13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-09, with 1,698 holding rows worth $1,144,699,000.
- Accession
- 0000909012-19-000113
- Filer
- CIK 1567784
- Filed
- 2019-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,698 entries on the cover page, a total value of $1,144,699,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,144,699,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETGEAR INC | 64111Q104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL MONTE CORP ORD | G36738105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGREE RLTY CORP COM | 008492100 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULLER H B CO COM | 359694106 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPS COMM INC COM | 78463M107 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGIC ED INC COM | 86272C103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUBBELL INC COM | 443510607 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEX CORP COM | 45167R104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HNI CORP COM | 404251100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBAUD INC COM | 09227Q100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP COM | 92840M102 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONALDSON INC COM | 257651109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW JERSEY RES CORP | 646025106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTGROUP PPTYS INC | 277276101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING NEW | 690742101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBANY INTL CORP | 012348108 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARQ INC | 00770C101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORPORATION INC | 268948106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H2O AMERICA | 784305104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDACORP INC | 451107106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDU RES GROUP INC | 552690109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATCH GROUP INC | 57665R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMTAR CORP | 257559203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WW INTL INC | 98262P101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARS COM INC | 14575E105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFA FINL INC | 55272X102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI POINTE HOMES INC | 87265H109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUDERA INC | 18914U100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lincoln National Corporat | 524901105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHASE CORP | 16150R104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIL-QUIP INC | 262037104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRITON INTL LTD | G9078F107 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERIX INC COM | 16934W106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ENERGY SYS GROUP | 643847106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-19-000113 | this filing | 2019-10-09 | acceptance time not in the bulk data set |