13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 2,168 holding rows worth $358,679,594,000.
- Accession
- 0000902219-15-000592
- Filer
- CIK 902219
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 6,818 entries on the cover page, a total value of $358,679,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $358,679,596,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte Ltd 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA 028-04557
- included managerWellington Management Australia Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,024 | $411,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,483 | $408,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 28,974 | $407,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 4,000 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 7,691 | $406,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 29,428 | $405,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,160 | $404,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 67,750 | $404,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 40,900 | $404,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 380,000 | $402,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 225,187 | $401,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 75,653 | $401,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 370,000 | $400,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,726 | $399,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 30,509 | $397,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 312,000 | $394,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,255 | $393,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 15,746 | $392,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 8,402 | $392,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 5,872 | $390,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 9,096 | $390,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 42,925 | $380,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 177,618 | $373,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 150,000 | $370,000 | thousands by filing date | principal |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 44,900 | $370,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 23,471 | $369,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 367,861 | $365,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 8,840 | $365,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 17,874 | $364,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 9,111 | $364,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 33,019 | $359,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 13,140 | $358,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,092 | $358,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 35,827 | $356,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 23,217 | $353,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,180,501 | $352,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 235,000 | $351,000 | thousands by filing date | principal |
| KEURIG GREEN MTN INC | 49271M100 | COM | 6,675 | $348,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 14,500 | $346,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,280 | $341,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 133,897 | $340,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,465 | $334,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 24,555 | $331,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,023 | $325,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 98,199 | $324,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,092 | $324,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 325,000 | $323,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,193 | $318,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 10,351 | $317,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 3,500 | $317,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,094 | $316,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 215,000 | $313,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 20,449 | $311,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 9,188 | $309,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,600 | $308,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,247 | $305,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 18,545 | $304,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 6,277 | $304,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 17,383 | $302,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,700 | $300,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,600 | $300,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24,364 | $295,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,131 | $293,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,620 | $293,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 52,893 | $290,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 21,930 | $289,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 24,571 | $289,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 3,700 | $289,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 203,000 | $282,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 1,900 | $281,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,999 | $279,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,672 | $275,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,976 | $273,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 240,000 | $273,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 8,483 | $272,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,608 | $269,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,550 | $268,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,553 | $268,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,394 | $267,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 250,000 | $266,000 | thousands by filing date | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 21,468 | $264,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 10,221 | $264,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 9,318 | $261,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,461 | $259,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 8,883 | $258,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,762 | $255,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 40,955 | $253,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 12,773 | $250,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,246 | $249,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,942 | $248,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 356,100 | $248,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 150,000 | $248,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 130,000 | $245,000 | thousands by filing date | principal |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 33,173 | $240,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,900 | $240,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 18,207 | $239,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,960 | $233,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 45,261 | $233,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,912 | $229,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 16,447 | $225,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,400 | $224,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,300 | $223,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 151,000 | $223,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 5,612 | $221,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,538 | $220,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,532 | $217,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 220,000 | $217,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,749 | $214,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 8,008 | $214,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,371 | $213,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 157 | $212,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 57,316 | $211,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 110,580 | $208,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,400 | $205,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,500 | $205,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,525 | $202,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,200 | $201,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 32,700 | $200,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 11,412 | $198,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 13,473 | $197,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 64,160 | $195,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 20,252 | $191,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,298 | $187,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 952,010 | $185,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 27,315 | $179,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,671 | $178,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 22,946 | $176,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 12,917 | $172,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $170,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,276 | $169,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 228,000 | $169,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 89,303 | $166,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,379 | $164,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 22,784 | $157,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 23,007 | $156,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 22,496 | $149,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,333 | $147,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,302 | $146,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,815 | $139,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 12,573 | $136,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 14,188 | $134,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,813 | $123,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,637 | $112,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 50,940 | $109,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 28,217 | $105,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 54,494 | $95,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,169 | $83,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,289 | $78,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 198,356 | $78,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 24,955 | $75,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 10,153 | $69,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 68,577 | $67,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 31,095 | $66,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 47,832 | $65,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 60,491 | $64,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,672 | $63,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,615 | $63,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 10,839 | $56,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 16,735 | $56,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 26,393 | $52,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,216 | $49,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 18,165 | $44,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 14,940 | $44,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,430 | $28,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 12,833 | $17,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,793 | $12,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 23,274 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 21,905 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-15-000592 | this filing | 2015-11-16 | acceptance time not in the bulk data set |