13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-23, with 875 holding rows worth $227,607,000.
- Accession
- 0000909012-15-000182
- Filer
- CIK 1567784
- Filed
- 2015-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 875 entries on the cover page, a total value of $227,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,589,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 692,281 | $28,564,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 267,012 | $24,381,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 46,699 | $9,640,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 83,873 | $7,129,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 87,705 | $7,058,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 49,316 | $6,136,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 78,710 | $5,533,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 62,700 | $4,823,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 31,304 | $4,518,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,508 | $4,075,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 99,163 | $4,031,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 158,474 | $3,932,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 139,719 | $2,782,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 35,982 | $2,763,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,098 | $2,490,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 68,711 | $2,485,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 84,846 | $2,474,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,510 | $2,392,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 56,280 | $2,282,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 62,699 | $2,181,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 43,509 | $2,088,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 25,452 | $2,042,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,568 | $1,931,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 31,749 | $1,874,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 45,670 | $1,838,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 24,263 | $1,805,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 42,602 | $1,745,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,570 | $1,635,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,313 | $1,560,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 51,710 | $1,549,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 35,735 | $1,529,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,394 | $1,508,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,809 | $1,404,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,910 | $1,305,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,543 | $1,245,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,196 | $1,228,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 32,317 | $1,226,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 26,178 | $1,159,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 29,020 | $1,132,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,066 | $1,114,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 29,019 | $1,095,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 20,746 | $943,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 60,863 | $937,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 41,375 | $933,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,259 | $923,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,030 | $916,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,692 | $909,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,689 | $901,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 27,001 | $894,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,625 | $870,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 17,954 | $853,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,482 | $802,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,343 | $795,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,739 | $784,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 20,803 | $768,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 34,011 | $755,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,950 | $749,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,397 | $727,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,179 | $709,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,236 | $705,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 18,310 | $694,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,018 | $686,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,563 | $667,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,612 | $658,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 40,171 | $654,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,583 | $624,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,937 | $623,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,713 | $623,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,810 | $622,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 22,620 | $587,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 6,068 | $561,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,747 | $545,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 25,050 | $534,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 9,700 | $533,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,688 | $530,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,947 | $514,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 12,218 | $510,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,039 | $486,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,488 | $481,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 25,350 | $460,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 30,585 | $456,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,044 | $454,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,021 | $449,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,612 | $448,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,599 | $438,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,391 | $434,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,873 | $431,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,825 | $422,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 6,783 | $409,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,325 | $402,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,127 | $398,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,014 | $389,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,215 | $382,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,208 | $380,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,485 | $374,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,680 | $370,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,701 | $367,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,435 | $366,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,985 | $348,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,235 | $334,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,983 | $323,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,789 | $314,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,961 | $309,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,706 | $307,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,868 | $303,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,974 | $286,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,608 | $282,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,856 | $281,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 14,826 | $279,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,543 | $278,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,585 | $259,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,323 | $258,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,500 | $256,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 9,450 | $254,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,685 | $252,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,054 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,185 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,835 | $246,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 565 | $239,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,310 | $238,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,400 | $236,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,371 | $232,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,926 | $229,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,517 | $228,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,650 | $223,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 30,500 | $223,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,588 | $219,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,968 | $217,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,400 | $215,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,990 | $207,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,849 | $202,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 5,960 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,305 | $197,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,746 | $195,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,143 | $194,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,000 | $191,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,908 | $188,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,132 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,090 | $181,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,104 | $179,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,136 | $175,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90273A108 | WLS FRG MLP EX | 7,100 | $174,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,104 | $173,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,762 | $172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,121 | $172,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,496 | $170,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,991 | $165,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,879 | $163,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,820 | $162,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 22,400 | $159,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,974 | $158,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,809 | $157,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,500 | $156,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 3,000 | $152,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,190 | $151,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,183 | $149,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 7,000 | $147,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,240 | $146,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,675 | $146,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,531 | $145,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,289 | $143,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,103 | $143,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,600 | $140,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 6,000 | $139,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,868 | $135,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 3,618 | $135,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,435 | $134,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,258 | $133,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,346 | $132,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,719 | $132,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,270 | $131,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,957 | $129,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,025 | $129,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,192 | $128,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,829 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,154 | $128,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,780 | $125,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,354 | $125,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,500 | $123,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,932 | $122,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,190 | $120,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,595 | $118,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,020 | $114,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,440 | $113,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,412 | $113,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,763 | $109,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,107 | $109,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,259 | $108,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,247 | $104,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 479 | $104,000 | thousands by filing date | |
| 38259p508 | COM | 186 | $103,000 | thousands by filing date | ||
| E M C CORP MASS | 268648102 | COM | 4,028 | $103,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,019 | $100,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,800 | $98,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 810 | $96,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,197 | $96,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 859 | $96,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 975 | $95,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,200 | $94,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,796 | $93,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 11,250 | $92,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 400 | $90,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,775 | $90,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 938 | $87,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 157 | $86,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 900 | $85,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 4,690 | $85,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 787 | $84,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 2,666 | $84,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,460 | $84,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 4,800 | $84,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,276 | $83,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,375 | $83,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 667 | $82,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,156 | $82,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,728 | $82,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,000 | $82,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,199 | $81,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 834 | $81,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 8,546 | $81,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 4,300 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,980 | $81,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,409 | $80,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 917 | $80,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,342 | $80,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,386 | $77,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,293 | $77,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,300 | $76,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 800 | $75,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 789 | $74,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 651 | $74,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,075 | $74,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 2,800 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,000 | $73,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,065 | $72,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 967 | $70,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 636 | $69,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 5,850 | $69,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 994 | $68,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 800 | $67,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,500 | $67,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 200 | $66,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,700 | $66,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 793 | $65,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 540 | $65,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,729 | $65,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,262 | $64,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 554 | $64,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,246 | $64,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 460 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,630 | $63,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 907 | $62,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 495 | $62,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,938 | $62,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 729 | $62,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 571 | $60,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,800 | $60,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 800 | $60,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 535 | $59,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 860 | $59,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,134 | $58,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 600 | $58,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,348 | $58,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $57,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 860 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 765 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 650 | $56,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 894 | $56,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,300 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,220 | $54,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 390 | $53,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,710 | $53,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,208 | $53,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 554 | $53,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 4,013 | $53,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,632 | $52,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,500 | $52,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,743 | $52,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,040 | $52,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 138 | $51,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,166 | $51,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 477 | $50,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 858 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 650 | $49,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 750 | $49,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 2,010 | $49,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,100 | $48,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,959 | $47,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 375 | $47,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 417 | $47,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 374 | $47,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 456 | $47,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,970 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,975 | $47,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 359 | $46,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,109 | $46,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 250 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 450 | $46,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,818 | $46,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 5,880 | $46,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 439 | $45,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 392 | $45,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 665 | $45,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 800 | $45,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 334 | $44,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,000 | $44,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 556 | $43,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,095 | $43,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 530 | $42,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 212 | $42,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,425 | $42,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,900 | $42,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 485 | $41,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,305 | $41,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 726 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,400 | $40,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 361 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 700 | $39,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 825 | $38,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 978 | $38,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,575 | $38,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 690 | $38,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $38,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,004 | $38,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,698 | $37,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,100 | $37,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 494 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 900 | $36,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $36,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 707 | $36,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 322 | $35,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 780 | $35,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,000 | $35,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 284 | $34,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,939 | $34,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,000 | $34,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 150 | $34,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,062 | $34,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 822 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 800 | $32,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 350 | $32,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 561 | $32,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 390 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,403 | $32,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 700 | $32,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 514 | $32,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 40 | $31,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 380 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 737 | $31,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 700 | $31,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 3,352 | $31,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 300 | $31,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 1,600 | $31,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,500 | $30,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 256 | $29,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 799 | $29,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 500 | $29,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 800 | $29,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 375 | $29,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,572 | $29,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 423 | $29,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 373 | $29,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 98 | $29,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 325 | $28,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 419 | $28,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 205 | $28,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,816 | $28,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,252 | $28,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 460 | $27,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,600 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 450 | $27,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,500 | $27,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 514 | $27,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $27,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 242 | $26,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $26,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,377 | $26,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 659 | $26,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,000 | $26,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 70 | $26,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,500 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,000 | $26,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 896 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 1,000 | $26,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 3,000 | $25,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,350 | $25,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 3,200 | $25,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 197 | $24,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 290 | $24,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 600 | $24,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,829 | $24,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $24,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $24,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,446 | $23,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 121 | $23,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 663 | $23,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 276 | $23,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,410 | $23,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,800 | $23,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 140 | $22,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 400 | $22,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 414 | $22,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 300 | $22,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 672 | $22,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 475 | $21,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 234 | $21,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 280 | $21,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 255 | $21,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 182 | $21,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 600 | $21,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 400 | $21,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,466 | $21,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 2,500 | $21,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 493 | $20,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 208 | $20,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $20,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 500 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 400 | $20,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 351 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 220 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 236 | $20,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 960 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 510 | $20,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 400 | $20,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 200 | $19,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 168 | $19,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $19,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,200 | $19,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,700 | $19,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,470 | $19,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 2,000 | $19,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,035 | $19,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $18,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 208 | $18,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 329 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,175 | $18,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 400 | $18,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 655 | $18,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 402 | $18,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,100 | $18,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $18,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,095 | $18,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 326 | $18,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 700 | $18,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 152 | $17,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 155 | $17,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 100 | $17,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 175 | $17,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 559 | $17,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 286 | $17,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $17,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,000 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 139 | $17,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 300 | $16,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 300 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 334 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 545 | $16,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $16,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 318 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 800 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $16,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 195 | $16,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,053 | $16,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 173 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 171 | $15,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $15,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 277 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 95 | $15,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 269 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 575 | $15,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 50 | $14,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 291 | $14,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 160 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 178 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 165 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 422 | $14,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 675 | $14,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,013 | $14,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 222 | $14,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 238 | $14,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 200 | $13,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 469 | $13,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 483 | $13,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 240 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 335 | $13,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 223 | $13,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 250 | $13,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 129 | $13,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 311 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 264 | $13,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 300 | $13,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 97 | $13,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 200 | $12,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 108 | $12,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 83 | $12,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 235 | $12,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 806 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-15-000182 | this filing | 2015-04-23 | acceptance time not in the bulk data set |