13F-HR filed by Empyrean Capital Partners, LP
Empyrean Capital Partners, LP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 62 holding rows worth $2,209,443,000.
- Accession
- 0000902664-18-001164
- Filer
- CIK 1317195
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 62 entries on the cover page, a total value of $2,209,443,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,209,443,000 with VALUE read as thousands by filing date, 13F file number 028-11141. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 2,447,450 | $198,929,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 627,300 | $167,401,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,037,400 | $158,162,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,311,083 | $153,515,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,645,000 | $150,468,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 830,000 | $129,281,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 6,930,232 | $117,467,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 600,000 | $95,706,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,803,614 | $72,974,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 232,200 | $61,965,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,200,000 | $58,296,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 800,000 | $56,976,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 337,048 | $51,386,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 150,000 | $47,786,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 933,400 | $42,171,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 877,029 | $34,783,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,000,000 | $34,560,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,000,000 | $34,530,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 2,270,788 | $34,516,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 533,000 | $34,123,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 95,300 | $32,918,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,096,032 | $29,180,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,948,562 | $28,157,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 23,000,000 | $27,183,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 1,788,868 | $26,726,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 19,500,000 | $25,911,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 578,000 | $22,923,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 751,350 | $20,662,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 20,000,000 | $19,300,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 17,075,000 | $17,299,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 311,292 | $17,246,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 2,005,298 | $15,100,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,020,700 | $14,371,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 10,600,000 | $13,858,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 200,000 | $13,480,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 200,000 | $12,510,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 669,000 | $11,975,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 10,000,000 | $10,063,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 221,000 | $9,985,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,469,547 | $9,705,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,000,000 | $9,640,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 7,868,000 | $8,719,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 7,250,000 | $8,002,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,500,000 | $7,917,000 | thousands by filing date | principal |
| SMART & FINAL STORES INC | 83190B101 | COM | 920,283 | $7,868,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 700,000 | $7,553,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 7,774,000 | $7,463,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,500,000 | $6,108,000 | thousands by filing date | principal |
| NEWMARK GROUP INC | 65158N102 | CL A | 350,597 | $5,574,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,284,316 | $4,225,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 3,500,000 | $3,828,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,500,000 | $3,563,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 200,000 | $3,552,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,000,000 | $1,990,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956409 | COM | 150,000 | $1,916,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 364,542 | $1,870,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 1,424,000 | $1,531,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 67,741 | $1,202,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 166,200 | $1,105,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 58,167 | $1,062,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,000,000 | $849,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 250,000 | $359,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-18-001164 | this filing | 2018-02-14 | acceptance time not in the bulk data set |