13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-23, with 875 holding rows worth $227,607,000.
- Accession
- 0000909012-15-000182
- Filer
- CIK 1567784
- Filed
- 2015-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 875 entries on the cover page, a total value of $227,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,589,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWS CORP NEW | 65249B208 | CL B | 775 | $12,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 97 | $12,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 823 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 106 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 77 | $11,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 261 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 243 | $11,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 226 | $11,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 130 | $11,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 120 | $11,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,575 | $11,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 675 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 80 | $11,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 60 | $10,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25 | $10,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 106 | $10,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 213 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 242 | $10,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 180 | $10,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 318 | $10,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $10,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 402 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 350 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $10,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 940 | $10,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 150 | $10,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 97 | $9,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 45 | $9,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 33 | $9,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,270 | $9,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 156 | $9,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 107 | $9,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 116 | $9,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 131 | $9,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 38 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 314 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 170 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 135 | $9,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $9,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 185 | $9,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 128 | $9,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 200 | $9,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 498 | $9,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 761 | $9,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 210 | $9,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,184 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 221 | $9,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 200 | $9,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 250 | $8,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $8,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 122 | $8,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $8,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 112 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 145 | $8,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 150 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 170 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 150 | $8,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 190 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 7 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 160 | $8,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 260 | $8,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 346 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 60 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 800 | $8,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 76 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 400 | $8,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,300 | $8,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 5,141 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 135 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50 | $7,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $7,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 62 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 774 | $7,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 484 | $7,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 204 | $7,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $7,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,010 | $7,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 90 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 474 | $7,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 67 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 126 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 350 | $7,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 180 | $7,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 167 | $7,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 300 | $7,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 562 | $7,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $7,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 300 | $7,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 900 | $7,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 300 | $7,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 150 | $7,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 150 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 55 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50 | $6,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 124 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 65 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 107 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 130 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 105 | $6,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 84 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 580 | $6,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 300 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 83 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 41 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 126 | $6,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 103 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 200 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 154 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 177 | $6,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 188 | $6,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 500 | $6,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 318 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $6,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 124 | $6,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 610 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 37 | $6,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 120 | $6,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 100 | $6,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 200 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $6,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 265 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 247 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 73 | $5,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 60 | $5,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 104 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12 | $5,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 100 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,067 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 161 | $5,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 150 | $5,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 286 | $5,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $5,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 100 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 91 | $5,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 650 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 174 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 75 | $5,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 700 | $5,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 183 | $5,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 97 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,272 | $5,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 477 | $5,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 45 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 67 | $4,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $4,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 27 | $4,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 184 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 52 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 125 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 77 | $4,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 82 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 125 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 34 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 30 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 58 | $4,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 60 | $4,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 100 | $4,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 145 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 33 | $4,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 36 | $4,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 55 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 250 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 320 | $4,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 74 | $4,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 215 | $4,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 49 | $4,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 20 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,000 | $4,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 300 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18 | $3,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 13 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 196 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $3,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 52 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 33 | $3,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 65 | $3,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 72 | $3,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 34 | $3,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 322 | $3,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12 | $3,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 43 | $3,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 20 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 14 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 100 | $3,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 217 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 28 | $3,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 11 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 75 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 126 | $3,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 49 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 54 | $3,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 45 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 20 | $3,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 35 | $3,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 33 | $3,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 51 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 100 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $3,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 110 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 56 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 90 | $3,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,700 | $3,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 112 | $3,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 200 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 109 | $3,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 28 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 35 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 117 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 33 | $2,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 24 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 91 | $2,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 22 | $2,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 83 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 37 | $2,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 11 | $2,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 19 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 12 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 509 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 34 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 24 | $2,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 161 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 176 | $2,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 30 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 26 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 29 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 65 | $2,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 22 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 38 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 27 | $2,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 19 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 497 | $2,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 250 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 44 | $2,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 35 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 38 | $2,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 110 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 109 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 31 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 400 | $2,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 85 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 97 | $2,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 563 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25 | $1,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 14 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 62 | $1,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 21 | $1,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8 | $1,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 28 | $1,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 125 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 31 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 24 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10 | $1,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 49 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 216 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 36 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 27 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 25 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 40 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 156 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 12 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 82 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 51 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 15 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 240 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 8 | $1,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 22 | $1,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 19 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 134 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 65 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 342 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 35 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 101 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 21 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 54 | $1,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 29 | $1,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 11 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 32 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 125 | $1,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 14 | $1,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 24 | $1,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 64 | $1,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 25 | $1,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 305 | $1,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 19 | $1,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 125 | $1,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 50 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALMONT INDS INC COM | 920253101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBERT HALF INC. COM | 770323103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGION PLC | G0176J109 | ORD SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGTREE INC | 52603B107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGHANY CORP DEL | 017175100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KENNAMETAL INC | 489170100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE LABORATORIES N V | N22717107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vale Sa | 91912E204 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFYMAX INC | 00826A109 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N107 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-15-000182 | this filing | 2015-04-23 | acceptance time not in the bulk data set |