13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-10, with 1,668 holding rows worth $1,018,368,000.
- Accession
- 0000909012-20-000057
- Filer
- CIK 1567784
- Filed
- 2020-04-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,674 entries on the cover page, a total value of $1,018,368,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,018,368,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ULTA BEAUTY INC COM | 90384S303 | Stock | 400 | $70,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 4,776 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,330 | $70,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 450 | $69,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 841 | $69,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,000 | $69,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 647 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 3,197 | $69,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 4,000 | $69,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 157 | $68,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 479 | $68,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,511 | $68,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,575 | $68,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 283 | $67,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,328 | $67,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,104 | $66,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,154 | $66,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,269 | $66,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,101 | $66,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,579 | $64,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,429 | $64,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,238 | $64,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 2,064 | $64,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,200 | $63,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,395 | $63,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 2,865 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,164 | $63,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,872 | $63,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,270 | $62,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,048 | $62,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,150 | $61,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 780 | $61,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,337 | $61,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,094 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,769 | $60,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,257 | $60,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,883 | $60,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 44 | $59,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 801 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 552 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 597 | $59,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,244 | $59,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 140 | $58,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 677 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 6,671 | $58,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,443 | $57,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,882 | $57,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,063 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 777 | $57,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,491 | $57,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 296 | $56,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 400 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 3,473 | $56,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 845 | $55,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 400 | $55,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 280 | $55,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 2,360 | $55,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,112 | $54,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 486 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,983 | $53,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,636 | $53,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 792 | $52,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,677 | $52,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,443 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,750 | $52,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 942 | $51,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 164 | $51,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 997 | $51,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 2,650 | $51,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 876 | $50,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 370 | $50,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 940 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,819 | $50,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 3,510 | $50,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,372 | $49,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 150 | $49,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 361 | $48,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,664 | $48,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 991 | $48,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,206 | $48,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 152 | $48,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,700 | $48,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,364 | $48,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 307 | $47,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 476 | $47,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 741 | $47,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 1,113 | $47,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,505 | $47,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,980 | $46,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 462 | $46,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,151 | $46,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 5,630 | $45,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 224 | $45,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 300 | $45,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 3,488 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,610 | $45,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 552 | $44,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 829 | $44,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 471 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 710 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 896 | $44,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,368 | $44,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 2,355 | $44,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 391 | $43,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,095 | $43,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 179 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 730 | $43,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 846 | $42,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 906 | $42,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 2,121 | $42,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 833 | $42,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 772 | $42,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 770 | $41,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 512 | $41,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 583 | $41,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,067 | $41,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 5,100 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 438 | $41,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 300 | $41,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 1,510 | $41,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,179 | $40,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,600 | $40,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,500 | $40,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 255 | $39,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 61 | $39,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 295 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 519 | $39,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,608 | $39,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 394 | $39,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,778 | $39,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,370 | $39,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 742 | $38,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 45 | $38,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 249 | $38,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,600 | $38,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 618 | $38,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,260 | $38,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 491 | $38,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $38,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,722 | $37,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 544 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,203 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 1,291 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 857 | $37,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 499 | $36,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 400 | $36,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 172 | $36,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,460 | $36,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,511 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 865 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,500 | $36,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 2,412 | $36,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 321 | $35,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 243 | $35,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 300 | $35,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 575 | $35,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 430 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,170 | $35,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 317 | $35,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 1,488 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 3,000 | $34,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 71 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 300 | $34,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 788 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 652 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,041 | $34,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 1,398 | $34,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 3,804 | $34,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 460 | $33,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 573 | $33,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 53 | $33,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 296 | $33,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,642 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,079 | $33,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 406 | $32,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,147 | $32,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 622 | $32,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 777 | $32,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 438 | $32,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 976 | $32,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 395 | $32,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,144 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 480 | $32,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,766 | $32,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,618 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,385 | $31,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,293 | $31,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,516 | $31,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 673 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 485 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 436 | $31,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 1,811 | $31,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 440 | $30,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 302 | $30,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 300 | $30,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 750 | $30,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 821 | $30,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 641 | $30,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 1,705 | $30,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 547 | $30,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,104 | $30,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 524 | $30,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 843 | $30,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 617 | $29,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 50 | $29,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 212 | $29,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 667 | $29,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 66 | $29,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 380 | $28,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 697 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 155 | $28,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,750 | $28,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 567 | $28,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,246 | $28,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,000 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 700 | $28,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 894 | $28,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 346 | $27,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 12,094 | $27,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 516 | $27,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 125 | $27,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 3,000 | $27,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 394 | $27,000 | thousands by filing date | |
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| iShares MSCI Japan ETF | 46434G822 | SHS | 418 | $20,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 910 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 379 | $20,000 | thousands by filing date | |
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| M & T BK CORP COM | 55261F104 | Stock | 112 | $11,000 | thousands by filing date | |
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| ISHARES TR | 464289446 | RUS TOP 200 ETF | 155 | $9,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 434 | $9,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 500 | $9,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 196 | $9,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 300 | $9,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 30 | $9,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 41 | $9,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 533 | $9,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 560 | $9,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 162 | $9,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 171 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 541 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 413 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 76 | $9,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 710 | $9,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 195 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,510 | $9,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 408 | $9,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 150 | $9,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 744 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 800 | $9,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 280 | $9,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 351 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 590 | $9,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 120 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 175 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 875 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 274 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 352 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 819 | $9,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 165 | $8,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,085 | $8,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 545 | $8,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 139 | $8,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 524 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 87 | $8,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 100 | $8,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $8,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,881 | $8,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 194 | $8,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 86 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-20-000057 | this filing | 2020-04-10 | acceptance time not in the bulk data set |