13F-HR/A filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-13, with 814 holding rows worth $204,058,000 by the sum of the rows.
- Accession
- 0000909012-13-000321
- Filer
- CIK 1567784
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 814 entries on the cover page, a total value of $204,390,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,058,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $204,390,000,000, about 1,000 times the sum of the rows, $204,058,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 174,903 | $15,802,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 133,286 | $11,443,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 432,388 | $10,654,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 267,533 | $9,241,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 73,043 | $8,174,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 40,286 | $6,462,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 277,534 | $6,436,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,204 | $5,632,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 106,290 | $5,611,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 146,330 | $5,042,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 155,793 | $5,011,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 89,450 | $4,700,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 120,454 | $3,373,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 49,526 | $3,343,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 47,583 | $3,149,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 499,152 | $2,949,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 69,268 | $2,833,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 171,620 | $2,560,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 74,021 | $2,507,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 106,707 | $2,453,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,809 | $2,218,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 29,773 | $2,050,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 79,856 | $1,943,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 67,371 | $1,889,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 22,346 | $1,727,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 48,644 | $1,661,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 38,527 | $1,590,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,922 | $1,522,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,649 | $1,496,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,882 | $1,462,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 67,200 | $1,458,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 84,624 | $1,447,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 33,049 | $1,431,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 50,996 | $1,408,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,690 | $1,398,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,800 | $1,366,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 39,858 | $1,344,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 32,210 | $1,291,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 32,774 | $1,264,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,492 | $1,240,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 20,137 | $1,230,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,164 | $1,224,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 358,800 | $1,112,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,581 | $1,089,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,016 | $1,072,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 99,200 | $1,036,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 16,517 | $999,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 28,773 | $994,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,477 | $973,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 16,656 | $971,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,116 | $959,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 21,016 | $927,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 19,201 | $885,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 67,212 | $864,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 73,722 | $737,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 54,500 | $703,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 34,011 | $700,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,995 | $674,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,270 | $640,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,157 | $637,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,224 | $614,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,850 | $598,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 8,856 | $556,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,961 | $551,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,021 | $541,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,100 | $522,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 43,960 | $502,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 46,000 | $501,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,695 | $498,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 27,900 | $480,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,155 | $479,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,591 | $475,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,651 | $475,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 12,000 | $469,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,133 | $450,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,074 | $440,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,377 | $439,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,166 | $422,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 13,549 | $405,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,726 | $405,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,213 | $404,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,946 | $403,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,014 | $396,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 12,423 | $384,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,374 | $380,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,521 | $380,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,521 | $376,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,370 | $373,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,773 | $372,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 32,474 | $370,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,474 | $367,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,599 | $337,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,274 | $335,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,334 | $329,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 18,500 | $323,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 8,200 | $307,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,564 | $304,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,800 | $294,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,500 | $293,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,951 | $283,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,953 | $282,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,331 | $268,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,475 | $261,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,529 | $244,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,785 | $242,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,281 | $233,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,056 | $228,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,100 | $222,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,441 | $222,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,295 | $218,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 4,400 | $217,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,170 | $212,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,927 | $208,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,358 | $207,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,314 | $206,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,000 | $199,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,500 | $193,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,721 | $192,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,623 | $191,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,995 | $191,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 5,000 | $186,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,000 | $183,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 6,000 | $166,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,525 | $164,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 15,600 | $164,000 | thousands by filing date | |
| DE Master Blenders 1753 NV | N2563N109 | COM | 9,649 | $154,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,588 | $150,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,091 | $145,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,602 | $143,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,696 | $141,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,053 | $141,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,929 | $140,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,825 | $138,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,038 | $136,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,320 | $132,000 | thousands by filing date | |
| 38259p508 | COM | 150 | $132,000 | thousands by filing date | ||
| ING GROEP NV | 456837707 | PRF | 5,300 | $132,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,000 | $131,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,525 | $131,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,883 | $128,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,000 | $127,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,631 | $126,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,480 | $126,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,272 | $126,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,500 | $124,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,769 | $122,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,340 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 686 | $119,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,000 | $119,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,200 | $118,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 810 | $118,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,391 | $114,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,435 | $112,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 8,000 | $110,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,800 | $109,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,555 | $107,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,150 | $107,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 1,777 | $107,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,500 | $107,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,269 | $103,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,307 | $102,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,460 | $102,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 3,100 | $101,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,390 | $100,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,597 | $100,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,491 | $99,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,311 | $96,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,000 | $96,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,500 | $95,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,154 | $95,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 2,550 | $95,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,305 | $93,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 7,150 | $93,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,510 | $92,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 4,400 | $92,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,930 | $91,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,401 | $91,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,834 | $88,000 | thousands by filing date | |
| Blueharbor Bank | 095613105 | Common Stock | 13,500 | $88,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,300 | $86,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,146 | $83,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,800 | $83,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,219 | $79,000 | thousands by filing date | |
| ING GROEP NV | 456837806 | PREFERRED STOCK | 3,125 | $79,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 998 | $78,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,162 | $76,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,018 | $76,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,685 | $75,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,700 | $75,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 653 | $73,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,015 | $73,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 912 | $72,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,484 | $72,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 469 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,800 | $70,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 400 | $70,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 820 | $69,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 1,381 | $69,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 669 | $68,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,763 | $68,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,300 | $67,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,873 | $67,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 3,871 | $67,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 813 | $66,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,771 | $64,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 5,636 | $63,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,737 | $63,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 1,929 | $63,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 5,300 | $63,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 924 | $62,000 | thousands by filing date | |
| DIVDEND CAPITAL DIVERSIFIED PROPERTY | 225994706 | COMMON EQUITY | 9,306 | $62,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,009 | $61,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 1,742 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 439 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,980 | $59,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,145 | $58,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 600 | $57,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 800 | $56,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,200 | $55,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,200 | $55,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 960 | $55,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 2,200 | $55,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 600 | $54,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,304 | $54,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,204 | $54,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 4,210 | $54,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 670 | $53,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,970 | $53,000 | thousands by filing date | |
| WACHOVIA FND 7.25% $1.8125 PFD | 92977V206 | PREFERRED | 2,000 | $53,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 479 | $52,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,838 | $52,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,200 | $52,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,900 | $51,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 730 | $51,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $50,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 400 | $50,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 495 | $49,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 865 | $48,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,257 | $47,000 | thousands by filing date | |
| CNB CORP CDT COM ISSUE INACTIVE | 12612r105 | COMMON EQUITY | 1,080 | $47,000 | thousands by filing date | |
| VTI | 922908769 | COM | 563 | $46,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 50 | $46,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 554 | $46,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 316 | $45,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 687 | $45,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 520 | $44,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,110 | $44,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 2,700 | $44,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,042 | $43,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 633 | $43,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,259 | $43,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 341 | $43,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,211 | $42,000 | thousands by filing date | |
| CITIGROUP CAPITAL IX | 173066200 | PRD | 1,700 | $42,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,000 | $41,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,710 | $40,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 200 | $40,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,433 | $40,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 900 | $39,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,350 | $39,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 805 | $38,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 620 | $38,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 600 | $38,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,146 | $37,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,531 | $37,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,450 | $36,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 1,500 | $36,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 240 | $35,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 310 | $35,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 700 | $35,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 554 | $35,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 959 | $35,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 680 | $34,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 4,434 | $34,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,858 | $34,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 335 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 680 | $32,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 527 | $32,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,300 | $32,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,172 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,000 | $32,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 653 | $31,000 | thousands by filing date | |
| INDEPENDENCE BANCSHARES INC | 45338e107 | COMMON EQUITY | 35,000 | $31,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 271 | $30,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 664 | $30,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 500 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,600 | $30,000 | thousands by filing date | |
| VIRGINIA HERITAGE | 927819102 | COM | 2,000 | $30,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 327 | $29,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 3,780 | $29,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,500 | $29,000 | thousands by filing date | |
| FIRST NATL BK SHELBY N C COM | 33354p107 | COMMON EQUITY | 192 | $29,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 432 | $28,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 3,000 | $28,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 622 | $27,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 409 | $27,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 704 | $27,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 491 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,816 | $26,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 375 | $26,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 50 | $25,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 675 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 649 | $24,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 467 | $24,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 456 | $24,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 975 | $24,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 944 | $23,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 242 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 183 | $23,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 380 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 552 | $23,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,829 | $23,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 423 | $23,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 998 | $23,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 3,000 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 590 | $23,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,000 | $22,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $22,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400 | $22,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 105 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 600 | $22,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,520 | $22,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 300 | $22,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,150 | $22,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 900 | $22,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 111 | $21,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 839 | $21,000 | thousands by filing date | |
| RBS CAP FDG TR V GTD TR PFD SECS 5.90% | 74928K208 | PREFERRED EQUITY | 1,000 | $21,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 310 | $20,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 361 | $20,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 3,159 | $20,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,134 | $20,000 | thousands by filing date | |
| INSURED MUN INCOME FD COM | 45809F104 | CLOSED END | 1,200 | $20,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 550 | $19,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 516 | $19,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $19,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $19,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,000 | $19,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 900 | $19,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 385 | $19,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,100 | $19,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,466 | $19,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 313 | $19,000 | thousands by filing date | |
| LUCENT TECHNOLOGIES CAPITAL TR | 549462307 | CONV PRF | 20 | $19,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 182 | $18,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 800 | $18,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 7,500 | $18,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 230 | $17,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 200 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 493 | $17,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $17,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 277 | $17,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 340 | $17,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 150 | $16,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 500 | $16,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 200 | $16,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 400 | $16,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 500 | $16,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 230 | $15,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 203 | $15,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 400 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $15,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 250 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 400 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 800 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 236 | $15,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,754 | $15,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 140 | $15,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 487 | $15,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 673 | $15,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 600 | $15,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 600 | $15,000 | thousands by filing date | |
| ING GROEP | n4578e413 | COMMON EQUITY | 1,668 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 450 | $14,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 198 | $14,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 421 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 204 | $14,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 200 | $14,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 317 | $14,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 203 | $13,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 843 | $13,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 331 | $13,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 200 | $13,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 500 | $13,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 147 | $13,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 129 | $12,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 500 | $12,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 98 | $12,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 150 | $12,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 300 | $12,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 500 | $12,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 260 | $12,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 310 | $12,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS | G7498P309 | PRF | 500 | $12,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 200 | $11,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 300 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 355 | $11,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 136 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 165 | $11,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,000 | $11,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 800 | $11,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 413 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,182 | $10,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 160 | $10,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 108 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 243 | $10,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 655 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 245 | $10,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 390 | $10,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 650 | $10,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 305 | $10,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 675 | $10,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 365 | $10,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 813 | $10,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 509 | $10,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 5,000 | $10,000 | thousands by filing date | |
| Duke Capital Tr Certs 7.875% Pfd (cnow) | 21988g312 | com | 400 | $10,000 | thousands by filing date | |
| CORP BACKED TR CTFS 03-7 | 21988G262 | PRF | 400 | $10,000 | thousands by filing date | |
| STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 | 784787202 | PREFERRED EQUITY | 400 | $10,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,439 | $9,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 150 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 80 | $9,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200 | $9,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 210 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 403 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 121 | $9,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 703 | $9,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 50 | $9,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 400 | $9,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 1,300 | $9,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 154 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,000 | $9,000 | thousands by filing date | |
| CITIGROUP CAP X 6.1% 9/30/3 | 173064205 | PFD | 400 | $9,000 | thousands by filing date | |
| Aegon NV 6.875% PFD | N00927306 | PFD | 400 | $9,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 222 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $8,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 106 | $8,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 150 | $8,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 135 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $8,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 120 | $8,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 121 | $8,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 125 | $8,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 100 | $8,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 629 | $8,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 97 | $8,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 128 | $8,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 260 | $8,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 260 | $8,000 | thousands by filing date | |
| UNITED PARCEL SERVICE OF AMERICA CL A PRIVATE PLACEMENT NEW | 91199U996 | COMMON STOCK | 104 | $8,000 | thousands by filing date | |
| H AND R BLOCK INC | 93671105 | OPTION | 318 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CME Group Inc. Class A | 12572Q105 | COM | 97 | $7,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 65 | $7,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 60 | $7,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 400 | $7,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $7,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $7,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 133 | $7,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 174 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 252 | $7,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 145 | $7,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,010 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 170 | $7,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 341 | $7,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 167 | $7,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 667 | $7,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 76 | $7,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,500 | $7,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 310 | $7,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 300 | $7,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 100 | $6,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 86 | $6,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 150 | $6,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 440 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 150 | $6,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 128 | $6,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 76 | $6,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 400 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 120 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 460 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 110 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 92 | $6,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 564 | $6,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 161 | $6,000 | thousands by filing date | |
| GMAC LLC 7.375% Sr Notes | 36186C509 | Pfd Stk | 250 | $6,000 | thousands by filing date | |
| BANK OF COMMERCE/CHARLOTTE | 061590105 | COMMON | 2,000 | $6,000 | thousands by filing date | |
| NTS RLTY HLDGS LTD PARTNERSH | 629422106 | PARTSHIP UNITS | 906 | $6,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 247 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 160 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 90 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 75 | $5,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 180 | $5,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 45 | $5,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 66 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-13-000306 | superseded | 2013-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909012-13-000321 | this filing | 2013-08-13 | acceptance time not in the bulk data set |