13F-HR filed by Empyrean Capital Partners, LP
Empyrean Capital Partners, LP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 71 holding rows worth $2,602,816,000.
- Accession
- 0000902664-17-004345
- Filer
- CIK 1317195
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 71 entries on the cover page, a total value of $2,602,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,602,816,000 with VALUE read as thousands by filing date, 13F file number 028-11141. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER INC | 887317303 | COM NEW | 4,605,267 | $471,810,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 2,909,450 | $224,639,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 802,000 | $201,486,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,395,254 | $157,789,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 566,400 | $142,297,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 8,067,421 | $125,932,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 600,000 | $90,582,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,803,614 | $83,092,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,200,000 | $57,288,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 800,000 | $55,384,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 150,000 | $46,968,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 500,000 | $46,660,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 627,437 | $43,143,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 280,000 | $41,490,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 275,712 | $40,855,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,096,032 | $38,236,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 335,100 | $38,235,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 877,029 | $36,721,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,400,000 | $35,400,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 900,000 | $30,789,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,948,562 | $29,910,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,000,914 | $29,433,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 2,187,007 | $29,415,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,788,868 | $28,854,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 522,600 | $28,137,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 21,000,000 | $26,749,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,244,083 | $26,686,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 578,000 | $24,218,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 19,500,000 | $21,938,000 | thousands by filing date | principal |
| VWR CORP | 91843L103 | COM | 600,000 | $19,866,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 15,750,000 | $17,719,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 669,000 | $16,792,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 2,565,947 | $15,678,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 10,600,000 | $14,443,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14,075,000 | $14,198,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781M101 | COM | 975,005 | $13,767,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 103,000 | $12,850,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,310,392 | $12,829,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 10,868,000 | $12,729,000 | thousands by filing date | principal |
| VISTRA CORP COM | 92840M102 | Stock | 670,000 | $12,522,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 12,500,000 | $12,441,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 175,000 | $10,654,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 210,971 | $10,612,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 518,821 | $10,532,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,760,000 | $10,507,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,469,547 | $10,175,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 10,000,000 | $9,925,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 28,900 | $9,431,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 9,114,000 | $8,658,000 | thousands by filing date | principal |
| ECOVYST INC. | 73943T103 | Common Stock | 436,000 | $7,521,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 700,000 | $7,301,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 920,283 | $7,224,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 304,996 | $7,189,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 761,949 | $6,758,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 224,412 | $6,014,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 750,000 | $5,970,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 130,000 | $5,430,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,284,316 | $4,765,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 25,000 | $4,455,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 250,000 | $4,283,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 3,629,000 | $4,034,000 | thousands by filing date | principal |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 4,000,000 | $4,003,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 3,000,000 | $3,441,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,493,000 | $3,306,000 | thousands by filing date | principal |
| SHILOH INDUSTRIES INC | 824543102 | COM | 239,382 | $2,490,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 139,239 | $2,047,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 150,000 | $1,944,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 150,000 | $1,335,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,000,000 | $995,000 | thousands by filing date | principal |
| TINTRI INC | 88770Q105 | COM | 295,212 | $927,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,000,000 | $920,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-17-004345 | this filing | 2017-11-14 | acceptance time not in the bulk data set |