13F-HR filed by Empyrean Capital Partners, LP
Empyrean Capital Partners, LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 59 holding rows worth $4,272,898,000.
- Accession
- 0000902664-13-003754
- Filer
- CIK 1317195
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 59 entries on the cover page, a total value of $4,272,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,272,898,000 with VALUE read as thousands by filing date, 13F file number 028-11141. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,100,000 | $520,831,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,900,000 | $319,219,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 10,500,000 | $240,671,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,750,000 | $228,000,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 11,250,000 | $209,475,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 2,275,200 | $175,964,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,825,000 | $170,711,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,500,000 | $140,310,000 | thousands by filing date | call |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 4,000,000 | $139,920,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,700,000 | $139,604,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,000,000 | $118,560,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 800,000 | $86,256,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,050,000 | $86,226,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,050,000 | $86,226,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 2,000,000 | $85,500,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 700,000 | $83,587,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 650,000 | $83,317,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,307,300 | $82,994,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,200,000 | $79,020,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,000,000 | $78,880,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 41,000,000 | $78,376,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 500,000 | $73,575,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 6,000,000 | $71,820,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,100,000 | $69,657,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,200,000 | $58,080,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 975,000 | $53,976,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,750,000 | $51,205,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,000,000 | $46,405,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 800,000 | $45,920,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 900,000 | $42,327,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,250,000 | $41,895,000 | thousands by filing date | put |
| WELLPOINT INC | 94973V107 | COM | 500,000 | $41,805,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,600,000 | $36,112,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 28,931,000 | $30,357,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 16,400,000 | $29,640,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 364,598 | $28,482,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 18,206,000 | $28,106,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 20,215,000 | $26,601,000 | thousands by filing date | principal |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,200,000 | $26,292,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 15,000,000 | $25,407,000 | thousands by filing date | principal |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 1,200,000 | $22,884,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 500,000 | $21,510,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 19,283,000 | $21,452,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 14,832,000 | $20,568,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806AD1 | BOND | 16,244,000 | $20,299,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 1,000,000 | $17,531,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 16,000,000 | $16,931,000 | thousands by filing date | principal |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 2,195,900 | $15,371,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $10,450,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 1,300,000 | $10,361,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 896,609 | $9,101,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 250,000 | $5,973,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 3,000,000 | $5,910,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 4,325,000 | $4,929,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 250,000 | $2,895,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,500,000 | $2,714,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 73,355 | $1,378,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 267,039 | $1,180,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 40,000 | $152,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-13-003754 | this filing | 2013-11-14 | acceptance time not in the bulk data set |