13F-HR filed by Empyrean Capital Partners, LP
Empyrean Capital Partners, LP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 77 holding rows worth $3,197,909,000.
- Accession
- 0000902664-18-004112
- Filer
- CIK 1317195
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 77 entries on the cover page, a total value of $3,197,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,197,909,000 with VALUE read as thousands by filing date, 13F file number 028-11141. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,100,100 | $901,261,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 2,394,400 | $171,511,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,278,500 | $149,930,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 765,849 | $138,825,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 615,318 | $124,817,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,000,000 | $97,120,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,075,709 | $95,109,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,893,378 | $89,917,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 225,859 | $79,798,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,425,000 | $72,750,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 747,190 | $62,659,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 2,902,190 | $62,252,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,888,574 | $57,092,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,200,000 | $51,534,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 800,000 | $51,448,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 781,273 | $46,290,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 974,114 | $44,819,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 500,000 | $42,750,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 4,372,069 | $42,103,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,778,753 | $41,264,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 31,250,000 | $37,793,000 | thousands by filing date | principal |
| EDISON INTL COM | 281020107 | Stock | 524,024 | $35,466,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300,800 | $35,275,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 320,000 | $34,499,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 3,000,000 | $31,005,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,376,050 | $30,287,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 662,029 | $28,765,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,767,086 | $28,363,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,948,562 | $26,988,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,788,868 | $26,851,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 25,000,000 | $25,016,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 2,500,000 | $23,775,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 822,266 | $23,681,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 22,000,000 | $22,784,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 483,000 | $19,948,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 20,000,000 | $19,375,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 281,000 | $19,142,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 438,000 | $19,027,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 588,000 | $17,893,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,195,000 | $17,093,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 95,000 | $16,791,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,850,000 | $16,701,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 10,000,000 | $16,506,000 | thousands by filing date | principal |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,084,644 | $14,968,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 400,000 | $14,732,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 7,090,000 | $12,618,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 14,500,000 | $12,253,000 | thousands by filing date | principal |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 11,550,000 | $11,781,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 130,000 | $11,578,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 91,400 | $11,051,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 78,000 | $10,679,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,704,547 | $10,034,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 178,500 | $9,527,000 | thousands by filing date | put |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 8,500,000 | $8,880,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 7,000,000 | $8,838,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 8,500,000 | $8,521,000 | thousands by filing date | principal |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 502,166 | $6,076,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 545,000 | $5,559,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 93,600 | $5,106,000 | thousands by filing date | put |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 4,504,000 | $5,014,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 250,000 | $4,878,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 500,000 | $4,875,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 192,000 | $3,556,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 3,468,000 | $3,481,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 3,000,000 | $3,038,000 | thousands by filing date | principal |
| DASEKE INC | 23753F107 | COM | 375,000 | $3,008,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 456,924 | $2,604,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 246,966 | $1,991,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 158,000 | $1,560,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 143,800 | $1,378,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 222,200 | $1,373,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 114,000 | $1,263,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 649,316 | $515,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 25,000 | $441,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 166,666 | $275,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 30,000 | $146,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 36,550 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-18-004112 | this filing | 2018-11-14 | acceptance time not in the bulk data set |