13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 2,174 holding rows worth $399,218,845,000.
- Accession
- 0000902219-16-001247
- Filer
- CIK 902219
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 7,115 entries on the cover page, a total value of $399,218,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,218,835,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Co LLP028-16899
- included managerWELLINGTON MANAGEMENT CANADA LLC028-16903
- included managerWellington Management Hong Kong Ltd028-16904
- included managerWellington Management Japan Pte Ltd028-16900
- included managerWellington Management Singapore Pte Ltd028-16901
- included managerWellington Management International Ltd028-16902
- included managerWellington Trust Company, NA 028-04557
- included managerWellington Management Australia Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 270,189 | $3,526,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 3,370,000 | $3,505,000 | thousands by filing date | principal |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 336,481 | $3,489,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 277,742 | $3,475,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,663,000 | $3,471,000 | thousands by filing date | principal |
| CNO FINL GROUP INC | 12621E103 | COM | 226,559 | $3,460,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 221,663 | $3,442,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 207,892 | $3,441,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,264,686 | $3,440,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 91,155 | $3,430,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 70,849 | $3,420,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 127,474 | $3,406,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 98,839 | $3,401,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 295,463 | $3,400,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 201,042 | $3,378,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 45,699 | $3,364,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 254,229 | $3,356,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 540,063 | $3,349,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 327,012 | $3,348,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 171,669 | $3,342,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 75,083 | $3,338,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 113,900 | $3,328,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 140,003 | $3,311,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 203,888 | $3,305,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 143,029 | $3,299,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 85,432 | $3,293,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 41,649 | $3,291,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 190,262 | $3,290,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 72,025 | $3,290,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 383,099 | $3,276,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 178,331 | $3,274,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 232,144 | $3,262,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 3,355,000 | $3,261,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 150,828 | $3,257,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 85,636 | $3,255,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 103,462 | $3,252,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 403,093 | $3,248,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 278,024 | $3,236,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 74,579 | $3,224,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 145,179 | $3,218,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 73,423 | $3,216,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 131,064 | $3,172,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 58,703 | $3,171,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 229,308 | $3,171,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100,439 | $3,171,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 71,049 | $3,168,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 99,724 | $3,163,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 139,141 | $3,162,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 207,588 | $3,161,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,140,217 | $3,147,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 98,644 | $3,138,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 118,148 | $3,136,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 202,516 | $3,125,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 64,884 | $3,116,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 115,684 | $3,112,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 49,762 | $3,085,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 66,209 | $3,083,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,138,634 | $3,074,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 59,510 | $3,053,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 103,921 | $3,046,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 30,723 | $3,035,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 151,801 | $3,033,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 715,739 | $2,978,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 135,682 | $2,976,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 469,040 | $2,974,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 189,908 | $2,967,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 86,336 | $2,953,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 238,601 | $2,951,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 232,431 | $2,950,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 31,248 | $2,943,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 33,550 | $2,928,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 846,600 | $2,904,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 20,577 | $2,903,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 261,377 | $2,873,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 43,740 | $2,863,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 14,994 | $2,848,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 713,016 | $2,845,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,330,000 | $2,837,000 | thousands by filing date | principal |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 197,189 | $2,808,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 373,607 | $2,799,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 83,496 | $2,762,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 244,001 | $2,762,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 105,083 | $2,753,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 211,990 | $2,752,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 309,134 | $2,733,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 73,422 | $2,722,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 23,704 | $2,705,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 354,266 | $2,703,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 231,875 | $2,664,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 181,206 | $2,644,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 70,627 | $2,624,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 92,468 | $2,589,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 61,291 | $2,569,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 45,195 | $2,564,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 207,823 | $2,561,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 55,106 | $2,554,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 126,812 | $2,538,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 65,251 | $2,536,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 53,640 | $2,504,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 205,691 | $2,497,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 41,294 | $2,483,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 243,400 | $2,466,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 80,827 | $2,459,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 238,653 | $2,446,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 139,944 | $2,440,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,235,000 | $2,439,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 54,948 | $2,420,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 2,401,000 | $2,395,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 74,167 | $2,386,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 103,556 | $2,385,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 107,133 | $2,383,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 233,061 | $2,377,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 107,826 | $2,356,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 149,862 | $2,353,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 49,936 | $2,318,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 142,467 | $2,318,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 44,623 | $2,299,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 65,800 | $2,285,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 8,562 | $2,266,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 46,758 | $2,250,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 26,386 | $2,236,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 33,167 | $2,222,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 180,076 | $2,213,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 203,846 | $2,204,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 210,525 | $2,183,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 100,881 | $2,177,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 46,386 | $2,156,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,942 | $2,141,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 71,680 | $2,131,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 114,800 | $2,127,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 281,799 | $2,119,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 43,735 | $2,114,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 52,882 | $2,113,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 107,420 | $2,098,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,775,000 | $2,091,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 71,910 | $2,091,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 37,404 | $2,085,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100,893 | $2,076,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 4,468,651 | $2,074,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,730,000 | $2,069,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 182,593 | $2,047,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,995,000 | $2,045,000 | thousands by filing date | principal |
| APOLLO GROUP INC | 037604105 | CL A | 256,197 | $2,037,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 94,362 | $2,029,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 156,801 | $2,028,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 56,971 | $2,011,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 20,480 | $2,007,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 226,400 | $1,995,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 148,972 | $1,991,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,770,000 | $1,987,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 27,631 | $1,972,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 83,593 | $1,968,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 316,767 | $1,951,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 32,072 | $1,950,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 156,000 | $1,948,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 99,177 | $1,946,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 49,051 | $1,937,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 26,209 | $1,930,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 342,200 | $1,930,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 84,306 | $1,920,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 75,986 | $1,915,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 41,000 | $1,907,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 48,934 | $1,892,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 151,124 | $1,889,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,030,000 | $1,884,000 | thousands by filing date | principal |
| ENCORE WIRE CORP | 292562105 | COM | 50,205 | $1,846,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 123,828 | $1,845,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 181,887 | $1,844,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 171,268 | $1,831,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 306,276 | $1,819,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 33,848 | $1,811,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 185,410 | $1,802,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 219,266 | $1,796,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,835,000 | $1,793,000 | thousands by filing date | principal |
| JOY GLOBAL INC | 481165108 | COM | 64,502 | $1,789,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 77,861 | $1,778,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 85,026 | $1,760,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 129,791 | $1,759,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 170,476 | $1,756,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 264,503 | $1,754,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46,054 | $1,741,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 283,523 | $1,732,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 87,095 | $1,726,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,250,000 | $1,726,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,345,000 | $1,722,000 | thousands by filing date | principal |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 14,150 | $1,719,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 307,073 | $1,708,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 45,818 | $1,695,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,464,000 | $1,692,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 52,460 | $1,682,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 59,775 | $1,676,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 296,974 | $1,672,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 273,740 | $1,670,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,420,000 | $1,659,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 70,300 | $1,657,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 27,189 | $1,646,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 29,879 | $1,645,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 104,600 | $1,642,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 77,364 | $1,640,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 44,026 | $1,637,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 558,205 | $1,636,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 36,679 | $1,634,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 105,895 | $1,629,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,400,000 | $1,628,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 250,498 | $1,626,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 148,559 | $1,625,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 106,347 | $1,609,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 43,700 | $1,605,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,600,000 | $1,605,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 113,740 | $1,602,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,592,000 | $1,597,000 | thousands by filing date | principal |
| ARK RESTAURANTS CORP | 040712101 | COM | 70,093 | $1,592,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 82,620 | $1,587,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 59,646 | $1,583,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 67,526 | $1,566,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 64,889 | $1,563,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,270,000 | $1,563,000 | thousands by filing date | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 42,185 | $1,553,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 64,456 | $1,549,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 50,830 | $1,545,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 27,762 | $1,543,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,625,000 | $1,543,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,255,000 | $1,541,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 329,515 | $1,539,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,610,000 | $1,538,000 | thousands by filing date | principal |
| FEDERAL SIGNAL CORP | 313855108 | COM | 115,900 | $1,536,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 115,640 | $1,535,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 243,050 | $1,532,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,417,000 | $1,522,000 | thousands by filing date | principal |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 32,056 | $1,521,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,377,000 | $1,521,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 72,094 | $1,516,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 54,843 | $1,509,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 76,570 | $1,500,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 58,631 | $1,500,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 33,827 | $1,499,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 59,088 | $1,492,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 23,010 | $1,491,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 123,812 | $1,487,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 91,384 | $1,485,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,525,000 | $1,483,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,354,000 | $1,476,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 257,756 | $1,469,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 27,134 | $1,467,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 31,484 | $1,467,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 29,339 | $1,466,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 58,642 | $1,464,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,540,000 | $1,450,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 1,458,000 | $1,444,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 26,209 | $1,434,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 280,797 | $1,432,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 11,770 | $1,427,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,008,739 | $1,422,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 71,464 | $1,416,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 66,657 | $1,416,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,495,000 | $1,415,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 89,232 | $1,410,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 113,327 | $1,404,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 48,589 | $1,402,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 44,309 | $1,399,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 328,050 | $1,391,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 69,941 | $1,381,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 39,714 | $1,376,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 87,877 | $1,369,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,330,000 | $1,362,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 1,375,000 | $1,356,000 | thousands by filing date | principal |
| SB FINL GROUP INC | 78408D105 | COM | 107,938 | $1,355,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 48,975 | $1,351,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 119,137 | $1,343,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 445,285 | $1,340,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,290,000 | $1,336,000 | thousands by filing date | principal |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 71,991 | $1,333,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 109,464 | $1,332,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 22,470 | $1,330,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,331,000 | $1,308,000 | thousands by filing date | principal |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 110,077 | $1,298,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 143,330 | $1,297,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 765,000 | $1,290,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 994,000 | $1,289,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 291,971 | $1,279,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 205,165 | $1,272,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 18,744 | $1,269,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 53,402 | $1,266,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 60,629 | $1,262,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 54,320 | $1,253,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,100 | $1,243,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 120,576 | $1,243,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 99,445 | $1,243,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 85,310 | $1,235,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 635,000 | $1,228,000 | thousands by filing date | principal |
| COACH INC | 189754104 | COM | 33,543 | $1,227,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 99,750 | $1,212,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,268,000 | $1,207,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,250,000 | $1,201,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,977 | $1,200,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 55,834 | $1,200,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 253,205 | $1,195,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 95,104 | $1,193,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 74,531 | $1,191,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 34,396 | $1,188,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,275,000 | $1,181,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,203,000 | $1,178,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 11,707 | $1,176,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 124,039 | $1,171,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 62,202 | $1,166,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 19,959 | $1,162,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 97,123 | $1,160,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 25,794 | $1,152,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 78,407 | $1,148,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 495,625 | $1,145,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 90,440 | $1,144,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 63,179 | $1,143,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 115,407 | $1,138,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 120,691 | $1,138,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 137,007 | $1,135,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 62,223 | $1,130,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,502 | $1,122,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 14,695 | $1,099,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 224,819 | $1,084,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 77,220 | $1,079,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 74,342 | $1,077,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 80,477 | $1,076,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 51,336 | $1,072,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 563,000 | $1,068,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,497,001 | $1,048,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 30,651 | $1,038,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,069 | $1,034,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 54,113 | $1,030,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 39,312 | $1,029,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,134 | $1,027,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 60,916 | $1,027,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 198,962 | $1,025,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 59,194 | $1,021,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 118,959 | $1,019,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 19,600 | $1,018,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 61,713 | $1,010,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 37,957 | $1,010,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 25,818 | $1,008,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,021,000 | $1,008,000 | thousands by filing date | principal |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 52,925 | $1,005,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 82,087 | $998,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 37,320 | $996,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 56,997 | $991,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 37,557 | $988,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 99,632 | $983,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 13,059 | $977,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 42,623 | $976,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 111,175 | $972,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 63,120 | $967,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 829,418 | $954,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 25,012 | $949,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 35,600 | $947,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 62,740 | $944,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 28,635 | $936,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 18,056 | $934,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,370 | $932,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 104,973 | $923,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 22,601 | $917,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 36,000 | $917,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 224,929 | $909,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 31,807 | $895,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 685 | $891,000 | thousands by filing date | put |
| TELUS CORPORATION COM | 87971M103 | Stock | 26,999 | $890,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 111,383 | $888,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 76,795 | $881,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 90,800 | $881,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 43,133 | $875,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 66,470 | $869,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 11,790 | $865,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,190 | $864,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 58,146 | $843,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 698,000 | $838,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 48,521 | $836,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 35,400 | $832,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,526 | $831,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,750 | $830,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 47,710 | $829,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 31,649 | $829,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,010 | $829,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 22,737 | $824,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 34,443 | $824,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 15,850 | $814,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 31,648 | $799,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 41,867 | $798,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 48,466 | $795,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 48,254 | $788,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 34,871 | $786,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 21,538 | $785,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 33,066 | $784,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 47,006 | $784,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 29,709 | $778,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,413 | $777,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 51,181 | $776,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 92,831 | $771,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 19,712 | $770,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,711 | $768,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 48,703 | $768,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 55,115 | $767,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 5,063 | $763,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 53,605 | $760,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 479,000 | $759,000 | thousands by filing date | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 27,755 | $758,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 21,559 | $758,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,917 | $757,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 16,900 | $755,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 85,483 | $745,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,744 | $743,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 103,196 | $743,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 22,815 | $742,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 165,021 | $740,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 11,081 | $737,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,436 | $737,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 33,381 | $731,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 18,646 | $728,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 116,263 | $728,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 9,832 | $726,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 479,000 | $726,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 38,897 | $724,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 11,106 | $723,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 27,298 | $722,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 30,779 | $720,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 25,298 | $717,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 26,780 | $717,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 51,600 | $714,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,666 | $710,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 37,400 | $702,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 53,750 | $699,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 29,459 | $692,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,700 | $689,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 76,595 | $689,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,300 | $681,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 51,379 | $680,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 16,615 | $665,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 59,420 | $659,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18,363 | $653,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 13,276 | $646,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 15,342 | $645,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 15,474 | $642,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,310 | $639,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 122,402 | $636,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,383 | $628,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 171,580 | $626,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,799 | $625,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 21,547 | $625,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 23,439 | $623,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 5,747 | $621,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 15,592 | $620,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 32,889 | $620,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 34,825 | $618,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,195 | $617,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 58,470 | $603,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 12,942 | $601,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,600 | $593,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 85,885 | $592,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 21,482 | $584,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 26,704 | $581,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 31,002 | $578,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 19,406 | $577,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,510 | $574,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 16,210 | $574,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 33,872 | $570,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 29,800 | $566,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 245,000 | $562,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 450,000 | $556,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 63,593 | $552,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 16,295 | $547,000 | thousands by filing date | |
| CARDCONNECT CORP | 14141X116 | *W EXP 07/29/202 | 499,590 | $545,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 23,996 | $543,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,250 | $534,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 56,903 | $533,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 19,093 | $529,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,801 | $526,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 35,468 | $522,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,366 | $521,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 30,574 | $515,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 474 | $511,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 5,239 | $510,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 9,543 | $510,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 18,469 | $509,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,742 | $507,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 8,053 | $507,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 27,310 | $503,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,358 | $490,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 21,230 | $490,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 23,486 | $490,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 182,591 | $489,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 181,512 | $486,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 21,178 | $483,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,611 | $482,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,399 | $482,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 46,272 | $482,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 52,902 | $479,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 14,610 | $473,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,062 | $469,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 12,154 | $465,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 365,000 | $465,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 350,000 | $465,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 30,563 | $464,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 28,300 | $464,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 56,878 | $462,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-16-001247 | this filing | 2016-11-14 | acceptance time not in the bulk data set |