13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 7,830 holding rows worth $1,134,780,996,254.
- Accession
- 0000895421-24-000245
- Filer
- CIK 895421
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 44,939 entries on the cover page, a total value of $1,134,780,996,254 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,134,780,996,254 with VALUE read as dollars as filed, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
- included managerEaton Vance Trust Co
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 52,273 | $8,314,714 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 384,340 | $8,305,594 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 182,345 | $8,302,202 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 855,242 | $8,278,753 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 263,777 | $8,274,742 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 666,717 | $8,273,965 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 897,754 | $8,268,319 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 3,025,269 | $8,258,984 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,523,607 | $8,257,957 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 593,484 | $8,249,442 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 157,691 | $8,245,729 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,529,072 | $8,244,777 | dollars as filed | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 481,600 | $8,240,178 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,219,059 | $8,228,649 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 7,183,000 | $8,206,579 | dollars as filed | principal |
| UMH PPTYS INC | 903002103 | COM | 535,674 | $8,206,545 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 271,994 | $8,203,372 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 131,091 | $8,191,920 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 838,638 | $8,185,114 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 208,977 | $8,179,360 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 179,399 | $8,135,759 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 241,456 | $8,120,166 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 7,899,000 | $8,118,592 | dollars as filed | principal |
| KEY TRONIC CORP | 493144109 | COM | 1,877,979 | $8,112,869 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 178,558 | $8,111,950 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 655,074 | $8,103,286 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 183,898 | $8,089,725 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,315,266 | $8,088,887 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 91,644 | $8,084,946 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 758,550 | $8,078,561 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,476,974 | $8,066,583 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 779,147 | $8,064,171 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 135,607 | $8,048,367 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 728,704 | $8,023,031 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 633,102 | $8,015,077 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 152,035 | $7,994,076 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 172,811 | $7,983,921 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 621,626 | $7,981,677 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 632,166 | $7,977,949 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 290,936 | $7,951,305 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 101,721 | $7,937,873 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 281,697 | $7,935,434 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T528 | ELDRIDGE BBB B | 300,051 | $7,921,370 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 73,667 | $7,902,997 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 234,418 | $7,899,904 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 180,817 | $7,898,122 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 72,766 | $7,890,400 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 8,414,361 | $7,879,208 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 540,363 | $7,878,493 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 347,915 | $7,876,795 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 244,502 | $7,855,850 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 887,320 | $7,852,795 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 224,419 | $7,823,268 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 139,159 | $7,820,768 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 286,541 | $7,819,715 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 728,768 | $7,812,394 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 217,239 | $7,801,052 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 580,392 | $7,800,470 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G120 | DA BI BU 3X ETF | 63,901 | $7,794,005 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 603,237 | $7,793,835 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 195,073 | $7,789,319 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 219,009 | $7,785,792 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 397,985 | $7,756,749 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 111,750 | $7,755,513 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 129,844 | $7,741,327 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,637,000 | $7,735,517 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 879,249 | $7,728,599 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 198,899 | $7,725,237 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 68,697 | $7,711,958 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 7,630,000 | $7,710,116 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 183,789 | $7,706,273 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 296,178 | $7,700,635 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 316,081 | $7,683,946 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 246,609 | $7,679,417 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,854,030 | $7,675,686 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 376,239 | $7,667,768 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 79,881 | $7,660,937 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 330,142 | $7,647,281 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 484,332 | $7,642,767 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 283,529 | $7,638,287 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 94,634 | $7,631,320 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 836,156 | $7,625,741 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 6,920,000 | $7,625,149 | dollars as filed | principal |
| PEOPLES BANCORP INC | 709789101 | COM | 225,680 | $7,618,988 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 186,365 | $7,614,950 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 263,286 | $7,611,626 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 8,130,000 | $7,599,924 | dollars as filed | principal |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,692,366 | $7,592,471 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1,115,082 | $7,582,565 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 296,890 | $7,579,611 | dollars as filed | |
| KRANESHARES CALIFORNIA CARBON ALLOWANCE ETF | 500767553 | ETF | 250,833 | $7,563,533 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,094,962 | $7,533,345 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 312,346 | $7,527,570 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 128,311 | $7,519,687 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 207,639 | $7,506,217 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 115,218 | $7,494,408 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 674,869 | $7,491,048 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,955,092 | $7,476,385 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 368,634 | $7,475,898 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 293,454 | $7,433,191 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,017,952 | $7,420,870 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 543,553 | $7,408,633 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 204,771 | $7,396,362 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 109,499 | $7,393,117 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 1,522,544 | $7,384,338 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 1,602,667 | $7,372,270 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 122,023 | $7,371,425 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 134,410 | $7,368,356 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,199,463 | $7,358,765 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 211,352 | $7,346,595 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 405,023 | $7,334,966 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,017,492 | $7,315,771 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 455,005 | $7,302,830 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 8,277,000 | $7,301,143 | dollars as filed | principal |
| CEVA INC | 157210105 | COMMON STOCK | 320,169 | $7,271,050 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 391,074 | $7,270,092 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 188,176 | $7,259,862 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 7,737,000 | $7,241,832 | dollars as filed | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 419,374 | $7,240,503 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 471,874 | $7,238,556 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 88,928 | $7,235,809 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 2,949,081 | $7,225,251 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 158,770 | $7,224,089 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 244,691 | $7,223,281 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 127,424 | $7,222,433 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 399,443 | $7,213,947 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 7,654,000 | $7,210,834 | dollars as filed | principal |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 884,735 | $7,210,593 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 177,057 | $7,193,844 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 496,677 | $7,191,892 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 356,579 | $7,145,844 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 559,785 | $7,126,068 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 569,019 | $7,124,146 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,142,985 | $7,109,381 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 4,061,929 | $7,108,381 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 463,801 | $7,100,819 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,372,586 | $7,096,278 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 233,298 | $7,089,936 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 536,182 | $7,082,977 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 294,608 | $7,076,490 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 233,876 | $7,065,409 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 275,778 | $7,051,664 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 115,333 | $7,050,491 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 5,566,000 | $7,047,113 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 280,242 | $7,046,707 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 551,304 | $7,040,158 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,816,348 | $7,011,103 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 793,053 | $6,994,731 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 497,844 | $6,984,751 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,068,938 | $6,948,099 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 478,402 | $6,946,403 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 7,276,000 | $6,928,935 | dollars as filed | principal |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 679,960 | $6,928,797 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 133,564 | $6,922,637 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 112,647 | $6,909,817 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 656,108 | $6,908,817 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 416,413 | $6,904,146 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,184,548 | $6,903,171 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 231,171 | $6,900,500 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,069,853 | $6,892,612 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,381,035 | $6,891,367 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 143,993 | $6,856,275 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 274,091 | $6,855,039 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 6,918,000 | $6,853,663 | dollars as filed | principal |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 455,124 | $6,826,860 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,363,881 | $6,805,773 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 926,359 | $6,799,478 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 548,950 | $6,796,012 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 611,781 | $6,790,780 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 203,594 | $6,779,719 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 511,091 | $6,771,956 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 631,471 | $6,769,386 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 53,092 | $6,765,692 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 724,134 | $6,763,411 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 479,965 | $6,762,713 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 533,474 | $6,753,790 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 474,625 | $6,725,453 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 98,069 | $6,720,669 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 490,146 | $6,719,905 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 103,936 | $6,715,323 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 396,333 | $6,709,923 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 583,953 | $6,686,270 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 6,330,000 | $6,678,150 | dollars as filed | principal |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 130,994 | $6,675,454 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 6,350,000 | $6,675,438 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 6,000,000 | $6,673,200 | dollars as filed | principal |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 865,421 | $6,663,742 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 169,097 | $6,640,466 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 4,541,778 | $6,630,995 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 376,381 | $6,628,087 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 286,618 | $6,623,742 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 666,624 | $6,612,920 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 220,329 | $6,594,469 | dollars as filed | |
| NEUROGENE INC | 64135M105 | COMMON STOCK | 339,979 | $6,588,793 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 105,842 | $6,583,431 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 881,719 | $6,577,623 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 288,731 | $6,574,409 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 451,266 | $6,570,436 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 242,809 | $6,553,431 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 233,346 | $6,547,724 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 580,383 | $6,540,927 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 134,014 | $6,540,837 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 250,909 | $6,538,707 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 7,096,000 | $6,534,706 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 250,000 | $6,522,125 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 826,476 | $6,496,106 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 112,387 | $6,491,472 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 914,076 | $6,480,805 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 373,493 | $6,476,377 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 154,595 | $6,468,261 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 268,104 | $6,453,285 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 140,133 | $6,446,186 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 4,395,000 | $6,441,752 | dollars as filed | principal |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 1,048,347 | $6,436,852 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 822,629 | $6,432,964 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 258,691 | $6,425,884 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 125,586 | $6,404,622 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 143,046 | $6,401,342 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 799,983 | $6,391,866 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,667,687 | $6,387,240 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 6,735,000 | $6,364,575 | dollars as filed | principal |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 114,855 | $6,362,969 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 686,664 | $6,358,509 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 639,516 | $6,356,805 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 697,007 | $6,356,704 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 557,982 | $6,355,424 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 583,795 | $6,345,850 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 554,857 | $6,330,920 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 1,104,813 | $6,330,580 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 214,726 | $6,315,111 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 64,258 | $6,312,208 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 504,293 | $6,293,600 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 318,086 | $6,291,741 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 726,474 | $6,276,736 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 447,302 | $6,266,701 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 97,698 | $6,264,475 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 239,729 | $6,247,338 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,046,059 | $6,213,599 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 283,526 | $6,206,399 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 419,665 | $6,202,658 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 720,058 | $6,199,699 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 702,648 | $6,197,355 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 121,865 | $6,178,604 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 235,298 | $6,171,866 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 293,592 | $6,162,525 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 768,359 | $6,162,254 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 413,793 | $6,161,379 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 409,386 | $6,148,990 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 194,605 | $6,135,895 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 139,267 | $6,135,563 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 503,587 | $6,133,692 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 213,475 | $6,126,738 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 120,966 | $6,120,884 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 52,761 | $6,109,803 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 179,244 | $6,085,352 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 389,477 | $6,075,842 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 180,418 | $6,067,464 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 596,017 | $6,067,460 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 274,881 | $6,055,658 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 224,461 | $6,049,225 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 216,261 | $6,042,382 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 353,552 | $6,042,207 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 108,731 | $6,021,522 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 261,340 | $6,021,296 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 137,230 | $6,018,992 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 682,369 | $6,018,496 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 37,546 | $6,017,945 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 198,864 | $6,007,708 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 1,779,503 | $5,996,931 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 5,354,000 | $5,993,482 | dollars as filed | principal |
| ENACT HLDGS INC COM | 29249E109 | Stock | 207,308 | $5,989,153 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 1,592,599 | $5,988,173 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 174,581 | $5,986,411 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 225,606 | $5,985,334 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 510,553 | $5,978,598 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 727,536 | $5,973,072 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,595,042 | $5,965,460 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 594,218 | $5,960,007 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 387,547 | $5,937,227 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 466,138 | $5,929,276 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 504,822 | $5,921,578 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 325,778 | $5,919,395 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 966,994 | $5,918,010 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 136,679 | $5,911,447 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 95,954 | $5,905,998 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 401,911 | $5,904,097 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 3,334,955 | $5,902,871 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 162,873 | $5,896,005 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 424,507 | $5,866,698 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 686,886 | $5,866,010 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 752,949 | $5,865,477 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 6,209,000 | $5,860,054 | dollars as filed | principal |
| THRYV HLDGS INC | 886029206 | COM NEW | 286,782 | $5,836,025 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 133,576 | $5,830,623 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 335,722 | $5,828,139 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 611,472 | $5,827,334 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 223,902 | $5,825,958 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 159,234 | $5,820,068 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 151,840 | $5,814,031 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 251,184 | $5,802,371 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 5,850,000 | $5,793,840 | dollars as filed | principal |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 490,152 | $5,793,604 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,184,438 | $5,791,901 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 430,266 | $5,791,387 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 428,689 | $5,787,304 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 146,393 | $5,778,132 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 248,029 | $5,741,893 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 1,649,662 | $5,724,333 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 189,426 | $5,711,238 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 384,642 | $5,704,239 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 444,587 | $5,704,081 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 289,533 | $5,700,926 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 269,014 | $5,697,731 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 350,527 | $5,696,081 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 1,036,990 | $5,693,075 | dollars as filed | |
| STEM INC | 85859N102 | COM | 1,467,174 | $5,692,639 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 6,373,000 | $5,678,981 | dollars as filed | principal |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 577,876 | $5,674,749 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 548,967 | $5,670,835 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 716,599 | $5,646,800 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 543,948 | $5,646,186 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 1,544,889 | $5,638,846 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 280,387 | $5,635,790 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,691,000 | $5,635,064 | dollars as filed | principal |
| SINCLAIR INC CL A | 829242106 | Stock | 431,593 | $5,623,676 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 237,650 | $5,615,674 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 716,271 | $5,608,402 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 95,798 | $5,599,418 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 362,583 | $5,598,289 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 427,954 | $5,593,359 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 712,903 | $5,589,163 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 152,177 | $5,587,946 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 144,282 | $5,570,728 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 47,017 | $5,568,260 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 452,434 | $5,542,317 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 730,045 | $5,541,048 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 8,341,000 | $5,540,927 | dollars as filed | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 132,565 | $5,539,921 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 2,417,532 | $5,536,153 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 2,057,909 | $5,535,776 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,549,754 | $5,532,626 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 4,485,000 | $5,531,799 | dollars as filed | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 161,297 | $5,524,449 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,074,000 | $5,512,156 | dollars as filed | principal |
| WARBY PARKER INC | 93403J106 | CL A COM | 389,393 | $5,490,455 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 363,376 | $5,479,712 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 124,556 | $5,479,222 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 181,377 | $5,432,241 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 151,047 | $5,430,184 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 263,459 | $5,410,130 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 387,914 | $5,407,520 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,196,266 | $5,407,123 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 455,630 | $5,403,775 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 166,480 | $5,390,648 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 358,682 | $5,373,057 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 293,266 | $5,360,902 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,667,826 | $5,353,722 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 117,799 | $5,350,496 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 110,679 | $5,350,224 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 256,398 | $5,347,377 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 396,086 | $5,343,199 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,608,659 | $5,340,747 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 743,714 | $5,317,555 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 10,663,947 | $5,312,777 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 2,798,809 | $5,289,749 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 540,256 | $5,278,304 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 5,634,000 | $5,268,354 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 92,806 | $5,264,925 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 240,124 | $5,261,164 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 78,697 | $5,254,655 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 205,079 | $5,250,033 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 454,916 | $5,249,739 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 708,180 | $5,247,619 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 141,419 | $5,246,678 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 62,778 | $5,241,388 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 486,180 | $5,241,022 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 58,714 | $5,222,688 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,759,000 | $5,199,208 | dollars as filed | principal |
| Lufax Holding Ltd-Adr | 54975P201 | COM | 1,686,556 | $5,177,726 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 703,263 | $5,176,017 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 4,987,000 | $5,157,555 | dollars as filed | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 253,356 | $5,153,272 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 667,273 | $5,151,353 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 668,121 | $5,151,215 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 399,619 | $5,151,093 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 747,469 | $5,150,065 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 215,051 | $5,140,343 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 234,348 | $5,139,251 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,101,262 | $5,131,887 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 194,753 | $5,114,214 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 374,725 | $5,107,503 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 71,108 | $5,105,654 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 67,351 | $5,103,186 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 906,387 | $5,093,903 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 381,658 | $5,091,317 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 26,185 | $5,090,428 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 97,776 | $5,090,231 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 694,462 | $5,083,468 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 143,048 | $5,082,506 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 5,568,872 | $5,081,595 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 149,102 | $5,079,917 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 354,833 | $5,077,686 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 777,683 | $5,062,716 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 926,546 | $5,058,941 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 200,000 | $5,058,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 110,232 | $5,054,361 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,394,743 | $5,048,970 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 423,662 | $5,045,824 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 138,707 | $5,042,042 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 94,325 | $5,038,861 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 107,258 | $5,036,836 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 54,949 | $5,027,890 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 49,598 | $5,013,944 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 85,814 | $5,010,728 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 6,090,000 | $5,007,198 | dollars as filed | principal |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 404,456 | $5,003,133 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 368,261 | $5,000,985 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 103,260 | $4,995,719 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 312,558 | $4,991,566 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 231,005 | $4,987,429 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 395,951 | $4,985,023 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 661,853 | $4,983,757 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 500,375 | $4,973,732 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 176,030 | $4,967,597 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 3,595,109 | $4,961,250 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 493,632 | $4,961,010 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 409,159 | $4,946,733 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 361,749 | $4,945,117 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,321,356 | $4,941,872 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 99,742 | $4,939,224 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 299,396 | $4,928,067 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 2,529,682 | $4,907,583 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 195,944 | $4,893,245 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 474,071 | $4,882,937 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 334,439 | $4,882,810 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 788,702 | $4,882,066 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 103,314 | $4,880,183 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 88,540 | $4,865,335 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 204,812 | $4,865,314 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 334,342 | $4,864,683 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 431,074 | $4,862,525 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 310,547 | $4,844,546 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,563,083 | $4,839,882 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 169,032 | $4,839,385 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 346,901 | $4,835,810 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 44,218 | $4,834,353 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 530,971 | $4,831,837 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 3,694,000 | $4,829,905 | dollars as filed | principal |
| Up Fintech Holding Ltd | 91531W106 | COM | 1,090,606 | $4,820,479 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 566,814 | $4,778,249 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 394,385 | $4,772,059 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 523,436 | $4,763,268 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 55,670 | $4,762,630 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 4,870,000 | $4,749,224 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 4,863,000 | $4,747,261 | dollars as filed | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,854,153 | $4,746,632 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 470,761 | $4,745,271 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 152,478 | $4,734,483 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 69,595 | $4,732,096 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 1,915,026 | $4,730,113 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 4,617,000 | $4,726,654 | dollars as filed | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 954,355 | $4,714,516 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 552,467 | $4,707,032 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 1,913,115 | $4,706,263 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 280,006 | $4,701,305 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 264,295 | $4,691,239 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 145,704 | $4,685,841 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 239,457 | $4,676,619 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 21,895 | $4,676,310 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 461,613 | $4,676,145 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 108,618 | $4,667,402 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,258,434 | $4,656,206 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 268,669 | $4,656,066 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 552,164 | $4,654,743 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 629,125 | $4,649,239 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 5,623,000 | $4,645,723 | dollars as filed | principal |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 35,151 | $4,635,421 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,824,675 | $4,634,674 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 154,410 | $4,633,865 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 553,562 | $4,633,322 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 943,799 | $4,624,621 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 852,054 | $4,618,136 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,772,000 | $4,616,910 | dollars as filed | principal |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 184,586 | $4,612,123 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 330,146 | $4,608,850 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 79,187 | $4,608,021 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 535,518 | $4,605,456 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 666,189 | $4,603,371 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 779,018 | $4,588,416 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 221,356 | $4,584,299 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 40,875 | $4,584,160 | dollars as filed | |
| ABIVAX SA- | 00370M103 | SPONSORED ADS | 427,949 | $4,579,054 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 199,561 | $4,571,953 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 322,047 | $4,566,629 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 993,991 | $4,562,420 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 2,439,659 | $4,562,163 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 275,127 | $4,534,103 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 56,376 | $4,525,900 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 111,330 | $4,525,564 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 1,177,902 | $4,523,144 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-24-000245 | this filing | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-24-000434 | base | 2024-08-16 | acceptance time not in the bulk data set |