13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 2,157 holding rows worth $382,258,552,000.
- Accession
- 0000902219-16-001121
- Filer
- CIK 902219
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 6,892 entries on the cover page, a total value of $382,258,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $382,258,582,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA 028-04557
- included managerWellington Management Australia Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 57,742 | $437,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,371 | $433,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 170,000 | $428,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,986 | $425,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 824 | $423,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 132,089 | $423,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 15,575 | $418,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 21,956 | $417,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 13,012 | $414,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 12,292 | $414,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,158 | $411,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 33,019 | $410,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 17,874 | $409,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,288 | $404,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 30,415 | $394,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 205,000 | $391,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 36,820 | $388,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 26,355 | $388,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 177,618 | $385,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,027 | $384,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 160,000 | $376,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 378,000 | $371,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 32,001 | $366,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 16,906 | $366,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 325,000 | $363,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 31,327 | $355,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 28,541 | $354,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 26,556 | $350,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 26,639 | $344,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,887 | $343,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 157 | $338,000 | thousands by filing date | put |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 10,351 | $336,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 13,823 | $332,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 8,410 | $332,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,718 | $329,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,911 | $328,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 8,965 | $327,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,018 | $326,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 120,000 | $324,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 237,000 | $323,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,131 | $316,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 185,000 | $316,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 280,000 | $315,000 | thousands by filing date | principal |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 6,372 | $313,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 8,014 | $312,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 33,200 | $307,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 270,000 | $299,000 | thousands by filing date | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 21,468 | $294,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,553 | $291,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 2,041 | $290,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 12,674 | $287,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,298 | $287,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 78,390 | $283,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,871 | $276,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,300 | $275,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,000 | $275,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 45,825 | $269,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,272 | $267,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 12,831 | $265,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 30,312 | $261,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 200,000 | $261,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 153,000 | $257,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,550 | $256,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 3,277 | $256,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 17,040 | $255,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 9,688 | $255,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,503 | $254,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 15,030 | $253,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,514 | $249,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,900 | $248,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 235,000 | $238,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,701 | $237,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,836 | $233,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 190,000 | $229,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,984 | $226,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 24,300 | $223,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,500 | $223,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,993 | $222,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,100 | $221,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 155,000 | $221,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 11,412 | $219,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,729 | $219,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,100 | $218,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,569 | $217,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,500 | $216,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,600 | $216,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 151,000 | $216,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 1,500 | $215,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,800 | $213,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 250,000 | $213,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 180,000 | $212,000 | thousands by filing date | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 25,142 | $211,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 26,800 | $210,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 52,100 | $210,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,300 | $208,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,370 | $208,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 21,000 | $208,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,800 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 139,685 | $207,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 18,354 | $206,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 19,600 | $206,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 30,100 | $205,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 40,955 | $204,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 29,808 | $204,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,400 | $202,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 12,917 | $201,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,200 | $198,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 20,252 | $198,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,500 | $196,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 89,303 | $176,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 11,882 | $175,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 24,470 | $174,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 27,315 | $173,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 20,113 | $171,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $170,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 54,494 | $166,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,298 | $164,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 40,252 | $163,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 20,644 | $163,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 87,642 | $162,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,671 | $160,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 47,894 | $156,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 44,364 | $151,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 30,152 | $136,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 19,205 | $132,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 10,631 | $129,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 51,580 | $126,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 48,180 | $123,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,500 | $119,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 27,746 | $117,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,886 | $103,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,843 | $91,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,543 | $90,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 22,084 | $87,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 52,887 | $79,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 77,160 | $78,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 17,951 | $77,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 12,620 | $72,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,099 | $65,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,728 | $62,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 37,469 | $53,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 46,800 | $47,000 | thousands by filing date | call |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 714,492 | $43,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 10,153 | $39,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,771 | $38,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 11,627 | $31,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,697 | $29,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,785 | $26,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,430 | $26,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 10,836 | $24,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 11,888 | $19,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 12,589 | $18,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 17,104 | $18,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 16,041 | $13,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 28,860 | $6,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 12,512 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 27,161 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-16-001121 | this filing | 2016-02-12 | acceptance time not in the bulk data set |