13F-HR filed by Empyrean Capital Partners, LP
Empyrean Capital Partners, LP filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 75 holding rows worth $4,307,715,000.
- Accession
- 0000902664-13-002940
- Filer
- CIK 1317195
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 75 entries on the cover page, a total value of $4,307,715,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,307,719,000 with VALUE read as thousands by filing date, 13F file number 028-11141. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,980,000 | $317,632,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 4,000,000 | $215,240,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,000,000 | $213,200,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,000,000 | $194,450,000 | thousands by filing date | put |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 26,000,000 | $182,520,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,200,000 | $172,260,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,000,000 | $150,520,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 2,250,200 | $149,616,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,550,000 | $140,829,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,150,000 | $136,977,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,400,000 | $125,088,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 7,750,000 | $121,985,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 4,000,000 | $99,240,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 450,000 | $94,545,000 | thousands by filing date | put |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 2,500,000 | $82,375,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,207,712 | $80,610,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,307,300 | $76,856,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 1,100,000 | $72,028,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,500,000 | $71,415,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,125,200 | $70,483,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 6,000,000 | $67,200,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 527,000 | $66,803,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,250,000 | $66,150,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 2,000,000 | $65,900,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 750,000 | $62,100,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,000,000 | $61,170,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,000,000 | $56,400,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 575,000 | $51,307,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 2,400,000 | $49,224,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 3,275,000 | $46,309,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,000,000 | $46,020,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,050,000 | $44,898,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 3,800,000 | $43,342,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,700,000 | $42,498,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,400,000 | $39,214,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,399,115 | $39,189,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 500,000 | $39,165,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,040,382 | $39,150,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 36,000,000 | $38,225,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 2,250,000 | $35,415,000 | thousands by filing date | put |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,000,000 | $32,950,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 1,000,000 | $30,880,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,000,000 | $30,880,000 | thousands by filing date | put |
| GENCORP INC | 368682AN0 | SDCV | 16,400,000 | $30,389,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 26,931,000 | $28,113,000 | thousands by filing date | principal |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,200,000 | $27,744,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 364,598 | $25,439,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,100,000 | $25,289,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 18,206,000 | $23,958,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 60,000 | $23,792,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 200,000 | $19,400,000 | thousands by filing date | put |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 1,175,500 | $19,302,000 | thousands by filing date | put |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 14,832,000 | $19,032,000 | thousands by filing date | principal |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 14,247,000 | $17,435,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806AD1 | BOND | 15,096,000 | $17,108,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 250,000 | $16,608,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 40,800 | $16,178,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 830,800 | $15,544,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200,000 | $15,322,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 10,000,000 | $11,743,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 10,050,000 | $11,290,000 | thousands by filing date | principal |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 200,000 | $11,284,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 670,000 | $9,903,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $9,485,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $9,485,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $9,485,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200,000 | $8,074,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 31,800 | $6,077,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 250,000 | $5,798,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 2,890,000 | $3,643,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 2,925,000 | $3,122,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,500,000 | $2,563,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 73,355 | $1,211,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 287,889 | $1,169,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 500,000 | $476,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902664-13-002940 | this filing | 2013-08-14 | acceptance time not in the bulk data set |