13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-09, with 1,698 holding rows worth $1,144,699,000.
- Accession
- 0000909012-19-000113
- Filer
- CIK 1567784
- Filed
- 2019-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,698 entries on the cover page, a total value of $1,144,699,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,144,699,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGNC INVT CORP COM | 00123Q104 | REIT | 638 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 141 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 151 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 98 | $10,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 270 | $10,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 275 | $10,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,576 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 354 | $10,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 414 | $10,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $10,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 80 | $10,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 178 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 89 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,162 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 425 | $10,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 330 | $10,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 515 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 345 | $10,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 448 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,776 | $10,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,231 | $10,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,500 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 445 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 515 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,085 | $9,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 77 | $9,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 46 | $9,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 76 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 123 | $9,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 390 | $9,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 400 | $9,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 383 | $9,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 733 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,150 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 477 | $9,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 197 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 250 | $9,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 880 | $9,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 92 | $9,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 98 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 713 | $9,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 251 | $9,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 190 | $9,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 744 | $9,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 75 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 418 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 228 | $9,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $9,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 800 | $9,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 253 | $9,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 148 | $9,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 578 | $9,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 727 | $9,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 79 | $8,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 148 | $8,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 490 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 903 | $8,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 74 | $8,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 71 | $8,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 258 | $8,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 34 | $8,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 229 | $8,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12 | $8,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 281 | $8,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 33 | $8,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 227 | $8,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 152 | $8,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 472 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 124 | $8,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 401 | $8,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 246 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 76 | $8,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $8,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 573 | $8,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 700 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 301 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 164 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 900 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 298 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 227 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 286 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 460 | $8,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 226 | $8,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,200 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 600 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 279 | $8,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 321 | $8,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 2,669 | $8,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 207 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,277 | $7,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 139 | $7,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 150 | $7,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 118 | $7,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 34 | $7,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 190 | $7,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 107 | $7,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 82 | $7,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 136 | $7,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 66 | $7,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 120 | $7,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 946 | $7,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 40 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 250 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 126 | $7,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 209 | $7,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 192 | $7,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 300 | $7,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 97 | $7,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 132 | $7,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 325 | $7,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 305 | $7,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 140 | $7,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 74 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 512 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 545 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,735 | $7,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,407 | $7,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,198 | $7,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 202 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 54 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 130 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $7,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 495 | $7,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 59 | $7,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,675 | $7,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 200 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 625 | $7,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 346 | $7,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 251 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 259 | $7,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,341 | $6,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 146 | $6,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 67 | $6,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 73 | $6,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 564 | $6,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 113 | $6,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 100 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 127 | $6,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 201 | $6,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 234 | $6,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 24 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 212 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 313 | $6,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 114 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 319 | $6,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 79 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 57 | $6,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 622 | $6,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 261 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 155 | $6,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 800 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 195 | $6,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 194 | $6,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 42 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 181 | $6,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 272 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 159 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 297 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 111 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 99 | $6,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 67 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 109 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 321 | $5,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 59 | $5,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 23 | $5,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 200 | $5,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 45 | $5,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $5,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 39 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 136 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 158 | $5,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 38 | $5,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 266 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 313 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 31 | $5,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 63 | $5,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 52 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 185 | $5,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 96 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $5,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 48 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 69 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $5,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 353 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 157 | $5,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 893 | $5,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 196 | $5,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 113 | $5,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 500 | $5,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 568 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 212 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 266 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 55 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 155 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 100 | $5,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,208 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 104 | $5,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,000 | $5,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 176 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 425 | $5,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 650 | $5,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,373 | $4,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 23 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 97 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64 | $4,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 18 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 61 | $4,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 288 | $4,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $4,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 44 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 263 | $4,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 97 | $4,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 82 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 85 | $4,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 43 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 64 | $4,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 174 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 25 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,144 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 317 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 60 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 171 | $4,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 248 | $4,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 60 | $4,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 212 | $4,000 | thousands by filing date | |
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| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 150 | $4,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 33 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 150 | $4,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 53 | $4,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 333 | $4,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 86 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 33 | $4,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 212 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 107 | $4,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 684 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 176 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,375 | $4,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 250 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 2,460 | $4,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 196 | $3,000 | thousands by filing date | |
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| CENTERPOINT ENERGY INC | 15189T107 | COM | 104 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 160 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 34 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 33 | $3,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 85 | $3,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 42 | $3,000 | thousands by filing date | |
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| OMNICOM GROUP INC COM | 681919106 | Stock | 47 | $3,000 | thousands by filing date | |
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| ARCOSA INC COM | 039653100 | Stock | 94 | $3,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 22 | $3,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 38 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 451 | $3,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 86 | $3,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 51 | $3,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 120 | $3,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 19 | $3,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 19 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 235 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 26 | $3,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 36 | $3,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 100 | $3,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50 | $3,000 | thousands by filing date | |
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| FLUOR CORP | 343412102 | COM | 178 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 65 | $3,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10 | $3,000 | thousands by filing date | |
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| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 256 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 192 | $3,000 | thousands by filing date | |
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| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 54 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 70 | $3,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 65 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 203 | $3,000 | thousands by filing date | |
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| ICU MED INC | 44930G107 | COM | 20 | $3,000 | thousands by filing date | |
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| SKECHERS U S A INC | 830566105 | CL A | 100 | $3,000 | thousands by filing date | |
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| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 69 | $2,000 | thousands by filing date | |
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| MPLX LP | 55336V100 | COM UNIT REP LTD | 105 | $2,000 | thousands by filing date | |
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| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 240 | $2,000 | thousands by filing date | |
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| L BRANDS INC | 501797104 | COM | 136 | $2,000 | thousands by filing date | |
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| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 98 | $1,000 | thousands by filing date | |
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| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
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| HEICO CORP NEW | 422806208 | CL A | 15 | $1,000 | thousands by filing date | |
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| BLACKROCK CAP INVT CORP | 092533108 | COM | 200 | $1,000 | thousands by filing date | |
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| CATHAY GEN BANCORP | 149150104 | COM | 30 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 22 | $1,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 46 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 100 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 24 | $1,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 65 | $1,000 | thousands by filing date | |
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| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 340 | $1,000 | thousands by filing date | |
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| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 240 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $1,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 154 | $1,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 18 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 55 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 49 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 20 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 41 | $1,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 125 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 152 | $1,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 90 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 375 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 181 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 70 | $1,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 100 | $1,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 51 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,042 | $1,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-19-000113 | this filing | 2019-10-09 | acceptance time not in the bulk data set |