13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 2,189 holding rows worth $424,693,388,000.
- Accession
- 0000902219-17-000572
- Filer
- CIK 902219
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 7,208 entries on the cover page, a total value of $424,693,388,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $424,693,435,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,093,067 | $3,891,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 916,659 | $3,877,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,646,000 | $3,868,000 | thousands by filing date | principal |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 483,857 | $3,866,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 194,319 | $3,861,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 161,695 | $3,861,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 165,513 | $3,857,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 91,289 | $3,844,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 85,324 | $3,813,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 536,586 | $3,799,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,535,837 | $3,794,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 117,066 | $3,781,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 97,697 | $3,765,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 314,638 | $3,760,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 381,107 | $3,723,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 90,678 | $3,702,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 128,306 | $3,700,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 361,368 | $3,686,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 420,364 | $3,678,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 176,103 | $3,666,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,604 | $3,663,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 53,105 | $3,657,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 218,572 | $3,648,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 32,637 | $3,640,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,185 | $3,638,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 71,852 | $3,628,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 181,878 | $3,624,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 258,217 | $3,602,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 317,707 | $3,594,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 162,351 | $3,594,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 219,453 | $3,588,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 721,536 | $3,586,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 737,560 | $3,585,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 70,146 | $3,579,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 216,486 | $3,577,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 92,241 | $3,566,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 72,025 | $3,565,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 57,914 | $3,555,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 85,958 | $3,538,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 521,025 | $3,538,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 74,557 | $3,530,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 20,472 | $3,525,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 200,920 | $3,525,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 420,589 | $3,520,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 344,721 | $3,516,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 179,033 | $3,487,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 223,779 | $3,482,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 76,512 | $3,474,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 365,400 | $3,471,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 97,916 | $3,466,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 217,396 | $3,465,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 72,403 | $3,464,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 84,521 | $3,452,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 373,488 | $3,443,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 98,731 | $3,430,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 135,758 | $3,421,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 49,056 | $3,406,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 177,357 | $3,405,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 225,000 | $3,386,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 49,009 | $3,353,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 89,405 | $3,347,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 192,761 | $3,344,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 58,811 | $3,336,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 347,813 | $3,311,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 32,796 | $3,308,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 69,610 | $3,289,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 637,286 | $3,288,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 357,524 | $3,275,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 278,201 | $3,249,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 170,935 | $3,248,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 333,455 | $3,248,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 335,356 | $3,233,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 68,450 | $3,218,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 90,106 | $3,202,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 192,614 | $3,184,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,422,593 | $3,130,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 161,201 | $3,127,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 36,446 | $3,116,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 63,762 | $3,113,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 2,850,000 | $3,094,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 261,933 | $3,091,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 21,092 | $3,080,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 54,543 | $3,078,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 49,818 | $3,073,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 159,129 | $3,063,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 505,570 | $3,058,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 65,998 | $3,052,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 182,327 | $3,047,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 64,946 | $3,040,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 68,881 | $3,037,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 171,074 | $3,037,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 144,665 | $3,024,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 254,318 | $2,998,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 158,005 | $2,994,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 269,000 | $2,988,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 170,275 | $2,985,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 421,463 | $2,984,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 59,806 | $2,968,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 317,135 | $2,962,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 348,855 | $2,920,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 51,635 | $2,917,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 185,358 | $2,917,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 149,565 | $2,917,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 28,087 | $2,900,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 62,675 | $2,899,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 251,676 | $2,895,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 2,802,000 | $2,886,000 | thousands by filing date | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 102,205 | $2,849,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 186,139 | $2,826,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 57,917 | $2,812,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 68,978 | $2,799,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 35,245 | $2,780,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 216,081 | $2,777,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 396,721 | $2,769,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 80,786 | $2,769,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 229,087 | $2,761,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 190,436 | $2,736,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 16,491 | $2,735,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 62,837 | $2,721,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 74,250 | $2,684,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 81,126 | $2,683,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 111,452 | $2,678,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 117,885 | $2,661,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 352,522 | $2,654,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 79,669 | $2,637,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 88,924 | $2,629,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 35,574 | $2,624,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 128,558 | $2,621,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 57,178 | $2,616,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 103,348 | $2,604,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 54,062 | $2,591,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 274,530 | $2,589,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 279,416 | $2,585,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 31,978 | $2,581,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 12,685 | $2,578,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 156,000 | $2,554,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 83,794 | $2,552,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 566,553 | $2,544,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 151,782 | $2,541,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 105,927 | $2,537,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 161,192 | $2,523,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 79,861 | $2,522,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29,988 | $2,519,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 141,590 | $2,506,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 63,828 | $2,480,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 41,299 | $2,478,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 145,159 | $2,466,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 116,319 | $2,457,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 64,392 | $2,453,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 52,822 | $2,447,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,405,000 | $2,438,000 | thousands by filing date | principal |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 229,269 | $2,433,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 23,990 | $2,423,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 253,947 | $2,412,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 128,134 | $2,351,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 25,552 | $2,335,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 35,965 | $2,327,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 68,291 | $2,310,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 39,688 | $2,304,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 120,144 | $2,301,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 135,682 | $2,295,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 122,228 | $2,292,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 16,708 | $2,266,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 36,390 | $2,262,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,126,000 | $2,261,000 | thousands by filing date | principal |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 1,937,063 | $2,247,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 37,603 | $2,247,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 121,050 | $2,240,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 114,404 | $2,234,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 36,405 | $2,231,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 24,960 | $2,224,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 202,683 | $2,218,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 123,828 | $2,217,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,664,000 | $2,216,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 916,954 | $2,210,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 145,902 | $2,203,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 95,883 | $2,191,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 19,099 | $2,187,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 68,024 | $2,173,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 99,845 | $2,172,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 110,765 | $2,166,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 74,695 | $2,165,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,950,000 | $2,163,000 | thousands by filing date | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 44,469 | $2,157,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 99,048 | $2,154,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,001,000 | $2,140,000 | thousands by filing date | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 145,170 | $2,137,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 32,225 | $2,128,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 44,720 | $2,124,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,770,000 | $2,124,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 70,548 | $2,123,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,444,000 | $2,122,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 44,118 | $2,121,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 157,194 | $2,121,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 50,957 | $2,113,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 27,030 | $2,106,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 170,026 | $2,076,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 66,730 | $2,074,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,255,000 | $2,074,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 77,592 | $2,056,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 78,079 | $2,051,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,086,000 | $2,051,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 38,267 | $2,048,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 192,509 | $2,043,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,651,000 | $2,040,000 | thousands by filing date | principal |
| CA INC COM | 12673P105 | COM | 58,527 | $2,018,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,000,000 | $2,003,000 | thousands by filing date | principal |
| WBMD 2.625 23 | 94770VAM4 | Bond 30/360P2 U | 2,038,000 | $1,996,000 | thousands by filing date | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 48,797 | $1,995,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 142,503 | $1,995,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 155,538 | $1,991,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 56,321 | $1,976,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 81,559 | $1,948,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 63,467 | $1,939,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 31,390 | $1,932,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 120,538 | $1,878,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 82,297 | $1,877,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 60,284 | $1,862,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 66,920 | $1,861,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,580,000 | $1,843,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 1,715,000 | $1,816,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 212,600 | $1,813,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 434,528 | $1,804,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 159,329 | $1,800,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 19,417 | $1,795,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 1,745,000 | $1,783,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 90,579 | $1,776,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,438 | $1,772,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 47,126 | $1,770,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 57,191 | $1,768,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 47,938 | $1,765,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 91,596 | $1,757,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 55,752 | $1,734,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 23,558 | $1,707,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 70,093 | $1,707,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 67,284 | $1,700,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 28,433 | $1,697,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 84,600 | $1,692,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 71,464 | $1,690,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 809,849 | $1,684,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 161,337 | $1,682,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,121 | $1,680,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 16,385 | $1,678,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 13,385 | $1,674,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 23,777 | $1,670,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 29,222 | $1,661,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 82,196 | $1,661,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 49,850 | $1,660,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 17,798 | $1,659,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 103,569 | $1,647,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 183,237 | $1,642,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 21,444 | $1,639,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,400,000 | $1,636,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 600,000 | $1,634,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,250,000 | $1,634,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,170,000 | $1,634,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 56,241 | $1,618,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 88,385 | $1,617,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 112,492 | $1,617,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739FHK0 | NOTE 7.750% 4/1 | 1,555,000 | $1,617,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 71,843 | $1,613,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,592,000 | $1,613,000 | thousands by filing date | principal |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 34,560 | $1,612,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 81,256 | $1,601,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 57,403 | $1,600,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 409,431 | $1,596,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 84,733 | $1,588,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 53,161 | $1,552,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,235,000 | $1,552,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,695,000 | $1,551,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 48,823 | $1,547,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 52,813 | $1,543,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 66,465 | $1,540,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 84,774 | $1,527,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,435,000 | $1,522,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 42,202 | $1,509,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 152,394 | $1,502,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 93,396 | $1,489,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 82,297 | $1,481,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 209,806 | $1,479,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 70,838 | $1,474,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 152,000 | $1,474,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 180,812 | $1,472,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 54,305 | $1,471,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 206,223 | $1,464,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 481,000 | $1,461,000 | thousands by filing date | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 43,700 | $1,443,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 1,557,000 | $1,431,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 20,369 | $1,422,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,167,000 | $1,408,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,482 | $1,403,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 42,939 | $1,401,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 169,281 | $1,393,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,114,000 | $1,388,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,016 | $1,379,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 76,831 | $1,368,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 156,787 | $1,367,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 106,645 | $1,365,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,354,000 | $1,360,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 41,108 | $1,356,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | H72108EU5 | DEBT 4.750% 5/2 | 1,330,000 | $1,356,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 40,968 | $1,349,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,330,000 | $1,341,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 679,000 | $1,339,000 | thousands by filing date | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 43,529 | $1,336,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,324 | $1,335,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 17,610 | $1,334,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 141,639 | $1,332,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 56,388 | $1,325,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,110,000 | $1,325,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,300,000 | $1,324,000 | thousands by filing date | principal |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 138,293 | $1,319,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,331,000 | $1,319,000 | thousands by filing date | principal |
| PARK STERLING CORP | 70086Y105 | COM | 110,297 | $1,310,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 704,138 | $1,310,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 98,874 | $1,305,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 120,319 | $1,305,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 40,091 | $1,295,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 350 | $1,293,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 75,679 | $1,287,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 179,302 | $1,286,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 66,557 | $1,267,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,562 | $1,264,000 | thousands by filing date | call |
| COUNTY BANCORP INC | 221907108 | COM | 52,032 | $1,249,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 22,894 | $1,245,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 34,365 | $1,242,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 11,855 | $1,239,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 42,016 | $1,239,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 47,133 | $1,233,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 47,210 | $1,232,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 71,053 | $1,229,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,268,000 | $1,228,000 | thousands by filing date | principal |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 60,154 | $1,225,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58,064 | $1,224,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 190,320 | $1,218,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 48,717 | $1,213,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 40,028 | $1,212,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 67,210 | $1,208,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,275,000 | $1,206,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,268 | $1,203,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 86,323 | $1,200,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,203,000 | $1,200,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 316,952 | $1,195,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 31,228 | $1,188,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 17,144 | $1,173,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 157,054 | $1,173,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 58,609 | $1,169,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 15,678 | $1,162,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 155,447 | $1,160,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 62,270 | $1,155,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 29,984 | $1,154,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 54,012 | $1,139,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 16,755 | $1,137,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 58,697 | $1,132,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 217,889 | $1,131,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 48,964 | $1,129,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 72,769 | $1,117,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 34,691 | $1,114,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 43,238 | $1,108,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 6,053 | $1,108,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 34,347 | $1,107,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 17,779 | $1,106,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 80,500 | $1,103,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 16,719 | $1,087,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 21,157 | $1,085,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 9,919 | $1,083,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 14,831 | $1,081,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 45,552 | $1,081,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 20,303 | $1,072,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 60,883 | $1,067,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,375 | $1,062,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,426 | $1,062,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 130,206 | $1,060,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 29,589 | $1,058,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 207,019 | $1,056,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 41,448 | $1,049,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 875,000 | $1,044,000 | thousands by filing date | principal |
| CAESARSTONE LTD | M20598104 | ORD SHS | 29,734 | $1,042,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 12,118 | $1,038,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,055,000 | $1,032,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 1,200,000 | $1,027,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 12,958 | $1,013,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 23,592 | $1,007,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 38,525 | $973,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,169 | $970,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 30,000 | $969,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 25,392 | $964,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 52,037 | $957,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 70,024 | $957,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,143 | $956,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,590 | $954,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 12,750 | $954,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,841 | $951,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 70,912 | $945,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 11,898 | $944,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,077 | $942,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 19,138 | $937,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 139,670 | $931,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4,076 | $922,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 14,582 | $921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 9,646 | $916,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 48,880 | $913,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 22,788 | $909,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 26,780 | $908,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8,879 | $906,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 66,722 | $905,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 15,866 | $904,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 135,546 | $900,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,122 | $899,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 78,640 | $887,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 9,509 | $877,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 19,846 | $871,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 11,871 | $867,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,475 | $867,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 18,951 | $859,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 15,655 | $857,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 627,000 | $856,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 16,365 | $856,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 12,906 | $850,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 17,373 | $848,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 21,200 | $845,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 209,000 | $843,000 | thousands by filing date | principal |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 8,435 | $838,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 47,710 | $833,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 47,977 | $830,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 78,864 | $828,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 42,496 | $824,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 8,949 | $824,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 17,389 | $819,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 17,981 | $819,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 44,871 | $818,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 16,980 | $815,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 254,900 | $815,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 37,231 | $812,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 302,912 | $805,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 60,743 | $804,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10,793 | $797,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 320,000 | $794,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 70,768 | $789,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 267,127 | $788,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 42,853 | $785,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 70,100 | $783,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 16,403 | $782,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 106,509 | $782,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 12,454 | $781,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 47,982 | $778,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 14,570 | $778,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,616 | $776,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,594 | $776,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,425 | $773,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 18,856 | $768,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 28,236 | $768,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,377 | $767,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 50,721 | $767,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 39,782 | $766,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 43,631 | $761,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 19,002 | $760,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 33,787 | $760,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 31,500 | $759,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 12,455 | $757,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 41,919 | $750,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 50,068 | $749,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 21,795 | $739,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 112,581 | $722,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,872 | $717,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 111,019 | $709,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 97,016 | $707,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,418 | $701,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 37,027 | $701,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 42,581 | $694,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,617 | $692,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 11,842 | $692,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,898 | $689,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 32,618 | $689,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 38,355 | $687,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 511,000 | $684,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 16,735 | $683,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 15,675 | $680,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 160,000 | $667,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,026 | $664,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,420 | $662,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 19,087 | $662,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 17,215 | $660,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 280,000 | $654,000 | thousands by filing date | principal |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 7,427 | $648,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 225,966 | $633,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 3,758 | $628,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 17,176 | $622,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 450,000 | $621,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $620,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 11,833 | $619,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 27,097 | $619,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24,582 | $614,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 41,636 | $614,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,602 | $608,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $604,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 33,010 | $604,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 36,871 | $602,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 22,556 | $602,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,919 | $597,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-17-000572 | this filing | 2017-08-14 | acceptance time not in the bulk data set |