13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-10, with 1,668 holding rows worth $1,018,368,000.
- Accession
- 0000909012-20-000057
- Filer
- CIK 1567784
- Filed
- 2020-04-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,674 entries on the cover page, a total value of $1,018,368,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,018,368,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 99 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 202 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 194 | $8,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 241 | $8,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,158 | $8,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 225 | $8,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 143 | $8,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 161 | $8,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 400 | $8,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 202 | $8,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 94 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,525 | $8,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 345 | $8,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 265 | $8,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 574 | $8,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 148 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 355 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 170 | $8,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 79 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,277 | $7,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 189 | $7,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 320 | $7,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 36 | $7,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 490 | $7,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 147 | $7,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 76 | $7,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 253 | $7,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,106 | $7,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 209 | $7,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 74 | $7,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 101 | $7,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 258 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 121 | $7,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 11 | $7,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 595 | $7,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 78 | $7,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 800 | $7,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 733 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,150 | $7,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 297 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 126 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 86 | $7,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 132 | $7,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 275 | $7,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,588 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 354 | $7,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,440 | $7,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 76 | $7,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 76 | $7,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 480 | $7,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,500 | $7,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 535 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 600 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 279 | $7,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 13 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 91 | $6,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 248 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 148 | $6,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 2,926 | $6,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 202 | $6,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 580 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 45 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 23 | $6,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 177 | $6,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 68 | $6,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 131 | $6,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 73 | $6,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 800 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 71 | $6,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 100 | $6,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 430 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 87 | $6,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 115 | $6,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 66 | $6,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 530 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 43 | $6,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 227 | $6,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 41 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 246 | $6,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $6,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 300 | $6,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 92 | $6,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 713 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 262 | $6,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 271 | $6,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 616 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 512 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 174 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 275 | $6,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,198 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $6,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,053 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 228 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $6,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 54 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 304 | $6,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,167 | $6,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,250 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 130 | $6,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 800 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 306 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,196 | $6,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,645 | $6,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 603 | $6,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 259 | $6,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 67 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 109 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $5,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 541 | $5,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 190 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 126 | $5,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $5,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 52 | $5,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 86 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 34 | $5,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $5,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 131 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 105 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 401 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 166 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 45 | $5,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 104 | $5,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $5,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 85 | $5,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,000 | $5,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20 | $5,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 150 | $5,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 300 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 251 | $5,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 897 | $5,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 82 | $5,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 622 | $5,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,735 | $5,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 113 | $5,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 116 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 195 | $5,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 570 | $5,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 194 | $5,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 202 | $5,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 400 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 55 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 123 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 223 | $5,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 27,600 | $5,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 200 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 159 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 504 | $5,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 111 | $5,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 161 | $5,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 115 | $5,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $4,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 80 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 380 | $4,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 75 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 74 | $4,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 321 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64 | $4,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 113 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 504 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 635 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 120 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 90 | $4,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 402 | $4,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 15 | $4,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 254 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 946 | $4,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 174 | $4,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 395 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 59 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 250 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 31 | $4,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 63 | $4,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 400 | $4,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 114 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 185 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 105 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 250 | $4,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 248 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,457 | $4,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 97 | $4,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 79 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 44 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 20 | $4,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 140 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $4,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 157 | $4,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 893 | $4,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 184 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 159 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 98 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 210 | $4,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 184 | $4,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 238 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 33 | $4,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 126 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 200 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 100 | $4,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 294 | $4,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 164 | $4,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 195 | $4,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 732 | $4,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450 | $4,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 670 | $4,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 162 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,373 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 174 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $3,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 81 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $3,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 38 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 98 | $3,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 94 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 114 | $3,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 45 | $3,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 315 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 442 | $3,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 400 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 347 | $3,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $3,000 | thousands by filing date | |
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| MCEWEN MNG INC | 58039P107 | COM | 5,200 | $3,000 | thousands by filing date | |
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| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 100 | $2,000 | thousands by filing date | |
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| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17 | $1,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 13 | $1,000 | thousands by filing date | |
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| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 271 | $1,000 | thousands by filing date | |
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| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 187 | $1,000 | thousands by filing date | |
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| AGNC INVT CORP COM | 00123Q104 | REIT | 110 | $1,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 65 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16 | $1,000 | thousands by filing date | |
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| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 15 | $1,000 | thousands by filing date | |
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| BALCHEM CORP | 057665200 | COM | 11 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 150 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 23 | $1,000 | thousands by filing date | |
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| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 38 | $1,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 125 | $1,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 220 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 114 | $1,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 38 | $1,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 35 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 28 | $1,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 65 | $1,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 8 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 220 | $1,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 73 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 201 | $1,000 | thousands by filing date | |
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| FIRST HAWAIIAN INC | 32051X108 | COM | 65 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 26 | $1,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 27 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 203 | $1,000 | thousands by filing date | |
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| HUNTSMAN CORP | 447011107 | COM | 120 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 169 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 353 | $1,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 82 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 240 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 157 | $1,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 19 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 55 | $1,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 96 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 149 | $1,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 17 | $1,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 60 | $1,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 16 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 69 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 75 | $1,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 55 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 14 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 55 | $1,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 352 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 76 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 41 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $1,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 120 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 152 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 200 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 58 | $1,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETGEAR INC | 64111Q104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEN DIGITAL INC COM | 668771108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL MONTE CORP ORD | G36738105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERENCE INC COM | 156727109 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULLER H B CO COM | 359694106 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUBBELL INC COM | 443510607 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEX CORP COM | 45167R104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HNI CORP COM | 404251100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBAUD INC COM | 09227Q100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP COM | 92840M102 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGEVITY CORP COM | 45688C107 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONALDSON INC COM | 257651109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW JERSEY RES CORP | 646025106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-20-000057 | this filing | 2020-04-10 | acceptance time not in the bulk data set |