13F-HR filed by Empyrean Capital Partners, LP
Empyrean Capital Partners, LP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 57 holding rows worth $1,520,998,000.
- Accession
- 0000902664-20-001181
- Filer
- CIK 1317195
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 57 entries on the cover page, a total value of $1,520,998,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,520,998,000 with VALUE read as thousands by filing date, 13F file number 028-11141. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN PLC | G0177J108 | SHS | 1,273,500 | $243,455,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 516,824 | $166,345,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,132,614 | $135,642,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 2,500,000 | $100,200,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 947,000 | $63,269,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,042,000 | $62,781,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 1,600,000 | $61,136,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 560,000 | $50,770,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,450,000 | $49,866,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 5,615,000 | $47,166,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 140,000 | $45,060,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,271,345 | $38,271,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,788,868 | $35,205,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 40,000,000 | $34,000,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 662,029 | $31,870,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 25,000,000 | $26,656,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 26,000,000 | $26,013,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 22,471,000 | $23,468,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 148,000 | $21,311,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 438,000 | $21,173,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 20,000,000 | $20,654,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 20,000,000 | $16,588,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,168,753 | $15,940,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,400,000 | $15,218,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 14,000,000 | $14,900,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 14,150,000 | $14,274,000 | thousands by filing date | principal |
| LORAL SPACE & COM INC | 543881106 | COM | 424,279 | $13,713,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,091,166 | $13,290,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 11,555,000 | $11,454,000 | thousands by filing date | principal |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 8,435,700 | $10,850,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 1,000,000 | $10,445,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 9,500,000 | $9,945,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 8,954,000 | $9,105,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,136,200 | $6,430,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 5,000,000 | $6,019,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 5,363,000 | $5,604,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 7,000,000 | $5,469,000 | thousands by filing date | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 243,000 | $5,436,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 391,304 | $4,864,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 5,809,000 | $4,809,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 6,750,000 | $4,320,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,500,000 | $3,918,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 3,250,000 | $3,321,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 300,000 | $3,261,000 | thousands by filing date | put |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 2,500,000 | $2,191,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 665,293 | $1,533,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 143,800 | $1,487,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 50,000 | $1,203,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 36,025 | $505,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 200,000 | $150,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 306,062 | $142,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 200,000 | $92,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 200,000 | $64,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 200,000 | $60,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 100,000 | $36,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 334,000 | $33,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 100,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-20-001181 | this filing | 2020-02-14 | acceptance time not in the bulk data set |