | $7,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,198 | $7,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 194 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 334 | $7,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 184 | $7,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $7,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,250 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 264 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,430 | $7,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 259 | $7,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 42 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 91 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 74 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 188 | $6,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 202 | $6,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 385 | $6,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 94 | $6,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 118 | $6,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 129 | $6,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $6,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 76 | $6,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 131 | $6,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 78 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 246 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 177 | $6,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 248 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 65 | $6,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 70 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 262 | $6,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 97 | $6,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 271 | $6,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 275 | $6,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 74 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 512 | $6,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,735 | $6,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 400 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 162 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 304 | $6,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 200 | $6,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 306 | $6,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 195 | $6,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 404 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 117 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $5,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 80 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $5,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 25 | $5,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 10 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 321 | $5,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $5,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,893 | $5,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 19 | $5,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64 | $5,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 16 | $5,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 629 | $5,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 86 | $5,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 24 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 82 | $5,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 235 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 293 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 342 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 31 | $5,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 207 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 97 | $5,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 104 | $5,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 56 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,000 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 251 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 900 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 100 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,200 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 215 | $5,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 115 | $5,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 48 | $4,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 121 | $4,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 97 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,373 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 288 | $4,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 831 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 67 | $4,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 36 | $4,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 99 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 45 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 442 | $4,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 244 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 504 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 202 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 90 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 64 | $4,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 633 | $4,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 174 | $4,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 19 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 44 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 75 | $4,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 185 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 65 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 250 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 102 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 119 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,457 | $4,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 616 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 132 | $4,000 | thousands by filing date | |
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| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $4,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 52 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 136 | $4,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $4,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 276 | $4,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 111 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100 | $4,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 73 | $4,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 225 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 134 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 459 | $4,000 | thousands by filing date | |
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| PENTAIR PLC SHS | G7S00T104 | Stock | 83 | $3,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 163 | $3,000 | thousands by filing date | |
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| EOG RES INC COM | 26875P101 | Stock | 89 | $3,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 36 | $3,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 45 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15 | $3,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 80 | $3,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 81 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 43 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 25 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 61 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 263 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 25 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 100 | $3,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 100 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 875 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 171 | $3,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 39 | $3,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 239 | $3,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 79 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 125 | $3,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 7 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 350 | $3,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 1,000 | $3,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 87 | $3,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 92 | $3,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 403 | $3,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 430 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 256 | $3,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 700 | $3,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 15 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 622 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 156 | $3,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 426 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $3,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 238 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 750 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 56 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 55 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 127 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 156 | $3,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 146 | $3,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 293 | $3,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 244 | $3,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 330 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,500 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 650 | $3,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 65 | $2,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 50 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 53 | $2,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 59 | $2,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 12 | $2,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 9 | $2,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 90 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 18 | $2,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 106 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 40 | $2,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 107 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 47 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 245 | $2,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 30 | $2,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 25 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 315 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 122 | $2,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 170 | $2,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 51 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 242 | $2,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 49 | $2,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 65 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 235 | $2,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 23 | $2,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 477 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 123 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 45 | $2,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 45 | $2,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 73 | $2,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 220 | $2,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 42 | $2,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 253 | $2,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 93 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,000 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 27 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 50 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 297 | $2,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 12 | $2,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 120 | $2,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 15 | $2,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 150 | $2,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 25 | $2,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 149 | $2,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 120 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 96 | $2,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 148 | $2,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 210 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 250 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 20 | $2,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 201 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15 | $2,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 55 | $2,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 192 | $2,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 238 | $2,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 233 | $2,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 227 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 849 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 175 | $2,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 219 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 14 | $2,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 352 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 79 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 69 | $2,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 59 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $2,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 120 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 152 | $2,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 200 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $2,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 632 | $2,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 1,500 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 35 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 12 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 29 | $1,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 59 | $1,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 13 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 160 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11 | $1,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 18 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 80 | $1,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19 | $1,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 21 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 135 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 115 | $1,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 6 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 45 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 51 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 187 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 16 | $1,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 26 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12 | $1,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 136 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 37 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 127 | $1,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 41 | $1,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 36 | $1,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 72 | $1,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 110 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 100 | $1,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16 | $1,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 21 | $1,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 245 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 15 | $1,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 37 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 54 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 18 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 150 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 23 | $1,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 125 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 115 | $1,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 38 | $1,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 35 | $1,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 65 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 320 | $1,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 61 | $1,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 73 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 201 | $1,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 18 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 38 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 27 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 37 | $1,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 27 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 14 | $1,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 214 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 115 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 15 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 240 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 40 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 55 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 149 | $1,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 17 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 240 | $1,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 79 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 79 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 69 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 75 | $1,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 25 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 51 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 419 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 76 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 52 | $1,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3 | $1,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 90 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,000 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 297 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 200 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 58 | $1,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Utilities ETF | 92204A876 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETGEAR INC | 64111Q104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEN DIGITAL INC COM | 668771108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL MONTE CORP ORD | G36738105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATX CORP COM | 361448103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCHOLASTIC CORP COM | 807066105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-20-000129 | this filing | 2020-10-06 | acceptance time not in the bulk data set |