13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 2,174 holding rows worth $399,218,845,000.
- Accession
- 0000902219-16-001247
- Filer
- CIK 902219
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 7,115 entries on the cover page, a total value of $399,218,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,218,835,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Co LLP028-16899
- included managerWELLINGTON MANAGEMENT CANADA LLC028-16903
- included managerWellington Management Hong Kong Ltd028-16904
- included managerWellington Management Japan Pte Ltd028-16900
- included managerWellington Management Singapore Pte Ltd028-16901
- included managerWellington Management International Ltd028-16902
- included managerWellington Trust Company, NA 028-04557
- included managerWellington Management Australia Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEB INC | 125134106 | COM | 8,494 | $462,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 16,249 | $457,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 11,471 | $457,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 32,174 | $455,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 505,000 | $453,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 90,734 | $450,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 8,969 | $448,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 28,443 | $448,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 17,874 | $446,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 160,000 | $446,000 | thousands by filing date | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 56,715 | $433,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 14,698 | $425,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 25,202 | $424,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 63,009 | $422,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 205,000 | $422,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 15,797 | $417,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,275 | $416,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 378,000 | $412,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 68,158 | $411,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 16,397 | $411,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 12,292 | $411,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 16,066 | $409,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 31,327 | $402,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 29,063 | $402,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 27,848 | $399,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 15,477 | $398,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,287 | $394,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 119,898 | $387,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,880 | $383,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 10,489 | $383,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 9,571 | $382,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,824 | $380,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 33,655 | $380,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 19,150 | $380,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 78,350 | $379,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,308 | $377,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 316,000 | $377,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,058 | $375,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 200 | $373,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 6,837 | $372,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 36,616 | $371,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $369,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,449 | $367,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,197 | $367,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 14,487 | $364,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 11,809 | $363,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 8,934 | $361,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 120,000 | $360,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 7,716 | $359,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,503 | $355,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,394 | $355,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 42,334 | $353,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 8,515 | $351,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 16,071 | $349,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 9,586 | $348,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 9,676 | $347,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 15,864 | $345,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 34,240 | $344,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 101,300 | $341,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,494 | $340,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 13,547 | $339,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 325,000 | $338,000 | thousands by filing date | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 700 | $337,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 300 | $335,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 3,905 | $334,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 38,000 | $333,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 22,542 | $333,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,800 | $332,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 34,319 | $331,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,790 | $330,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 19,564 | $330,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 7,936 | $327,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,649 | $326,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 205,000 | $326,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 6,530 | $322,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 109,000 | $320,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 1,883 | $319,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 12,100 | $319,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 21,830 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 8,363 | $314,000 | thousands by filing date | call |
| POST PPTYS INC | 737464107 | COM | 4,684 | $309,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,318 | $307,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 270,000 | $305,000 | thousands by filing date | principal |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,156 | $303,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 102,689 | $303,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,759 | $302,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 62,042 | $297,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,602 | $293,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 20,556 | $289,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 20,863 | $288,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 7,557 | $286,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,151 | $284,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 33,304 | $282,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6,909 | $276,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,488 | $276,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,353 | $274,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 20,559 | $272,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,375 | $271,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 12,839 | $270,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,098 | $270,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,412 | $270,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 51,004 | $268,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 13,234 | $267,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 222,000 | $261,000 | thousands by filing date | principal |
| ACTUANT CORP | 00508X203 | CL A NEW | 11,175 | $260,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 8,702 | $259,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 151,000 | $256,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 190,000 | $254,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 19,414 | $252,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 235,000 | $252,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 211,000 | $244,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,550 | $241,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 51,069 | $241,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,374 | $240,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 7,160 | $239,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 20,657 | $237,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,496 | $235,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,843 | $229,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,862 | $228,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 38,436 | $227,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 10,169 | $226,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,642 | $223,000 | thousands by filing date | call |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 155,000 | $222,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,500 | $220,000 | thousands by filing date | principal |
| INCYTE CORP COM | 45337C102 | Stock | 170 | $219,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 88,376 | $218,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,837 | $217,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 434,910 | $216,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,400 | $215,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 78,000 | $215,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,202 | $212,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,084 | $210,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,323 | $208,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 250,000 | $208,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,001 | $204,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,255 | $202,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 3,690 | $201,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 350 | $200,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 11,109 | $198,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 18,230 | $195,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,700 | $192,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 37,054 | $189,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 17,433 | $189,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 200,000 | $182,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 37,976 | $180,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 11,138 | $178,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,636 | $171,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $170,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 21,457 | $167,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 200,000 | $164,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 14,300 | $163,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 40,533 | $162,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 13,794 | $162,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 26,111 | $158,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,100 | $157,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,387 | $156,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,530 | $156,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,960 | $155,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,671 | $149,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,500 | $145,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,000 | $143,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 19,110 | $141,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 29,000 | $138,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 13,461 | $133,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 17,618 | $126,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,144 | $122,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 18,585 | $110,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 96,927 | $110,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,526 | $96,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,433 | $67,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 15,630 | $62,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 15,000 | $58,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 28,186 | $55,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 62,521 | $30,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-16-001247 | this filing | 2016-11-14 | acceptance time not in the bulk data set |