13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 2,168 holding rows worth $358,679,594,000.
- Accession
- 0000902219-15-000592
- Filer
- CIK 902219
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 6,818 entries on the cover page, a total value of $358,679,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $358,679,596,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte Ltd 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA 028-04557
- included managerWellington Management Australia Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVER WHEATON CORP | 828336107 | COM | 251,223 | $3,016,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 3,980,000 | $2,997,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 500,927 | $2,996,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 283,604 | $2,992,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 66,911 | $2,991,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 77,901 | $2,991,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 75,354 | $2,990,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 144,662 | $2,968,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 118,856 | $2,940,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 122,808 | $2,934,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 131,570 | $2,931,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 132,675 | $2,922,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 33,587 | $2,917,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 176,030 | $2,914,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 65,787 | $2,911,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 61,591 | $2,910,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 146,231 | $2,906,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 40,351 | $2,904,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 273,109 | $2,903,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 140,800 | $2,900,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 50,919 | $2,899,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,786,000 | $2,893,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 147,493 | $2,885,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 1,722,105 | $2,876,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 244,255 | $2,858,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 4,037,000 | $2,849,000 | thousands by filing date | principal |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 200,000 | $2,844,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 281,255 | $2,841,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 51,861 | $2,832,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 164,440 | $2,815,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 193,029 | $2,811,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 50,176 | $2,781,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 223,979 | $2,780,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 7,400 | $2,768,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 89,403 | $2,754,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 217,521 | $2,753,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 125,192 | $2,740,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 104,357 | $2,696,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 64,728 | $2,688,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 163,060 | $2,688,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 70,286 | $2,685,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 67,347 | $2,661,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 89,242 | $2,656,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 701,500 | $2,645,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,735,000 | $2,618,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 25,295 | $2,607,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 159,248 | $2,604,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 162,667 | $2,600,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 234,624 | $2,595,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 145,199 | $2,593,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 528,357 | $2,589,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,542,478 | $2,589,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 211,262 | $2,584,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 33,896 | $2,567,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 140,813 | $2,564,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 90,074 | $2,564,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 13,657,721 | $2,561,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 55,570 | $2,556,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 402,238 | $2,551,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 421,700 | $2,530,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 363,736 | $2,524,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 549,798 | $2,507,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100,885 | $2,490,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,520,000 | $2,489,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,030,000 | $2,487,000 | thousands by filing date | principal |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 42,324 | $2,484,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 141,642 | $2,467,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 96,632 | $2,464,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 18,353 | $2,460,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 848,443 | $2,452,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 62,064 | $2,452,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 302,995 | $2,451,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 110,980 | $2,442,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 22,859 | $2,441,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 88,837 | $2,425,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,130,011 | $2,418,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 108,500 | $2,401,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 166,051 | $2,400,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 515,862 | $2,393,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 88,725 | $2,390,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 194,371 | $2,389,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 359,991 | $2,383,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 32,230 | $2,382,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 615,525 | $2,370,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 69,249 | $2,358,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 173,516 | $2,351,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 194,180 | $2,348,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 111,220 | $2,348,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 413,720 | $2,334,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 60,564 | $2,327,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 18,678 | $2,307,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 128,943 | $2,307,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 165,305 | $2,295,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 290,775 | $2,283,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 134,732 | $2,277,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 75,778 | $2,275,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 123,823 | $2,274,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 109,229 | $2,270,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 352,976 | $2,259,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 337,723 | $2,232,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,332,282 | $2,225,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 64,598 | $2,221,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 105,800 | $2,219,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 67,975 | $2,203,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 193,600 | $2,197,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 157,967 | $2,191,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 135,026 | $2,185,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 59,700 | $2,184,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 121,587 | $2,165,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,920,000 | $2,162,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 51,899 | $2,160,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 25,084 | $2,158,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 534,828 | $2,156,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 555,345 | $2,155,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 150,815 | $2,154,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 166,719 | $2,151,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 25,019 | $2,143,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,070,000 | $2,132,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 2,035,000 | $2,131,000 | thousands by filing date | principal |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 126,687 | $2,120,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 30,103 | $2,119,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 248,903 | $2,111,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,934 | $2,097,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 244,607 | $2,089,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 487,000 | $2,088,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,975,000 | $2,079,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,621,968 | $2,076,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 68,578 | $2,055,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 134,987 | $2,024,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 70,095 | $2,023,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 30,719 | $2,003,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 531,329 | $1,987,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 173,822 | $1,982,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 148,284 | $1,968,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 38,039 | $1,957,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 30,926 | $1,957,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 212,636 | $1,952,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,140,000 | $1,946,000 | thousands by filing date | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 26,250 | $1,943,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 74,443 | $1,942,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 35,147 | $1,932,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 58,264 | $1,927,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 47,842 | $1,923,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,002 | $1,923,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 156,000 | $1,919,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 55,289 | $1,917,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 107,420 | $1,915,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 135,617 | $1,914,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 33,723 | $1,911,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 355,524 | $1,906,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 239,471 | $1,906,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 39,632 | $1,900,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 128,846 | $1,889,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 137,309 | $1,883,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 228,216 | $1,879,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 55,227 | $1,872,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,959,000 | $1,867,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 58,060 | $1,860,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 27,455 | $1,860,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 68,475 | $1,853,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 26,914 | $1,844,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 51,133 | $1,833,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 149,100 | $1,832,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 23,971 | $1,825,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 84,306 | $1,816,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 95,972 | $1,812,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 39,970 | $1,805,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 90,090 | $1,796,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 43,613 | $1,791,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 170,018 | $1,791,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 61,625 | $1,787,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 105,903 | $1,786,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 372,058 | $1,778,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,592,000 | $1,770,000 | thousands by filing date | principal |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 215,831 | $1,770,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,190,620 | $1,762,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,875,000 | $1,758,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 77,364 | $1,756,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 32,292 | $1,754,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 14,615 | $1,752,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 299,832 | $1,751,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 56,555 | $1,749,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 75,197 | $1,743,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 23,511 | $1,740,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,875,000 | $1,737,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,550,000 | $1,735,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 100,190 | $1,720,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,792,000 | $1,719,000 | thousands by filing date | principal |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 730,900 | $1,718,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 18,443 | $1,715,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 80,155 | $1,712,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 34,513 | $1,709,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 48,177 | $1,687,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,595,000 | $1,681,000 | thousands by filing date | principal |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 296,360 | $1,677,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,723,000 | $1,668,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 55,892 | $1,664,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 38,697 | $1,660,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 61,817 | $1,651,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 597,723 | $1,650,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 26,774 | $1,644,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 207,493 | $1,639,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 42,585 | $1,628,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 96,234 | $1,627,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 105,050 | $1,611,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 269,352 | $1,610,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 70,093 | $1,609,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,325,000 | $1,609,000 | thousands by filing date | principal |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 38,055 | $1,602,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 75,502 | $1,594,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 282,156 | $1,580,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 60,694 | $1,579,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 95,850 | $1,573,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 1,705,000 | $1,573,000 | thousands by filing date | principal |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 25,666 | $1,566,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 65,280 | $1,561,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,682,000 | $1,552,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,675,000 | $1,551,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 145,394 | $1,542,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 20,154 | $1,542,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 52,015 | $1,540,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,650,000 | $1,533,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 61,946 | $1,527,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 34,803 | $1,521,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 117,843 | $1,515,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 33,180 | $1,508,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 75,095 | $1,503,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,455,000 | $1,490,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 82,924 | $1,482,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 83,770 | $1,481,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 59,807 | $1,474,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,645,000 | $1,461,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 36,017 | $1,459,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,431,000 | $1,459,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,605,000 | $1,455,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 124,119 | $1,451,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,345,000 | $1,449,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,246,000 | $1,447,000 | thousands by filing date | principal |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,079,660 | $1,447,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 154,495 | $1,436,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 84,892 | $1,431,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 15,772 | $1,429,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 69,348 | $1,424,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 47,165 | $1,418,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 6,273,024 | $1,404,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,400,000 | $1,401,000 | thousands by filing date | principal |
| WERNER ENTERPRISES INC | 950755108 | COM | 55,795 | $1,400,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 293,910 | $1,399,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 103,300 | $1,399,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 41,355 | $1,396,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 31,650 | $1,390,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,705,000 | $1,387,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 98,541 | $1,382,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 914,500 | $1,381,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 46,655 | $1,379,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 54,757 | $1,376,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 102,083 | $1,371,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 975,000 | $1,370,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 51,529 | $1,356,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 34,385 | $1,356,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 28,297 | $1,346,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,145,000 | $1,345,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 55,444 | $1,343,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 1,585,000 | $1,334,000 | thousands by filing date | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 56,225 | $1,320,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 37,440 | $1,316,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 410,179 | $1,307,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 77,745 | $1,300,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 27,294 | $1,296,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 68,647 | $1,296,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 39,549 | $1,296,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 88,127 | $1,294,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 83,677 | $1,292,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 123,682 | $1,284,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 126,496 | $1,283,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 76,427 | $1,282,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 79,380 | $1,278,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 26,626 | $1,272,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 86,405 | $1,268,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 61,981 | $1,266,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,505,000 | $1,259,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 37,122 | $1,252,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 121,751 | $1,250,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 151,936 | $1,240,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 105,877 | $1,239,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 16,728 | $1,238,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 37,374 | $1,236,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,397 | $1,233,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 51,290 | $1,231,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 95,618 | $1,211,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 572,113 | $1,208,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,175,000 | $1,194,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,295,000 | $1,189,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,263,000 | $1,171,000 | thousands by filing date | principal |
| PARSLEY ENERGY INC | 701877102 | CL A | 77,455 | $1,167,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 92,198 | $1,163,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 4,633,561 | $1,158,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,152,000 | $1,158,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 694,000 | $1,151,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 60,460 | $1,140,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,835 | $1,137,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 270,780 | $1,137,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 22,680 | $1,121,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 101,323 | $1,121,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,280,000 | $1,118,000 | thousands by filing date | principal |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 65,243 | $1,115,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 37,703 | $1,108,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 25,300 | $1,104,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 82,093 | $1,097,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 63,408 | $1,094,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 109,648 | $1,093,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 40,536 | $1,088,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 15,638 | $1,087,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 411,386 | $1,082,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 108,255 | $1,071,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 73,970 | $1,070,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 137,610 | $1,061,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 42,139 | $1,049,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 39,666 | $1,045,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,263 | $1,044,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 82,841 | $1,021,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 105,700 | $1,020,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 56,673 | $1,018,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 31,111 | $1,016,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 26,292 | $1,012,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 61,811 | $1,008,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 78,786 | $1,002,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 103,500 | $1,002,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 50,352 | $1,000,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 60,223 | $982,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 82,556 | $982,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 17,570 | $978,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 38,050 | $977,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 83,825 | $974,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 106,204 | $966,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 80,497 | $964,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14,824 | $959,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 440,000 | $955,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 47,909 | $951,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 29,467 | $944,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 255,200 | $940,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 83,825 | $935,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 71,044 | $934,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 40,233 | $923,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 10,515 | $919,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 23,249 | $918,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,661 | $917,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 35,741 | $915,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 679,000 | $912,000 | thousands by filing date | principal |
| AMEDISYS INC | 023436108 | COM | 23,800 | $904,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 265,000 | $903,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 47,417 | $901,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 27,488 | $898,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 455,000 | $896,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 54,500 | $894,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 285,700 | $891,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 44,970 | $887,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 72,270 | $887,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 35,932 | $884,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 78,240 | $883,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 102,307 | $882,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 47,387 | $876,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 75,923 | $870,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 19,273 | $869,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 33,630 | $865,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 1,199,513 | $864,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 958,000 | $855,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 50,941 | $848,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 59,194 | $846,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 18,401 | $843,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,000,000 | $841,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 7,971 | $834,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 48,400 | $828,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 78,060 | $827,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 132,089 | $826,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 18,910 | $823,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 54,659 | $820,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 179,227 | $817,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 390,000 | $814,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 22,143 | $812,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 52,142 | $812,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 27,988 | $804,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 32,808 | $801,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 60,063 | $785,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 29,166 | $782,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10,400 | $771,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 47,710 | $769,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 26,491 | $768,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 82,851 | $762,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 37,913 | $752,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 49,610 | $745,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 70,538 | $729,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,282 | $726,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,736 | $726,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 485,000 | $725,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,696 | $721,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,747 | $717,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 40,097 | $716,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 31,559 | $709,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,900 | $700,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 299,530 | $698,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 15,099 | $697,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 16,978 | $697,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 106,993 | $695,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 48,307 | $692,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,980 | $692,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 6,405 | $687,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 27,823 | $687,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,125 | $680,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 5,081 | $674,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 43,483 | $672,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 109,907 | $669,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 272,934 | $666,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 19,270 | $662,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 14,429 | $655,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 9,970 | $650,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 48,492 | $647,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 94,500 | $643,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 142,613 | $640,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 99,862 | $637,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 300,000 | $637,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 35,872 | $635,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 30,200 | $633,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 38,200 | $630,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 60,743 | $614,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,700 | $613,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 22,699 | $605,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,938 | $602,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 22,235 | $600,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 21,524 | $599,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 242,593 | $597,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 13,535 | $593,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 470,000 | $593,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,676 | $592,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 21,435 | $589,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 27,204 | $581,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 8,319 | $576,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 8,695 | $575,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,873 | $574,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 14,578 | $572,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11,007 | $572,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 148,870 | $572,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 48,464 | $567,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 416,000 | $564,000 | thousands by filing date | principal |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 76,002 | $558,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 382,000 | $548,000 | thousands by filing date | principal |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 37,573 | $547,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 535,000 | $538,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 17,069 | $536,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 54,250 | $532,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 27,283 | $524,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,527 | $516,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 20,641 | $507,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 36,223 | $506,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 60,780 | $505,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 37,895 | $497,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 15,529 | $491,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 11,668 | $483,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 177,697 | $478,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 478,000 | $476,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 149,066 | $472,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 255,000 | $472,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 17,940 | $455,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,743 | $455,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,555 | $454,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,573 | $451,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 463,000 | $448,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 13,886 | $446,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 125,443 | $446,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 805 | $443,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 40,072 | $443,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 30,415 | $437,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 48,500 | $436,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 425,000 | $435,000 | thousands by filing date | principal |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 34,200 | $434,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 103,600 | $433,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,000 | $432,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 9,278 | $431,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 220,000 | $431,000 | thousands by filing date | principal |
| CREDIT SUISSE INTERNATIONAL | G2526SAB8 | DEBT 6.500% 8/0 | 400,000 | $431,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 38,555 | $430,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 40,600 | $429,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 23,500 | $429,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32,100 | $428,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 38,600 | $427,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 33,400 | $427,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 27,438 | $425,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 53,200 | $425,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 39,100 | $425,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,830 | $425,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 19,100 | $423,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,400 | $422,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,200 | $420,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 17,317 | $420,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,073 | $414,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 79,963 | $414,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 44,500 | $413,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 60,000 | $413,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 41,700 | $412,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 14,770 | $411,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-15-000592 | this filing | 2015-11-16 | acceptance time not in the bulk data set |