13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,156 holding rows worth $362,960,789,000.
- Accession
- 0000902219-14-001092
- Filer
- CIK 902219
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $362,960,789,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,960,791,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Trust Company, NA 028-04557
- included managerWellington International Management Company Pte Ltd 028-04557
- included managerWellington Management International, Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YUM BRANDS INC COM | 988498101 | Stock | 6,465 | $465,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 18,000 | $463,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 18,400 | $463,000 | thousands by filing date | |
| STEWART INFO SVCS 6% CB 10/15/2014-REGISTERED | 860372AB7 | Bond | 195,000 | $459,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 475,000 | $457,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 285,000 | $454,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 22,000 | $451,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 397,000 | $450,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 37,521 | $449,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 148,500 | $447,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 42,437 | $446,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 186,762 | $445,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 36,304 | $437,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 430,000 | $433,000 | thousands by filing date | principal |
| WERNER ENTERPRISES INC | 950755108 | COM | 17,156 | $432,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 350,000 | $432,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 380,000 | $432,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 17,700 | $427,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 22,968 | $424,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,645 | $422,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 19,208 | $422,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 10,034 | $422,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 285,000 | $422,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 425,000 | $420,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 460,000 | $420,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,701 | $415,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 53,250 | $415,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 22,600 | $411,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 9,286 | $406,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 22,800 | $406,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 29,269 | $403,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 9,621 | $397,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,416 | $396,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 7,765 | $395,000 | thousands by filing date | |
| CANADIAN SOLAR INC | C15396AA9 | DEBT 4.250% 2/1 | 355,000 | $395,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 19,477 | $393,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,465 | $391,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 66,832 | $390,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 11,400 | $390,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 22,092 | $387,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 225,000 | $386,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 175,000 | $385,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 9,061 | $384,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 32,546 | $383,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,600 | $379,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 19,100 | $374,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,520 | $372,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 330,000 | $371,000 | thousands by filing date | principal |
| CYRUSONE INC | 23283R100 | COM | 15,400 | $370,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 26,700 | $367,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 329,000 | $361,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 275,000 | $361,000 | thousands by filing date | principal |
| PHARMERICA CORP | 71714F104 | COM | 14,700 | $359,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 6,828 | $357,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 13,013 | $357,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 27,284 | $355,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 15,576 | $353,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,744 | $351,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 124,300 | $346,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 15,357 | $345,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,598 | $343,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 3,900 | $343,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 97,644 | $341,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 22,351 | $335,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 77,100 | $331,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 298,000 | $328,000 | thousands by filing date | principal |
| AMDOCS LTD | G02602103 | SHS | 7,125 | $327,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,623 | $324,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 278,700 | $321,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 315,000 | $317,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 205,000 | $315,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 303,000 | $313,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 49,633 | $309,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 8,224 | $308,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,179 | $303,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 26,876 | $302,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 105,307 | $294,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,027 | $291,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,710 | $285,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,400 | $285,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 245,000 | $282,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,907 | $272,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,034 | $271,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 255,000 | $271,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,131 | $270,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7,659 | $269,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,965 | $268,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 11,650 | $268,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 16,444 | $267,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 273,000 | $267,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 4,095 | $266,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 32,860 | $266,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 62,705 | $266,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,993 | $265,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,787 | $261,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,800 | $260,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,273 | $259,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 29,665 | $254,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 95,000 | $254,000 | thousands by filing date | principal |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,400 | $253,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,000 | $253,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 8,052 | $250,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 6,888 | $248,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 8,200 | $247,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,228 | $246,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 14,939 | $244,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 9,605 | $243,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 210,000 | $243,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,925 | $242,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 232,000 | $242,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 43,112 | $239,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 44,100 | $238,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 70,600 | $237,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 2,200 | $235,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,814 | $232,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 25,200 | $231,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,500 | $226,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,195 | $225,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 195 | $224,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,543 | $221,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,632 | $218,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 6,800 | $215,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 7,840 | $210,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 158,000 | $209,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 10,428 | $209,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 49,494 | $208,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,706 | $207,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 300,000 | $205,000 | thousands by filing date | principal |
| GLOBAL SOURCES LTD | G39300101 | ORD | 30,492 | $205,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 13,844 | $201,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 19,410 | $192,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 16,315 | $186,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 10,960 | $183,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 10,627 | $182,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,398 | $179,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 292,654 | $176,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 11,940 | $174,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,398 | $170,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 33,016 | $142,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 13,293 | $121,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,870 | $120,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 52,700 | $110,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 28,217 | $102,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,257 | $99,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,511 | $84,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 13,200 | $84,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,631 | $82,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,952 | $78,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 94,600 | $57,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 21,801 | $54,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 12,339 | $45,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,548 | $44,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,389 | $22,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,117 | $18,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 78,500 | $9,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 13,904 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-14-001092 | this filing | 2014-11-14 | acceptance time not in the bulk data set |