13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,156 holding rows worth $362,960,789,000.
- Accession
- 0000902219-14-001092
- Filer
- CIK 902219
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,814 entries on the cover page, a total value of $362,960,789,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,960,791,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Trust Company, NA 028-04557
- included managerWellington International Management Company Pte Ltd 028-04557
- included managerWellington Management International, Ltd 028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 226,400 | $3,914,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,050,280 | $3,907,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 109,686 | $3,906,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 389,910 | $3,903,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 482,193 | $3,896,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 434,801 | $3,896,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 64,311 | $3,893,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 404,317 | $3,893,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 2,415,949 | $3,890,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 147,541 | $3,887,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 248,825 | $3,884,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 343,118 | $3,877,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,925,088 | $3,861,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 1,778,299 | $3,823,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 118,300 | $3,777,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 177,861 | $3,769,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 328,796 | $3,765,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 503,734 | $3,763,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 246,090 | $3,738,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 141,714 | $3,724,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 308,068 | $3,690,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 129,410 | $3,688,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 193,801 | $3,682,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 52,511 | $3,680,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 339,345 | $3,679,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 181,771 | $3,659,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 44,171 | $3,653,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 130,513 | $3,647,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 83,751 | $3,646,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 308,022 | $3,641,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 440,587 | $3,639,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,091,800 | $3,592,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 199,343 | $3,580,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 137,381 | $3,579,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 18,131 | $3,567,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 457,070 | $3,565,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,786,000 | $3,554,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 216,400 | $3,549,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 755,000 | $3,525,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 355,073 | $3,515,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 82,174 | $3,501,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 151,740 | $3,500,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 94,089 | $3,492,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 170,173 | $3,485,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 112,259 | $3,481,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 556,654 | $3,474,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 281,375 | $3,450,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 492,900 | $3,450,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 244,400 | $3,439,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 171,894 | $3,423,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 353,746 | $3,385,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 90,478 | $3,368,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 161,868 | $3,352,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 265,178 | $3,347,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 83,289 | $3,328,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 402,196 | $3,326,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 53,146 | $3,322,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 45,769 | $3,278,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 104,566 | $3,254,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 420,092 | $3,252,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,925,000 | $3,228,000 | thousands by filing date | principal |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 67,085 | $3,211,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 194,090 | $3,208,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 207,952 | $3,196,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 72,030 | $3,194,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 164,151 | $3,194,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 21,799 | $3,190,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 120,780 | $3,189,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 356,730 | $3,179,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 104,300 | $3,176,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 33,566 | $3,150,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 370,000 | $3,145,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 190,490 | $3,114,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 269,497 | $3,099,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 200,000 | $3,078,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 242,419 | $3,074,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 222,764 | $3,057,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 93,353 | $3,048,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 184,015 | $3,018,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 38,310 | $3,004,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 163,254 | $2,991,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 149,317 | $2,990,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 209,264 | $2,978,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 223,370 | $2,975,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 152,788 | $2,965,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 226,151 | $2,949,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 91,045 | $2,946,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 195,501 | $2,938,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 299,971 | $2,931,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 65,482 | $2,924,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 307,300 | $2,922,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 426,566 | $2,909,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 111,288 | $2,901,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 266,648 | $2,877,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 172,847 | $2,866,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 340,037 | $2,853,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 244,963 | $2,842,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 113,684 | $2,815,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 248,923 | $2,815,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 234,526 | $2,814,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 116,750 | $2,807,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 144,846 | $2,801,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 196,800 | $2,793,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 542,150 | $2,792,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 38,338 | $2,787,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 25,905 | $2,783,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 88,907 | $2,764,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 137,908 | $2,758,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 50,110 | $2,742,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 45,474 | $2,723,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 68,671 | $2,720,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 136,427 | $2,694,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 2,131,028 | $2,689,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 187,512 | $2,680,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 86,381 | $2,674,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 22,424 | $2,667,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 175,948 | $2,666,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 22,677 | $2,663,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 137,728 | $2,632,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 750,000 | $2,626,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 31,980 | $2,610,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 1,079,992 | $2,603,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 152,962 | $2,599,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 241,200 | $2,590,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108,064 | $2,583,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 88,347 | $2,564,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 75,862 | $2,547,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 275,634 | $2,494,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 104,074 | $2,451,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 39,915 | $2,441,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 611,436 | $2,439,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 154,842 | $2,434,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 287,366 | $2,431,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 52,506 | $2,419,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 829,972 | $2,415,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 50,938 | $2,409,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 61,235 | $2,399,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 149,788 | $2,389,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 123,935 | $2,356,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 326,918 | $2,352,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 466,744 | $2,352,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 18,219 | $2,343,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 14,390 | $2,331,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 34,710 | $2,318,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 556,800 | $2,311,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 49,573 | $2,292,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 98,519 | $2,276,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 267,688 | $2,275,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 55,280 | $2,274,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 15,156 | $2,270,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 23,300 | $2,258,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 18,250 | $2,257,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 125,700 | $2,246,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 616,043 | $2,242,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 149,058 | $2,239,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 24,996 | $2,233,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 219,800 | $2,198,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 100,937 | $2,195,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 31,798 | $2,194,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 17,335 | $2,186,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 148,159 | $2,186,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 30,277 | $2,185,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 257,410 | $2,183,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 195,412 | $2,173,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 78,937 | $2,172,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,150 | $2,165,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 264,763 | $2,152,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 136,650 | $2,148,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 99,250 | $2,143,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 101,607 | $2,118,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 110,980 | $2,109,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 82,609 | $2,086,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 45,469 | $2,077,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 63,878 | $2,070,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 207,300 | $2,069,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 53,249 | $2,068,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 147,898 | $2,051,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 179,960 | $2,050,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 130,652 | $2,016,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 165,255 | $2,009,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 81,285 | $2,003,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 375,140 | $1,981,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 49,573 | $1,967,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 26,515 | $1,960,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 430,021 | $1,944,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 67,762 | $1,942,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 32,059 | $1,927,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 276,107 | $1,924,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 385,312 | $1,911,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 152,655 | $1,908,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 68,236 | $1,885,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 270,325 | $1,881,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 63,510 | $1,871,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,270,000 | $1,870,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 153,928 | $1,858,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 39,320 | $1,848,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 41,211 | $1,844,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 106,144 | $1,844,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 95,404 | $1,824,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 247,037 | $1,813,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 262,597 | $1,810,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,080,455 | $1,804,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,342,735 | $1,786,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 28,440 | $1,780,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 182,700 | $1,777,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 525,000 | $1,762,000 | thousands by filing date | principal |
| JETPAY CORP | 477177109 | COM | 1,150,428 | $1,760,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 8,398 | $1,743,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 131,746 | $1,709,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 75,144 | $1,693,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 128,861 | $1,661,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 77,900 | $1,660,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,430 | $1,642,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 40,859 | $1,634,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28,421 | $1,634,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 337,559 | $1,633,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 24,065 | $1,624,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 151,800 | $1,620,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,235 | $1,583,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 43,370 | $1,573,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 83,421 | $1,567,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 19,386 | $1,553,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,305,000 | $1,550,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 570,300 | $1,546,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 1,177,000 | $1,536,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 40,970 | $1,529,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 122,778 | $1,528,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,200,000 | $1,528,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,375,000 | $1,526,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 750,000 | $1,517,000 | thousands by filing date | principal |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 83,414 | $1,514,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 94,448 | $1,511,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 109,489 | $1,507,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 292,860 | $1,494,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 55,490 | $1,490,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 42,883 | $1,482,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 73,775 | $1,470,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 797,412 | $1,467,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 469,524 | $1,465,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 23,783 | $1,463,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 62,600 | $1,462,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,475,000 | $1,460,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 144,555 | $1,451,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 800,000 | $1,440,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 14,165 | $1,418,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 83,952 | $1,415,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 12,914 | $1,408,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 55,000 | $1,405,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 160,056 | $1,405,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 44,293 | $1,402,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 55,990 | $1,394,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 57,550 | $1,384,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,135,000 | $1,383,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 93,385 | $1,380,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 102,299 | $1,376,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 25,122 | $1,372,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 91,018 | $1,366,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 34,225 | $1,363,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 24,309 | $1,353,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 18,360 | $1,353,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 93,766 | $1,348,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 13,943 | $1,346,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 577,000 | $1,344,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 120,412 | $1,334,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 58,985 | $1,333,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 115,740 | $1,313,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 530,000 | $1,312,000 | thousands by filing date | principal |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 45,400 | $1,312,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,175,000 | $1,309,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 80,966 | $1,300,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 40,413 | $1,299,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54,755 | $1,298,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,280,000 | $1,295,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,252,701 | $1,291,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 151,833 | $1,277,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 32,700 | $1,268,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 60,475 | $1,265,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 81,360 | $1,256,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 55,339 | $1,246,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 151,651 | $1,243,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 26,000 | $1,238,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 32,957 | $1,224,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 847,900 | $1,212,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 18,192 | $1,211,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 900,000 | $1,211,000 | thousands by filing date | principal |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 12,458 | $1,202,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 28,175 | $1,197,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 86,596 | $1,189,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 62,694 | $1,181,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 82,373 | $1,180,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 234,005 | $1,177,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 58,623 | $1,166,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,189 | $1,163,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 7,403,679 | $1,160,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 39,250 | $1,155,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28,630 | $1,154,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 48,251 | $1,153,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 151,515 | $1,150,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 34,626 | $1,146,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 93,475 | $1,144,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 53,117 | $1,141,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 30,346 | $1,136,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 109,100 | $1,132,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 1,500,000 | $1,132,000 | thousands by filing date | principal |
| SAFEWAY INC | 786514208 | COM NEW | 32,532 | $1,116,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 58,580 | $1,113,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 40,900 | $1,109,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 408,182 | $1,106,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 32,689 | $1,092,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 358,484 | $1,090,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 127,449 | $1,074,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 102,160 | $1,074,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 21,636 | $1,072,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 49,900 | $1,072,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 24,885 | $1,071,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 303,419 | $1,068,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 619,867 | $1,066,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 9,572 | $1,064,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 51,288 | $1,062,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1,209,000 | $1,047,000 | thousands by filing date | principal |
| TRC COS INC | 872625108 | COM | 160,235 | $1,046,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 19,893 | $1,028,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 29,525 | $1,021,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 27,941 | $1,012,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 16,698 | $1,011,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 18,200 | $993,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 61,080 | $985,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 31,700 | $979,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,905 | $976,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 14,253 | $972,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,338 | $968,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 89,819 | $960,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 860,000 | $959,000 | thousands by filing date | principal |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 21,002 | $955,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 645,000 | $955,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 38,078 | $950,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,223 | $945,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 36,775 | $943,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 15,423 | $941,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 58,300 | $931,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 66,288 | $929,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 49,000 | $915,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 13,926 | $908,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 23,205 | $908,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 680,000 | $901,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 61,229 | $899,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 51,190 | $896,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 7,228 | $891,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,113,955 | $887,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 20,183 | $886,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 16,065 | $886,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 71,111 | $886,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 24,340 | $879,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 60,743 | $878,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 14,911 | $874,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 124,792 | $874,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 61,125 | $872,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 36,401 | $872,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 38,200 | $871,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 32,900 | $870,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 67,980 | $865,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 65,000 | $864,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 335,000 | $863,000 | thousands by filing date | principal |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 187,939 | $861,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 13,342 | $854,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 18,431 | $850,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 838,000 | $849,000 | thousands by filing date | principal |
| THOR INDS INC | 885160101 | COM | 16,395 | $845,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 793,000 | $845,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 43,923 | $828,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 28,853 | $828,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 11,323 | $825,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 18,485 | $821,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 21,045 | $812,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 23,195 | $810,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 31,100 | $808,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 72,313 | $807,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 67,204 | $806,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,952 | $799,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 17,575 | $796,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 55,000 | $786,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 34,240 | $784,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 44,924 | $780,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 10,115 | $777,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 8,282 | $776,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 59,910 | $774,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 49,451 | $773,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 46,740 | $770,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 62,700 | $770,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 9,890 | $767,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 677,000 | $766,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 705,000 | $765,000 | thousands by filing date | principal |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 34,829 | $763,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 30,235 | $757,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 11,600 | $745,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 308,000 | $745,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 37,300 | $744,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 152,708 | $744,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 67,330 | $742,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 9,974 | $735,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 10,070 | $729,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,145 | $727,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,400 | $726,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 12,200 | $723,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 110,100 | $720,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 240,000 | $715,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 54,200 | $710,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 94,026 | $708,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 645,000 | $708,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 10,132 | $700,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 17,700 | $695,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 220,000 | $691,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,812 | $685,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 695,000 | $681,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 21,975 | $676,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 31,545 | $672,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 82,851 | $670,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 29,834 | $669,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 39,390 | $668,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 160,300 | $667,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,469 | $666,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 615,000 | $662,000 | thousands by filing date | principal |
| VISTEON CORP | 92839U206 | COM NEW | 6,800 | $661,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 65,000 | $658,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 14,638 | $654,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 62,690 | $651,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 275,000 | $649,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,974 | $646,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 506,000 | $645,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 19,500 | $640,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 28,078 | $640,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 26,461 | $634,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 16,015 | $631,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 634,000 | $630,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 107,600 | $627,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 17,160 | $626,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 23,518 | $625,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 18,500 | $618,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 12,478 | $613,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 13,757 | $611,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 22,195 | $610,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 10,637 | $608,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 8,344 | $606,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 14,699 | $602,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 15,300 | $602,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 38,787 | $598,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 12,200 | $595,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 61,090 | $593,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 470,000 | $593,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 119,713 | $587,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 17,080 | $586,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 26,985 | $585,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,030 | $584,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 104,903 | $584,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 87,700 | $581,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 558,000 | $571,000 | thousands by filing date | principal |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 10,135 | $567,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $565,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 435,000 | $564,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 75,705 | $562,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 255,000 | $556,000 | thousands by filing date | principal |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 107,333 | $555,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 6,600 | $554,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 31,315 | $553,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 7,066 | $551,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,307 | $548,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 240,000 | $547,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 31,289 | $540,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 45,942 | $529,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 55,975 | $528,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 40,121 | $527,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 57,842 | $523,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 9,465 | $519,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 17,538 | $517,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 56,312 | $517,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 4,000 | $511,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 4,100 | $509,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 130,000 | $508,000 | thousands by filing date | principal |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,626 | $505,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 63,243 | $505,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 485,000 | $505,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 20,911 | $502,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,399 | $497,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 17,700 | $497,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 101,200 | $496,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 31,677 | $494,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,404 | $492,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 32,635 | $492,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 18,900 | $489,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 44,524 | $489,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 195,736 | $487,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 175,000 | $487,000 | thousands by filing date | principal |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 14,363 | $486,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 10,000 | $485,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 40,156 | $484,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 24,093 | $482,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,664 | $480,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,119 | $477,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 18,500 | $477,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 40,130 | $472,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000902219-14-001092 | this filing | 2014-11-14 | acceptance time not in the bulk data set |