13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-12, with 814 holding rows worth $9,678,764.
- Accession
- 0000909012-13-000306
- Filer
- CIK 1567784
- Filed
- 2013-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 814 entries on the cover page, a total value of $9,678,764 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,680,676 with VALUE read as dollars, detected, 13F file number 028-15116. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Eastman Kodak Co | 277461109 | COM | 0 | $291 | dollars, detected | Amount filed as zero, left out of ratios. |
| AETNA INC NEW | 00817Y108 | COM | 18 | $277 | dollars, detected | |
| ISHARES TR | 464287713 | US TELECOM ETF | 0 | $275 | dollars, detected | Amount filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 30 | $271 | dollars, detected | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 5 | $265 | dollars, detected | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 8 | $260 | dollars, detected | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8 | $260 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 13 | $260 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 0 | $259 | dollars, detected | Amount filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7 | $252 | dollars, detected | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15 | $250 | dollars, detected | |
| GMAC LLC 7.375% Sr Notes | 36186C509 | Pfd Stk | 6 | $250 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6 | $247 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1 | $245 | dollars, detected | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11 | $245 | dollars, detected | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 11 | $243 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 23 | $242 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36 | $240 | dollars, detected | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 16 | $236 | dollars, detected | |
| AMPHENOL CORP NEW | 032095101 | COM | 18 | $230 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 16 | $230 | dollars, detected | |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 0 | $230 | dollars, detected | Amount filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 2 | $223 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 0 | $222 | dollars, detected | Amount filed as zero, left out of ratios. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 8 | $222 | dollars, detected | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 0 | $220 | dollars, detected | Amount filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3 | $217 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10 | $210 | dollars, detected | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 0 | $210 | dollars, detected | Amount filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15 | $204 | dollars, detected | |
| iShares Global 100 ETF | 464287572 | SHS | 14 | $203 | dollars, detected | |
| iShares Global Healthcare ETF | 464287325 | SHS | 15 | $203 | dollars, detected | |
| Boston Scientific Corporation | 101137107 | COM | 2 | $200 | dollars, detected | |
| KLA CORP | 482480100 | COM | 11 | $200 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 19 | $200 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 20 | $200 | dollars, detected | |
| PRICESMART INC COM | 741511109 | Stock | 18 | $200 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 10 | $200 | dollars, detected | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 40 | $200 | dollars, detected | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8 | $200 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 17 | $200 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 0 | $200 | dollars, detected | Amount filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 4 | $200 | dollars, detected | |
| PETSMART INC | 716768106 | COM | 13 | $200 | dollars, detected | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 0 | $200 | dollars, detected | Amount filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4 | $200 | dollars, detected | |
| SPX CORP | 784635104 | COMMON STOCK | 14 | $200 | dollars, detected | |
| Crown Castle | 228227104 | COM | 14 | $200 | dollars, detected | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2 | $200 | dollars, detected | |
| EXELIS INC | 30162A108 | COM | 3 | $200 | dollars, detected | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 1 | $200 | dollars, detected | |
| FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL | 313586828 | PREFERRED EQUITY | 2 | $200 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $199 | dollars, detected | Amount filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14 | $198 | dollars, detected | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 0 | $195 | dollars, detected | Amount filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 3 | $195 | dollars, detected | |
| FIRST NATL BK SHELBY N C COM | 33354p107 | COMMON EQUITY | 30 | $192 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 24 | $183 | dollars, detected | |
| SMUCKER J M CO | 832696405 | COM NEW | 19 | $182 | dollars, detected | |
| CA INC COM | 12673P105 | COM | 5 | $180 | dollars, detected | |
| CONNECTICUT LIGHT & POWER CO PFD | 207597832 | PREFERRED EQUITY | 0 | $179 | dollars, detected | Amount filed as zero, left out of ratios. |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7 | $174 | dollars, detected | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 0 | $170 | dollars, detected | Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7 | $170 | dollars, detected | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 8 | $167 | dollars, detected | |
| STONE RESURCES LTD SHS | G85128109 | COMMON EQUITY | 0 | $167 | dollars, detected | Amount filed as zero, left out of ratios. |
| SYNTHEMED INC COM | 70319a106 | COMMON EQUITY | 0 | $167 | dollars, detected | Amount filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 2 | $166 | dollars, detected | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 0 | $166 | dollars, detected | Amount filed as zero, left out of ratios. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 11 | $165 | dollars, detected | |
| UBS AG | H89231338 | SHS | 3 | $162 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5 | $161 | dollars, detected | |
| NORTHEAST UTILS | 664397106 | COM | 7 | $161 | dollars, detected | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11 | $160 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6 | $160 | dollars, detected | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 10 | $154 | dollars, detected | |
| ENVITT CAP GROUP INC COM | 29413n109 | COMMON EQUITY | 0 | $151 | dollars, detected | Amount filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 0 | $150 | dollars, detected | Amount filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 16 | $150 | dollars, detected | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10 | $150 | dollars, detected | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4 | $150 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7 | $150 | dollars, detected | |
| FLOWSERVE CORP | 34354P105 | COM | 8 | $150 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 7 | $150 | dollars, detected | |
| GENESEE & WYOMING INC | 371559105 | CL A | 13 | $150 | dollars, detected | |
| 38259p508 | COM | 132 | $150 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. | |
| INTERLEUKIN GENETICS COM | 458738101 | COMMON EQUITY | 0 | $150 | dollars, detected | Amount filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2 | $147 | dollars, detected | |
| ITC HLDGS CORP | 465685105 | COM | 13 | $147 | dollars, detected | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7 | $145 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 8 | $140 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 16 | $140 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1 | $139 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12 | $136 | dollars, detected | |
| DDR CORP | 23317H102 | COM | 2 | $136 | dollars, detected | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2 | $135 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 8 | $135 | dollars, detected | |
| CENCORA INC COM | 03073E105 | Stock | 7 | $133 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13 | $129 | dollars, detected | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5 | $128 | dollars, detected | |
| IAC INTERACTIVECORP | 44919P508 | COM | 6 | $128 | dollars, detected | |
| BEAM INC | 073730103 | COMMON STOCK | 8 | $128 | dollars, detected | |
| STEC INC | 784774101 | COM | 1 | $126 | dollars, detected | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9 | $125 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 1 | $125 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1 | $125 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 1 | $122 | dollars, detected | |
| DISCOVERY INC | 25470F104 | COM SER A | 9 | $121 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 8 | $121 | dollars, detected | |
| VARIAN MED SYS INC | 92220P105 | COM | 8 | $120 | dollars, detected | |
| COACH INC | 189754104 | COM | 7 | $120 | dollars, detected | |
| HOSPIRA INC | 441060100 | COM | 5 | $120 | dollars, detected | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 6 | $120 | dollars, detected | |
| IBSG INTL INC COM NEW | 449236207 | COMMON EQUITY | 0 | $120 | dollars, detected | Amount filed as zero, left out of ratios. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1 | $118 | dollars, detected | |
| MICROS SYS INC | 594901100 | COM | 5 | $118 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 2 | $112 | dollars, detected | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2 | $112 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 21 | $111 | dollars, detected | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6 | $110 | dollars, detected | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2 | $110 | dollars, detected | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11 | $108 | dollars, detected | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1 | $108 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 0 | $107 | dollars, detected | Amount filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 0 | $107 | dollars, detected | Amount filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9 | $106 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 23 | $105 | dollars, detected | |
| UNITED PARCEL SERVICE OF AMERICA CL A PRIVATE PLACEMENT NEW | 91199U996 | COMMON STOCK | 9 | $104 | dollars, detected | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2 | $101 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 6 | $100 | dollars, detected | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 0 | $100 | dollars, detected | Amount filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1 | $100 | dollars, detected | |
| ACUITY INC COM | 00508Y102 | Stock | 8 | $100 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7 | $100 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 22 | $100 | dollars, detected | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3 | $100 | dollars, detected | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 16 | $100 | dollars, detected | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3 | $100 | dollars, detected | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 8 | $100 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 6 | $100 | dollars, detected | |
| WELLPOINT INC | 94973V107 | COM | 8 | $100 | dollars, detected | |
| EARTHLINK INC | 270321102 | COM | 1 | $100 | dollars, detected | |
| RF MICRODEVICES INC | 749941100 | COM | 1 | $100 | dollars, detected | |
| STILLWATER MINING CO | 86074Q102 | COM | 1 | $100 | dollars, detected | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 0 | $100 | dollars, detected | Amount filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 0 | $100 | dollars, detected | Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 0 | $100 | dollars, detected | Amount filed as zero, left out of ratios. |
| AMR CORP PINES 7.875% | 001765866 | PRF | 0 | $100 | dollars, detected | Amount filed as zero, left out of ratios. |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 0 | $100 | dollars, detected | Amount filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 13 | $98 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 7 | $97 | dollars, detected | |
| Vanguard Energy ETF | 92204A306 | SHS | 0 | $97 | dollars, detected | Amount filed as zero, left out of ratios. |
| Ashland | 044209104 | Common | 8 | $97 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3 | $94 | dollars, detected | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2 | $94 | dollars, detected | |
| JBT MAREL CORPORATION | 477839104 | COM | 2 | $92 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 6 | $92 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5 | $90 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 0 | $90 | dollars, detected | Amount filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1 | $88 | dollars, detected | |
| VGT | 92204A702 | SHS | 6 | $86 | dollars, detected | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4 | $85 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2 | $83 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 5 | $81 | dollars, detected | |
| DAVITA INC COM | 23918K108 | Stock | 10 | $80 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 3 | $77 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 6 | $76 | dollars, detected | |
| AIRGAS INC | 009363102 | COM | 7 | $76 | dollars, detected | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2 | $75 | dollars, detected | |
| GENESCO INC | 371532102 | COM | 5 | $75 | dollars, detected | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4 | $73 | dollars, detected | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2 | $70 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 1 | $70 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3 | $67 | dollars, detected | |
| ACE LTD | H0023R105 | SHS | 6 | $66 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7 | $65 | dollars, detected | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3 | $61 | dollars, detected | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8 | $60 | dollars, detected | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5 | $60 | dollars, detected | |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 0 | $60 | dollars, detected | Amount filed as zero, left out of ratios. |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 3 | $60 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3 | $57 | dollars, detected | |
| ELAN PLC | 284131208 | ADR | 1 | $51 | dollars, detected | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 25 | $50 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NVR INC COM | 62944T105 | Stock | 46 | $50 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4 | $50 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 2 | $50 | dollars, detected | |
| Equinix, Inc. | 29444U502 | EQIX | 9 | $50 | dollars, detected | |
| ALCOA INC | 013817101 | COM | 0 | $50 | dollars, detected | Amount filed as zero, left out of ratios. |
| PAPERFREE MED SOLUTION COM | 698830106 | COMMON EQUITY | 0 | $50 | dollars, detected | Amount filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1 | $48 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1 | $48 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4 | $46 | dollars, detected | |
| RAYONIER INC COM | 754907103 | REIT | 3 | $46 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 3 | $45 | dollars, detected | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3 | $45 | dollars, detected | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6 | $45 | dollars, detected | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3 | $44 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4 | $44 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 3 | $43 | dollars, detected | |
| VMWARE, INC. | 928563402 | CL A COM | 3 | $41 | dollars, detected | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2 | $40 | dollars, detected | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2 | $40 | dollars, detected | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 1 | $40 | dollars, detected | |
| NOBLE ENERGY INC | 655044105 | COM | 2 | $38 | dollars, detected | |
| PACCAR INC COM | 693718108 | Stock | 2 | $37 | dollars, detected | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1 | $37 | dollars, detected | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 0 | $35 | dollars, detected | Amount filed as zero, left out of ratios. |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1 | $35 | dollars, detected | |
| Pentair Inc | H6169Q108 | PNR | 2 | $35 | dollars, detected | |
| DIGITAL ANGEL CORP NEW | 25383a200 | COMMON EQUITY | 0 | $35 | dollars, detected | Amount filed as zero, left out of ratios. |
| ADAL GROUP INC | 005473103 | COMMON EQUITY | 0 | $35 | dollars, detected | Amount filed as zero, left out of ratios. |
| RSTK HEALTHNOSTICS INC COM | 422250894 | COMMON EQUITY | 0 | $35 | dollars, detected | Amount filed as zero, left out of ratios. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2 | $34 | dollars, detected | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1 | $34 | dollars, detected | |
| WABCO HLDGS INC | 92927K102 | COM | 2 | $33 | dollars, detected | |
| PHH CORP | 693320202 | COM NEW | 1 | $32 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 3 | $32 | dollars, detected | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2 | $31 | dollars, detected | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1 | $30 | dollars, detected | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 0 | $30 | dollars, detected | Amount filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 1 | $30 | dollars, detected | |
| NEW ENERGY SYS GROUP | 643847106 | COM | 0 | $30 | dollars, detected | Amount filed as zero, left out of ratios. |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 2 | $29 | dollars, detected | |
| SUPERVALU INC | 868536103 | COM | 0 | $29 | dollars, detected | Amount filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1 | $28 | dollars, detected | |
| AMC NETWORKS INC | 00164V103 | CL A | 2 | $27 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2 | $26 | dollars, detected | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1 | $26 | dollars, detected | |
| HARMAN INTL INDS INC | 413086109 | COM | 1 | $26 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 5 | $25 | dollars, detected | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 0 | $25 | dollars, detected | Amount filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 0 | $25 | dollars, detected | Amount filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 1 | $25 | dollars, detected | |
| MOSAIC CO COM | 61945C103 | Stock | 1 | $24 | dollars, detected | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1 | $24 | dollars, detected | |
| RADIAN GROUP INC COM | 750236101 | Stock | 0 | $24 | dollars, detected | Amount filed as zero, left out of ratios. |
| FIRSTMERIT CORP | 337915102 | COM | 0 | $24 | dollars, detected | Amount filed as zero, left out of ratios. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1 | $22 | dollars, detected | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 0 | $22 | dollars, detected | Amount filed as zero, left out of ratios. |
| LENDINGTREE INC NEW | 894675107 | COM | 0 | $22 | dollars, detected | Amount filed as zero, left out of ratios. |
| EACO CORP | 26824a205 | COMMON EQUITY | 0 | $22 | dollars, detected | Amount filed as zero, left out of ratios. |
| IPG PHOTONICS CORP | 44980X109 | COM | 1 | $21 | dollars, detected | |
| FELCOR LODGING TR INC | 31430F101 | COM | 0 | $21 | dollars, detected | Amount filed as zero, left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1 | $20 | dollars, detected | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $20 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1 | $20 | dollars, detected | |
| WYNN RESORTS LTD | 983134107 | COM | 3 | $20 | dollars, detected | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 0 | $20 | dollars, detected | Amount filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 0 | $20 | dollars, detected | Amount filed as zero, left out of ratios. |
| LUCENT TECHNOLOGIES CAPITAL TR | 549462307 | CONV PRF | 19 | $20 | dollars, detected | |
| DWS RREEF REAL EST XXX | 233ESC987 | COM | 0 | $19 | dollars, detected | Amount filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 1 | $18 | dollars, detected | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1 | $17 | dollars, detected | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1 | $17 | dollars, detected | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 0 | $16 | dollars, detected | Amount filed as zero, left out of ratios. |
| CERNER CORP | 156782104 | COM | 2 | $16 | dollars, detected | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1 | $14 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 0 | $14 | dollars, detected | Amount filed as zero, left out of ratios. |
| AMR CORP | 001765106 | COMMON STOCK | 0 | $14 | dollars, detected | Amount filed as zero, left out of ratios. |
| FNB UNITED CORP | 302519202 | COM | 0 | $14 | dollars, detected | Amount filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 1 | $13 | dollars, detected | |
| ULTRATECH INC | 904034105 | COM | 0 | $13 | dollars, detected | Amount filed as zero, left out of ratios. |
| CYTEC INDS INC | 232820100 | COM | 1 | $12 | dollars, detected | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1 | $12 | dollars, detected | |
| HSN INC | 404303109 | COM | 1 | $11 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 0 | $10 | dollars, detected | Amount filed as zero, left out of ratios. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 0 | $10 | dollars, detected | Amount filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 0 | $10 | dollars, detected | Amount filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 0 | $10 | dollars, detected | Amount filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 0 | $10 | dollars, detected | Amount filed as zero, left out of ratios. |
| UPS CALL JULY @90 | ups130720 | OPTIONS | 0 | $10 | dollars, detected | Amount filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 0 | $9 | dollars, detected | Amount filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 0 | $9 | dollars, detected | Amount filed as zero, left out of ratios. |
| PANERA BREAD CO | 69840W108 | CL A | 1 | $8 | dollars, detected | |
| ALLEGHANY CORP DEL | 017175100 | COM | 3 | $8 | dollars, detected | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1 | $8 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 4 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NORTHERN TR CORP COM | 665859104 | Stock | 0 | $7 | dollars, detected | Amount filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 0 | $7 | dollars, detected | Amount filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 0 | $7 | dollars, detected | Amount filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 0 | $6 | dollars, detected | Amount filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 0 | $6 | dollars, detected | Amount filed as zero, left out of ratios. |
| BK @30 JAN 2014 | 99qabluvt | OPTIONS | 0 | $6 | dollars, detected | Amount filed as zero, left out of ratios. |
| ROBERT HALF INC. COM | 770323103 | Stock | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
| TUTOR PERINI CORP | 901109108 | COM | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
| Wells Fargo & Co Pfd | 949746887 | Preferred Stock | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
| MSFT CALL OCT @36 | msft13101 | OPTIONS | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
| HEALTHNOSTICS INC COM PAR | 422250308 | COMMON EQUITY | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 0 | $3 | dollars, detected | Amount filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 0 | $3 | dollars, detected | Amount filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| TELYNX INC CL A PAR 0.01 | 87972e308 | COMMON EQUITY | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| QCOM @72.50 JULY 2013 | 99qaco0ej | OPTIONS | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| RIO @62.50 JULY 2013 | 99qacl405 | OPTIONS | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| DOW @36 SEP 2013 | dow130921 | OPTIONS | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| SKYBRIDGE TECH GRP INC COM NEW | 83082v504 | COMMON EQUITY | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| TAMIJA GOLD & DIAMOND COM | 87509p107 | COMMON EQUITY | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-13-000306 | this filing | 2013-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909012-13-000321 | base | 2013-08-13 | acceptance time not in the bulk data set |