13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 7,830 holding rows worth $1,134,780,996,254.
- Accession
- 0000895421-24-000245
- Filer
- CIK 895421
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 44,939 entries on the cover page, a total value of $1,134,780,996,254 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,134,780,996,254 with VALUE read as dollars as filed, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
- included managerEaton Vance Trust Co
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 1 | $44 | dollars as filed | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 1 | $44 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 1 | $44 | dollars as filed | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 2 | $44 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1 | $43 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 1 | $43 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J792 | CMN | 1 | $43 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 2 | $43 | dollars as filed | |
| LISTED FDS TR | 53656F854 | SHARES MUNI DB | 1 | $43 | dollars as filed | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 1 | $43 | dollars as filed | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 1 | $43 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1 | $43 | dollars as filed | |
| BIODEXA PHARMACEUTICALS PLC | 59564R708 | SPON ADS NEW | 16 | $43 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1 | $42 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U779 | HEND CORP BD ETF | 1 | $42 | dollars as filed | |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 1 | $42 | dollars as filed | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 1 | $42 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 2 | $41 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 1 | $41 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 1 | $41 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 1 | $41 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 2 | $41 | dollars as filed | |
| NFT LIMITED | G6363T107 | CLASS A | 222 | $41 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 1 | $40 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 1 | $40 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 1 | $40 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 1 | $40 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 2 | $40 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1 | $40 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 1 | $40 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 1 | $40 | dollars as filed | |
| LISTED FDS TR | 53656F698 | TRUESHARES OCT | 1 | $40 | dollars as filed | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 1 | $40 | dollars as filed | |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 1 | $40 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1 | $39 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 1 | $39 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1 | $39 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L573 | GOOS HOL TAC ETF | 1 | $39 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B758 | NATIONWIDE DOW J | 1 | $39 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X305 | COM NEW | 60 | $39 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 1 | $38 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 1 | $38 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2 | $38 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U851 | CMN | 1 | $38 | dollars as filed | |
| VANECK ETF TRUST MOODYS ANLTCS | 92189h862 | INDX FD | 1 | $38 | dollars as filed | |
| VANECK ETF TRUST | 92189H854 | MOODYS ANLYT BBB | 1 | $38 | dollars as filed | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 2 | $38 | dollars as filed | |
| NEXIMMUNE INC | 65344D208 | COMMON | 17 | $38 | dollars as filed | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 1 | $37 | dollars as filed | |
| MYSEUMAI INC | 23816M206 | COM NEW | 13 | $37 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1 | $37 | dollars as filed | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 2 | $37 | dollars as filed | |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 2 | $37 | dollars as filed | |
| LISTED FD TR | 53656F474 | OPAL DIVD INCM E | 1 | $37 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 1 | $37 | dollars as filed | |
| NULL | 301505749 | NULL | 1 | $37 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1 | $36 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1 | $36 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 1 | $36 | dollars as filed | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 1 | $36 | dollars as filed | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1 | $36 | dollars as filed | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 2 | $36 | dollars as filed | |
| ISHARES TR | 46436E676 | ESG AWARE 60/40 | 1 | $36 | dollars as filed | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 1 | $36 | dollars as filed | |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 1 | $36 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 1 | $36 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 23 | $35 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | HIGH YIELD ETF | 1 | $35 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B667 | DISTILLATE SMLMD | 1 | $35 | dollars as filed | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 1 | $35 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 28 | $35 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 1 | $35 | dollars as filed | |
| ALPS ETF TR | 00162Q445 | ACTIVE REIT ETF | 1 | $35 | dollars as filed | |
| LISTED FD TR | 53656F797 | TRUESHARES STRUC | 1 | $35 | dollars as filed | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 201 | $35 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 1 | $34 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 1 | $34 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A108 | COINSHARES BITCN | 2 | $34 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E224 | DAILY S&P 500 HI | 1 | $34 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 1 | $34 | dollars as filed | |
| NULL | 500767470 | NULL | 2 | $34 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 1 | $34 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 1 | $33 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 1 | $33 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 100 | $33 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 1 | $33 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1 | $33 | dollars as filed | |
| USCF ETF TR | 90290T866 | GOLD STRATEGY | 1 | $33 | dollars as filed | |
| VANECK ETF TRUST | 92189H722 | GREEN INFRASTRUC | 1 | $33 | dollars as filed | |
| AGRIFY CORP | 00853E305 | COM | 26 | $33 | dollars as filed | |
| TIDAL TR II | 88636J832 | DEFIANCE S&P 500 | 1 | $33 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $32 | dollars as filed | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $32 | dollars as filed | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1 | $32 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 1 | $32 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 1 | $32 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 1,055 | $32 | dollars as filed | |
| LUMIRADX LTD | g5709l117 | WT | 3,727 | $32 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 1 | $32 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F777 | MACKAY CALI MUN | 1 | $32 | dollars as filed | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1 | $32 | dollars as filed | |
| EA SERIES TRUST | 02072L599 | STRI 1000 VA ETF | 1 | $32 | dollars as filed | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 1 | $32 | dollars as filed | |
| Solana (fka Helius Medical Technoliges Inc) | 42328V801 | COM CL A NEW | 4 | $32 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E582 | AKROS MTHLY PAYO | 1 | $32 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T835 | IMGP DBI HEDGE S | 1 | $32 | dollars as filed | |
| NOVABAY PHARMACEUTICALS INC | 66987P300 | COM | 158 | $32 | dollars as filed | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1 | $32 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 1 | $31 | dollars as filed | |
| UTSTARCOM HOLDINGS CORP | G9310A122 | ORDINARY SHARES | 9 | $31 | dollars as filed | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 1 | $31 | dollars as filed | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 1 | $31 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 1 | $30 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A106 | QIM US LRG CAP Q | 1 | $30 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1 | $30 | dollars as filed | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 1 | $30 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 1 | $30 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 1 | $30 | dollars as filed | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 1 | $30 | dollars as filed | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2 | $30 | dollars as filed | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 1 | $30 | dollars as filed | |
| GLOBAL X FDS | 37960A834 | METAVERSE ETF | 1 | $30 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 1 | $29 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 1 | $29 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1 | $29 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R647 | S NE ST GA ETF | 1 | $29 | dollars as filed | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 1 | $29 | dollars as filed | |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | 46435U127 | ETF | 1 | $29 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M407 | COM | 33 | $29 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 1 | $28 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1 | $28 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A304 | QIM US LARGE VAL | 1 | $28 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1 | $28 | dollars as filed | |
| PROSHARES TR | 74347G556 | FUND | 1 | $28 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 333 | $28 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 1 | $28 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1 | $28 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G508 | COM | 20 | $28 | dollars as filed | |
| GLOBAL X FDS | 37960A610 | NASDAQ 100 ESG | 1 | $28 | dollars as filed | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 1 | $27 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 1 | $27 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1 | $27 | dollars as filed | |
| WISDOMTREE TR | 97717Y550 | EFFICIENT GLD PL | 1 | $27 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 1 | $27 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 2 | $27 | dollars as filed | |
| PETROS PHARMACEUTICALS INC | 71678J209 | COM NEW | 19 | $27 | dollars as filed | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 100 | $27 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E574 | QRAFT AI PILOT | 1 | $27 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R631 | FPA GBL EQTY ETF | 1 | $27 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 1 | $26 | dollars as filed | |
| TIDAL TRUST II | 88634T535 | NICHOLAS FIXED | 1 | $26 | dollars as filed | |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 1 | $26 | dollars as filed | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1 | $26 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N504 | FORMI FORTR ETF | 1 | $26 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 1 | $26 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 2 | $25 | dollars as filed | |
| TIDAL TRUST I | 886364819 | SOUND ENHANCED | 1 | $25 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 1 | $25 | dollars as filed | |
| AKARI THERAPEUTICS PLC | 00972G207 | SPONSORED ADR | 8 | $25 | dollars as filed | |
| SAFE & GREEN DEVELOPMENT CORPORATION (US)old | 78637J105 | COM | 18 | $25 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 481 | $25 | dollars as filed | |
| GLOBAL X FDS | 37960A537 | 1-3 MONTH T-BILL | 1 | $25 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 1 | $24 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1 | $24 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 1 | $24 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 301 | $24 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 1 | $24 | dollars as filed | |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 1 | $24 | dollars as filed | |
| RBB FD INC | 74933W650 | MOTL FO NEXT ETF | 1 | $24 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 46 | $24 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 1 | $23 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 1 | $23 | dollars as filed | |
| TIDAL TRUST I | 886364439 | UNLIMITED HFND | 1 | $23 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 1 | $23 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 1 | $23 | dollars as filed | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 1 | $23 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 1 | $23 | dollars as filed | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 1 | $23 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 333 | $23 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 4 | $23 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 1 | $23 | dollars as filed | |
| DYNATRONICS CORP | 268157500 | COM | 40 | $23 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 1 | $22 | dollars as filed | |
| THE ALGER ETF TRUST | 015564206 | 35 ETF | 1 | $22 | dollars as filed | |
| PACER FDS TR | 69374H410 | BLUESTAR ENG THE | 1 | $22 | dollars as filed | |
| LISTED FDS TR | 53656F573 | OVERLAY SHS SHRT | 1 | $22 | dollars as filed | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 2,576 | $22 | dollars as filed | |
| NEMAURA MED INC | 640442208 | COMMON | 100 | $22 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 1 | $21 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 5 | $21 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 1 | $21 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G557 | ALERIAN GLXY CRY | 1 | $21 | dollars as filed | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $21 | dollars as filed | |
| STRATEGY SHS | 86280R860 | DAY HAGAN SMART | 1 | $21 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 1 | $21 | dollars as filed | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 1 | $21 | dollars as filed | |
| TIDAL ETF TR | 886364553 | IONIC INFLATION | 1 | $21 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1 | $21 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 1 | $20 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 1 | $20 | dollars as filed | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 1 | $20 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 1 | $20 | dollars as filed | |
| PROSHARES TR | 74347G291 | SHORT BITCOIN | 1 | $20 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 933 | $19 | dollars as filed | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 1 | $19 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 38 | $19 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 1 | $19 | dollars as filed | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 1 | $19 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G526 | DAILY GLOBAL CLN | 2 | $19 | dollars as filed | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1 | $18 | dollars as filed | |
| RESIDENTIAL REIT ETF | 886364587 | ETF | 1 | $18 | dollars as filed | |
| Nvni Group Limited W Exp 11/01/202 | G50716110 | SPAC Combination | 500 | $18 | dollars as filed | |
| GLOBAL X FDS | 37960A883 | MSCI VIETNAM ETF | 1 | $18 | dollars as filed | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 20 | $18 | dollars as filed | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 11 | $18 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 5 | $18 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 1 | $18 | dollars as filed | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 1 | $18 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 2 | $18 | dollars as filed | |
| KRANESHARES TRUST | 500767512 | ELECTRIFICATION | 1 | $18 | dollars as filed | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1 | $18 | dollars as filed | |
| KIDPIK CORP | 49382L108 | COM | 50 | $18 | dollars as filed | |
| Semantix, Inc | G6332A114 | Warrant | 1,400 | $17 | dollars as filed | |
| ADIAL PHARMACEUTICALS INC | 00688A205 | COM NEW | 9 | $17 | dollars as filed | |
| TENON MEDICAL INC | 88066N204 | COM NEW | 11 | $17 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 1 | $16 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 1 | $16 | dollars as filed | |
| TIDAL TRUST I | 886364595 | UPAR ULTRA RISK | 1 | $16 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q197 | RAYLIANT QUANTAM | 1 | $16 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 86 | $16 | dollars as filed | |
| SHIFTPIXY INC | 82452L401 | COM NEW | 3 | $16 | dollars as filed | |
| BIOLASE INC | 090911702 | COM NEW | 14 | $16 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 1 | $15 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 2 | $15 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 164 | $15 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 2 | $15 | dollars as filed | |
| VERB TECHNOLOGY CO INC (US) old | 92337U203 | COM NEW | 85 | $15 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1 | $15 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 1 | $14 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E646 | DAIL PHA MED ETF | 1 | $14 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 1,881 | $14 | dollars as filed | |
| PROSHARES TR | 74347G721 | ULSHRT UTILS NEW | 1 | $14 | dollars as filed | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1 | $14 | dollars as filed | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 1 | $14 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 500 | $13 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 1 | $13 | dollars as filed | |
| VACCINEX INC | 918640202 | COMMON | 20 | $13 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 1 | $12 | dollars as filed | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 1 | $12 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1 | $12 | dollars as filed | |
| SAI TECH GLOBAL CORP | G7852T103 | CLASS A ORD SHS | 10 | $12 | dollars as filed | |
| NANOVIBRONIX INC | 63008J603 | COM NEW | 10 | $12 | dollars as filed | |
| PROSHARES TR | 74347G424 | ULSHRT TECH NEW | 1 | $12 | dollars as filed | |
| SUNLANDS TECHNOLOGY GROUP | 86740P207 | SPONSRD ADS NEW | 1 | $11 | dollars as filed | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 1 | $11 | dollars as filed | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 1 | $11 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 1 | $10 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 1 | $10 | dollars as filed | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 1 | $10 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 1 | $10 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 4 | $9 | dollars as filed | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 1 | $9 | dollars as filed | |
| SINGLEPOINT INC | 82932V409 | COM NEW | 4 | $9 | dollars as filed | |
| PANBELA THERAPEUTICS INC | 69833W305 | COMMON | 10 | $9 | dollars as filed | |
| Radcom Ltd | M81865111 | COM | 1 | $8 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 6 | $8 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 69 | $8 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 1,489 | $8 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 51 | $8 | dollars as filed | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 357 | $7 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 414 | $7 | dollars as filed | |
| MONEYHERO LIMITED | G6202B119 | *W EXP 09/13/202 | 80 | $6 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2 | $6 | dollars as filed | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 1 | $6 | dollars as filed | |
| ICORECONNECT INC | 450958103 | COM | 5 | $6 | dollars as filed | |
| NEUBASE THERAPEUTICS INC | 64132K201 | COM NEW | 9 | $6 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 162 | $6 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 1 | $5 | dollars as filed | |
| SIFCO INDS INC | 826546103 | COM | 1 | $5 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 250 | $5 | dollars as filed | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1 | $5 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 2 | $5 | dollars as filed | |
| OUSTER INC | 68989M129 | *W EXP 09/29/202 | 200 | $5 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 266 | $5 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1 | $4 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 1 | $4 | dollars as filed | |
| GSE SYS INC | 36227K205 | COM NEW | 2 | $4 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T300 | COM NEW | 5 | $4 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 8 | $4 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K603 | COMMON | 1 | $4 | dollars as filed | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1 | $3 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015602 | COM | 1 | $3 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 1 | $3 | dollars as filed | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 1 | $3 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1 | $3 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 33 | $3 | dollars as filed | |
| ALGORHYTHM HLDGS INC | 829322403 | COM | 3 | $3 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 1 | $2 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 1 | $2 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 33 | $2 | dollars as filed | |
| CLEAN ENERGY TECHNOLOGIES IN | 18452H206 | COM | 1 | $2 | dollars as filed | |
| GLOBAL GAS CORP DEL | 37892P115 | *W EXP 12/21/202 | 72 | $2 | dollars as filed | |
| BIG SKY INDL INC | 911805307 | COM | 1 | $1 | dollars as filed | |
| MEDIACO HLDG INC | 58450D104 | CL A | 3 | $1 | dollars as filed | |
| COMSOVEREIGN HLDG CORP | 205650401 | COMMON STOCK | 1 | $1 | dollars as filed | |
| AULT ALLIANCE INC | 09175M408 | COM | 7 | $1 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 1 | $1 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1 | $1 | dollars as filed | |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 1 | $1 | dollars as filed | |
| PROTAGENIC THERAPEUTICS INC | 74365N202 | COM NEW | 1 | $1 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635705 | COM NEW | 1 | $1 | dollars as filed | |
| IM CANNABIS CORP | 44969Q307 | COM | 4 | $1 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 1 | $1 | dollars as filed | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 1 | $1 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 1 | $1 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 4 | $1 | dollars as filed | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 1 | $1 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 3 | $1 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D402 | COM NEW | 2 | $1 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 45 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 5 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025887 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INPIXON | 45790J867 | COMMON | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-24-000245 | this filing | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-24-000434 | base | 2024-08-16 | acceptance time not in the bulk data set |