13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 2,189 holding rows worth $424,693,388,000.
- Accession
- 0000902219-17-000572
- Filer
- CIK 902219
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 7,208 entries on the cover page, a total value of $424,693,388,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $424,693,435,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANDERSONS INC COM | 034164103 | Stock | 17,462 | $596,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 24,101 | $595,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 12,191 | $593,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,250 | $590,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 30,574 | $584,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 16,854 | $580,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 58,470 | $579,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,122 | $576,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 460,000 | $574,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $563,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 7,465 | $559,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,112 | $550,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,585 | $548,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 250 | $548,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 12,214 | $543,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 28,459 | $540,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 13,613 | $537,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 16,762 | $536,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 21,171 | $535,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 30,938 | $533,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 40,839 | $532,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 9,412 | $526,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,799 | $526,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,539 | $526,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 540,000 | $517,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 205,000 | $516,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,991 | $515,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 15,511 | $511,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 200 | $508,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 474,000 | $508,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,935 | $507,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 7,459 | $503,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 10,342 | $503,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,993 | $499,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 18,517 | $496,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 505,000 | $491,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 27,237 | $488,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,865 | $487,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,019 | $480,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 400 | $474,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 51,916 | $470,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 275 | $468,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $466,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,513 | $461,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 12,282 | $456,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 758 | $454,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 28,800 | $453,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 5,514 | $448,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 25,819 | $444,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,774 | $443,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 957 | $441,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 7,514 | $440,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 40,364 | $440,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,931 | $439,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,786 | $438,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 23,284 | $436,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 33,131 | $429,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 68,865 | $428,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 41,513 | $428,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 30,338 | $425,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 22,175 | $411,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 151,000 | $411,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 5,628 | $410,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $408,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,503 | $400,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,818 | $399,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 9,685 | $399,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 30,769 | $398,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 28,798 | $395,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 22,690 | $391,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,386 | $390,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 300 | $389,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,376 | $388,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 120,000 | $387,000 | thousands by filing date | principal |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 305,296 | $383,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 36,550 | $380,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 378,000 | $378,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 57,000 | $374,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,684 | $372,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 16,691 | $371,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 8,547 | $370,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $367,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 12,333 | $366,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 250,000 | $366,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 190,000 | $365,000 | thousands by filing date | principal |
| MYR GROUP INC | 55405W104 | COM | 11,656 | $361,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,499 | $359,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 26,460 | $357,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 22,252 | $347,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 17,308 | $342,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,703 | $338,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 429,992 | $338,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 325,000 | $335,000 | thousands by filing date | principal |
| CLOROX CO DEL | 189054109 | COM | 2,503 | $334,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 9,971 | $334,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 84,000 | $331,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,062 | $330,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 250 | $329,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 1,457 | $328,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 16,280 | $327,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 400 | $324,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 13,440 | $323,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 88,642 | $321,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,432 | $321,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 254,000 | $320,000 | thousands by filing date | principal |
| BJS RESTAURANTS INC | 09180C106 | COM | 8,565 | $319,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 317,000 | $317,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 222,000 | $316,000 | thousands by filing date | principal |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 14,063 | $313,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 7,215 | $306,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 130 | $301,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30,997 | $299,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,263 | $295,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,550 | $293,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,976 | $292,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 11,123 | $291,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 25,106 | $289,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,227 | $289,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 400 | $288,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 62,922 | $287,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 18,387 | $285,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,174 | $285,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 23,263 | $285,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 120 | $283,000 | thousands by filing date | call |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 21,906 | $283,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,094 | $282,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 197,000 | $279,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 9,070 | $275,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,222 | $273,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,000 | $273,000 | thousands by filing date | call |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 15,258 | $273,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 5,000 | $272,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,315 | $271,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 12,957 | $271,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 15,501 | $268,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 211,000 | $268,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 250,000 | $267,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 4,300 | $264,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 116,691 | $263,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 131,539 | $258,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 9,940 | $258,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 100,000 | $258,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 525 | $252,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 858 | $252,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,389 | $251,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 16,045 | $249,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 600 | $246,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 27,406 | $244,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,127 | $244,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $242,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 300 | $239,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 5,244 | $235,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 167,301 | $234,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 48,010 | $234,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 9,139 | $234,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 22,292 | $228,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 200 | $221,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 66,982 | $220,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,144 | $218,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 30,000 | $218,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 19,000 | $217,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 12,125 | $216,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 51,831 | $215,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 16,898 | $213,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,089 | $212,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 21,131 | $211,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,400 | $210,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 33,524 | $210,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,861 | $209,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 5,608 | $206,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 400 | $204,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,329 | $203,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,000 | $200,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 200,000 | $191,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 12,250 | $182,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 71,151 | $176,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 67,267 | $164,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 29,000 | $160,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,625 | $153,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,295 | $145,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 71,268 | $109,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,026 | $97,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 102,519 | $87,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 16,484 | $78,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,250 | $69,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 331,787 | $56,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,074 | $54,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 49,878 | $42,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 17,499 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-17-000572 | this filing | 2017-08-14 | acceptance time not in the bulk data set |