13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 2,157 holding rows worth $382,258,552,000.
- Accession
- 0000902219-16-001121
- Filer
- CIK 902219
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 6,892 entries on the cover page, a total value of $382,258,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $382,258,582,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA 028-04557
- included managerWellington Management Australia Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 372,573 | $3,096,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 257,506 | $3,093,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 66,925 | $3,093,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 51,072 | $3,070,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 195,943 | $3,069,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 529,929 | $3,068,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 259,785 | $3,063,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 57,942 | $3,039,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 244,421 | $3,034,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 152,692 | $3,032,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 786,384 | $3,028,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 94,714 | $3,001,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 200,000 | $2,980,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 219,386 | $2,977,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 54,478 | $2,966,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 63,316 | $2,963,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 33,458 | $2,954,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 483,225 | $2,943,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 170,476 | $2,941,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 667,192 | $2,928,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 84,120 | $2,916,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 162,648 | $2,894,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 782,720 | $2,888,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 152,503 | $2,874,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 157,153 | $2,873,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 191,410 | $2,854,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 118,956 | $2,852,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 173,567 | $2,847,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 77,324 | $2,820,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 109,392 | $2,811,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 61,591 | $2,805,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 76,236 | $2,804,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 134,965 | $2,796,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 204,285 | $2,790,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 223,979 | $2,784,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 134,246 | $2,772,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 55,651 | $2,765,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 239,081 | $2,759,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 96,629 | $2,746,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 230,715 | $2,730,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 290,775 | $2,725,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 162,638 | $2,720,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 30,617 | $2,715,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 88,961 | $2,690,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 256,665 | $2,685,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 714,300 | $2,657,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 43,018 | $2,656,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,332,282 | $2,651,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 127,241 | $2,647,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 226,317 | $2,641,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 37,574 | $2,638,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 157,426 | $2,631,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 131,170 | $2,614,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 288,072 | $2,607,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 85,450 | $2,599,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 217,521 | $2,599,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 55,917 | $2,589,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 59,948 | $2,576,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 46,912 | $2,547,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 89,159 | $2,546,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 154,759 | $2,522,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19,730 | $2,520,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 522,200 | $2,507,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 32,486 | $2,494,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 669,894 | $2,472,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 208,053 | $2,463,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 110,980 | $2,457,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 181,687 | $2,455,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 170,398 | $2,455,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 91,634 | $2,451,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 53,549 | $2,447,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 397,773 | $2,438,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 342,547 | $2,433,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 105,800 | $2,418,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 77,001 | $2,414,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 134,732 | $2,404,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 302,995 | $2,403,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 52,960 | $2,389,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 492,813 | $2,385,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,663,429 | $2,362,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 194,143 | $2,353,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 185,762 | $2,341,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 41,604 | $2,333,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 19,857 | $2,332,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 27,054 | $2,326,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 300,564 | $2,308,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 136,685 | $2,304,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 173,456 | $2,298,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 62,892 | $2,298,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 434,453 | $2,294,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,780,000 | $2,289,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 162,140 | $2,287,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 512,607 | $2,286,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,120,000 | $2,268,000 | thousands by filing date | principal |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 136,579 | $2,253,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 103,656 | $2,228,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 119,431 | $2,204,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 274,746 | $2,203,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 156,506 | $2,185,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 154,376 | $2,175,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 352,976 | $2,167,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 188,231 | $2,166,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 162,036 | $2,166,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 239,031 | $2,154,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 41,753 | $2,144,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,670,000 | $2,143,000 | thousands by filing date | principal |
| IXIA | 45071R109 | COM | 172,084 | $2,139,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 65,441 | $2,120,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 19,546 | $2,119,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 49,250 | $2,110,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 48,306 | $2,091,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 190,500 | $2,080,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 106,070 | $2,076,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 372,058 | $2,069,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 3,785,000 | $2,065,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,002 | $2,055,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 128,846 | $2,022,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 97,544 | $2,007,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 51,964 | $2,003,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 194,585 | $1,985,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 69,787 | $1,973,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 110,032 | $1,971,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 186,658 | $1,963,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 82,800 | $1,958,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 147,964 | $1,952,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 34,072 | $1,946,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,775,000 | $1,945,000 | thousands by filing date | principal |
| CANTEL MEDICAL CORP | 138098108 | COM | 31,221 | $1,940,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 60,564 | $1,938,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 84,306 | $1,931,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 3,853,000 | $1,928,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 106,588 | $1,915,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 107,420 | $1,908,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,145,000 | $1,905,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 413,964 | $1,904,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 314,856 | $1,899,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 285,207 | $1,899,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 156,000 | $1,894,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 27,455 | $1,881,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 71,955 | $1,879,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 39,970 | $1,863,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 66,754 | $1,861,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,725,000 | $1,860,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 303,200 | $1,859,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 81,227 | $1,854,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 149,100 | $1,853,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 59,248 | $1,840,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 77,364 | $1,838,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 40,338 | $1,831,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 24,135 | $1,826,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 45,515 | $1,826,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 36,655 | $1,798,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 35,109 | $1,762,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 27,524 | $1,762,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,835,000 | $1,759,000 | thousands by filing date | principal |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 282,156 | $1,749,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 28,245 | $1,742,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 119,354 | $1,741,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 37,791 | $1,740,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 124,910 | $1,740,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 26,183 | $1,738,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 53,039 | $1,718,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 31,793 | $1,708,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 126,689 | $1,702,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 71,400 | $1,698,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 33,976 | $1,692,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 57,563 | $1,677,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,329 | $1,662,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 136,169 | $1,654,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,770,000 | $1,651,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 60,444 | $1,645,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 178,854 | $1,642,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 76,554 | $1,638,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 148,414 | $1,632,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,573,000 | $1,628,000 | thousands by filing date | principal |
| INVENSENSE INC | 46123D205 | COM | 158,900 | $1,625,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 43,801 | $1,624,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 70,093 | $1,619,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 95,658 | $1,618,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,400,000 | $1,618,000 | thousands by filing date | principal |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 49,987 | $1,617,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 183,995 | $1,608,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,709,000 | $1,603,000 | thousands by filing date | principal |
| MARCHEX INC | 56624R108 | CMN | 411,537 | $1,601,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,250,000 | $1,599,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 628,983 | $1,595,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 235,008 | $1,591,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 363,199 | $1,591,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 17,631 | $1,586,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 83,730 | $1,586,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 32,769 | $1,578,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 352,000 | $1,573,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 27,059 | $1,572,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 459,135 | $1,566,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 126,230 | $1,561,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,420,000 | $1,549,000 | thousands by filing date | principal |
| RUBICON MINERALS CORP | 780911103 | COM | 17,773,926 | $1,535,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 100,210 | $1,530,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,642,000 | $1,529,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 84,892 | $1,526,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 75,197 | $1,521,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 113,327 | $1,519,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,625,000 | $1,518,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 14,300 | $1,513,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 75,187 | $1,494,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 39,956 | $1,493,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 122,258 | $1,489,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 99,760 | $1,481,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,417,000 | $1,478,000 | thousands by filing date | principal |
| WP GLIMCHER IN | 92939N102 | COM | 139,197 | $1,477,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 94,816 | $1,474,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 25,744 | $1,472,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,541 | $1,464,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,500,000 | $1,453,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,270,000 | $1,451,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 26,346 | $1,447,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 29,334 | $1,446,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 207,493 | $1,444,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 61,512 | $1,439,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,555,000 | $1,435,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 11,305 | $1,434,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40,104 | $1,430,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 63,034 | $1,427,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,079,660 | $1,425,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,343,196 | $1,424,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 77,153 | $1,423,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 840,000 | $1,422,000 | thousands by filing date | principal |
| CVSL INC | 12665T206 | Cmn | 1,436,865 | $1,422,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 50,213 | $1,416,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46,054 | $1,400,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 214,846 | $1,391,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 70,017 | $1,387,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 805,400 | $1,385,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,455,000 | $1,385,000 | thousands by filing date | principal |
| Heritage Commerce Corp | 426927109 | Common Stock | 115,262 | $1,379,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 211,797 | $1,378,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 31,666 | $1,378,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 55,930 | $1,376,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 15,394 | $1,370,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,525,000 | $1,364,000 | thousands by filing date | principal |
| PETMED EXPRESS INC | 716382106 | COM | 79,380 | $1,361,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 62,350 | $1,360,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,600 | $1,357,000 | thousands by filing date | call |
| SB FINL GROUP INC | 78408D105 | COM | 121,751 | $1,356,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 29,481 | $1,352,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 8,993 | $1,347,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,235,000 | $1,347,000 | thousands by filing date | principal |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 296,360 | $1,337,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 107,276 | $1,336,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 41,340 | $1,336,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 411,799 | $1,328,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 8,368 | $1,311,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 96,133 | $1,311,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 37,440 | $1,310,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 51,290 | $1,295,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 62,007 | $1,282,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 83,677 | $1,282,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,300,000 | $1,278,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 1,208,000 | $1,267,000 | thousands by filing date | principal |
| DTS INC | 23335C101 | COM | 55,986 | $1,264,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,331,000 | $1,263,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 60,460 | $1,262,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,435,000 | $1,261,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 58,823 | $1,259,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 277,101 | $1,258,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 71,258 | $1,246,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 1,285,000 | $1,243,000 | thousands by filing date | principal |
| AEP INDUSTRIES INC | 001031103 | COM | 16,010 | $1,235,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 61,981 | $1,233,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100,190 | $1,231,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 120,210 | $1,231,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,175,000 | $1,229,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 69,676 | $1,217,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,406,000 | $1,216,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,020,000 | $1,213,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 14,104 | $1,211,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 41,343 | $1,203,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 40,448 | $1,199,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 47,620 | $1,198,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 28,307 | $1,195,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 63,408 | $1,194,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 303,038 | $1,194,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 11,106 | $1,188,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,919 | $1,187,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 9,201 | $1,178,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 37,122 | $1,166,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 31,098 | $1,165,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 123,762 | $1,160,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,203,000 | $1,160,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 65,019 | $1,156,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 86,405 | $1,156,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,330,000 | $1,156,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 85,823 | $1,146,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 58,060 | $1,141,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,275,000 | $1,140,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 61,304 | $1,129,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,345,000 | $1,124,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 61,312 | $1,119,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 145,776 | $1,118,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 14,348 | $1,114,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 18,281 | $1,114,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 152,919 | $1,112,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,009,720 | $1,111,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,594 | $1,096,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 41,033 | $1,096,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 59,202 | $1,087,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 88,319 | $1,087,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 53,634 | $1,086,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 233,446 | $1,083,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 49,290 | $1,066,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 79,644 | $1,066,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 29,074 | $1,065,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 61,713 | $1,064,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,077,000 | $1,062,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 525,479 | $1,061,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 66,616 | $1,059,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 72,270 | $1,057,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 906,000 | $1,056,000 | thousands by filing date | principal |
| RLI CORP COM | 749607107 | Stock | 16,892 | $1,043,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 26,038 | $1,040,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 14,518 | $1,037,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 23,994 | $1,033,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 285,700 | $1,029,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 31,136 | $1,028,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 67,869 | $1,028,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 12,883 | $1,017,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14,896 | $1,005,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 255,200 | $1,005,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 20,693 | $1,004,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 35,932 | $988,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 49,221 | $987,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 38,003 | $982,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 51,334 | $969,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 30,227 | $956,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 67,965 | $949,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,559 | $946,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 32,675 | $943,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 36,000 | $942,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 26,866 | $936,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 30,869 | $924,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 27,488 | $922,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 30,155 | $909,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 18,798 | $907,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 187,600 | $893,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 47,387 | $892,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 75,646 | $890,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 34,433 | $886,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 77,128 | $883,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 627,956 | $879,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 45,008 | $875,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 16,048 | $872,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 5,678 | $871,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 154,756 | $861,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 36,762 | $861,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 60,885 | $859,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 12,985 | $855,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 20,385 | $854,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 36,526 | $854,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 19,527 | $849,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 22,288 | $847,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 11,712 | $845,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 26,411 | $839,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,000,000 | $831,000 | thousands by filing date | principal |
| AMEDISYS INC | 023436108 | COM | 21,107 | $830,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 948,000 | $829,000 | thousands by filing date | principal |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 106,993 | $826,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,062 | $824,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 49,610 | $824,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 32,238 | $821,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 17,696 | $819,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 5,170 | $818,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 17,441 | $811,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 22,779 | $805,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 40,097 | $802,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 52,661 | $800,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 82,851 | $795,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 767,000 | $795,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 35,695 | $792,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 27,485 | $789,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 80,497 | $788,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 18,128 | $788,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 11,300 | $783,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 90,297 | $782,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,827 | $773,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 5,506,818 | $773,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 44,070 | $765,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 35,027 | $762,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 47,710 | $758,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,818 | $757,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,900 | $757,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 35,800 | $754,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 474,000 | $754,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10,400 | $753,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 190,000 | $751,000 | thousands by filing date | principal |
| RR DONNELLEY + SONS CO | 257867101 | COM | 50,930 | $749,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 75,597 | $745,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 51,336 | $738,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 38,200 | $738,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 102,307 | $737,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,300 | $724,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 11,450 | $710,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 60,295 | $709,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 100,000 | $704,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 16,347 | $699,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 35,400 | $697,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 320,000 | $697,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 270,000 | $691,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 59,194 | $690,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 14,533 | $689,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 15,067 | $687,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 179,227 | $686,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 128,177 | $684,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 479,000 | $681,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 175,631 | $677,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 54,659 | $676,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 165,021 | $674,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,427 | $671,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 27,023 | $669,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 22,257 | $668,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 30,200 | $665,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 45,480 | $662,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 529,000 | $655,000 | thousands by filing date | principal |
| ORTHOFIX INTL N V | N6748L102 | COM | 16,643 | $653,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 31,559 | $649,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,764 | $646,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 26,815 | $639,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,334 | $638,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 4,641,195 | $635,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,236 | $631,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,239 | $631,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 17,796 | $630,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 70,346 | $630,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 62,294 | $629,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 6,992 | $629,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 23,399 | $628,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 27,400 | $625,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 48,703 | $625,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 64,703 | $615,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 450,000 | $612,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 33,700 | $611,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 85,483 | $610,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 49,018 | $596,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 34,752 | $596,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 27,146 | $594,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 31,526 | $590,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,293 | $588,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 1,088,513 | $588,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 12,106 | $585,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 47,038 | $584,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 65,901 | $581,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 19,908 | $580,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 23,037 | $579,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 18,330 | $578,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 61,907 | $575,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 683,200 | $575,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 11,900 | $572,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 12,012 | $570,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 16,673 | $558,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 23,000 | $555,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 43,299 | $553,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 16,640 | $551,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 9,178 | $549,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 365,000 | $549,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 41,135 | $544,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 106,938 | $544,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 41,816 | $534,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 242,593 | $534,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 99,318 | $530,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 13,679 | $527,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,351 | $521,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 32,208 | $516,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,000 | $516,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 33,872 | $516,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 42,925 | $513,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11,026 | $512,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 72,233 | $506,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,993 | $500,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,520 | $497,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 52,509 | $497,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 316,000 | $494,000 | thousands by filing date | principal |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 18,200 | $493,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 26,413 | $484,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 8,880 | $483,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,900 | $477,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 46,272 | $473,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 13,810 | $473,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,894 | $468,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 17,195 | $466,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 13,884 | $466,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 215,000 | $465,000 | thousands by filing date | principal |
| ASTRONOVA INC | 04638F108 | COM | 32,105 | $464,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 332,000 | $462,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 16,154 | $457,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 13,981 | $457,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,483,001 | $448,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 435,000 | $447,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 13,299 | $443,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 40,474 | $443,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 22,711 | $442,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 58,443 | $439,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-16-001121 | this filing | 2016-02-12 | acceptance time not in the bulk data set |