13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,655 holding rows worth $1,014,632,922,647.
- Accession
- 0000895421-23-000379
- Filer
- CIK 895421
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 42,924 entries on the cover page, a total value of $1,014,632,922,647 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,014,632,922,647 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 115,794 | $3,621,863 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 52,916 | $3,618,243 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 46,617 | $3,617,013 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 147,790 | $3,608,292 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 286,383 | $3,605,577 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 447,328 | $3,600,990 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 204,590 | $3,598,739 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 443,664 | $3,593,685 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 86,034 | $3,591,095 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 217,893 | $3,590,877 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 175,751 | $3,587,078 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 4,578,000 | $3,586,863 | dollars as filed | principal |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 243,712 | $3,585,003 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 202,882 | $3,584,928 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 145,148 | $3,583,708 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 174,129 | $3,567,033 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 66,272 | $3,550,901 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 144,556 | $3,547,404 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 182,045 | $3,538,955 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 156,726 | $3,534,188 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 373,495 | $3,533,263 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 249,421 | $3,531,800 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 122,534 | $3,530,205 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 69,412 | $3,526,265 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 328,360 | $3,523,303 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 589,823 | $3,515,345 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 73,162 | $3,512,190 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 325,087 | $3,497,936 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 33,242 | $3,492,736 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 488,355 | $3,491,739 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 458,036 | $3,490,236 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 178,447 | $3,485,093 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 146,554 | $3,482,358 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 221,613 | $3,474,907 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 113,964 | $3,471,343 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,752,233 | $3,469,421 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 1,777,426 | $3,465,981 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 357,978 | $3,461,648 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 174,124 | $3,459,870 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 419,258 | $3,458,879 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 153,774 | $3,456,840 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92,967 | $3,453,725 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 124,004 | $3,451,072 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 34,634 | $3,444,532 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,371,707 | $3,438,975 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 187,180 | $3,425,393 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 3,266,000 | $3,421,135 | dollars as filed | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 706,631 | $3,420,097 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 210,124 | $3,418,750 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 574,459 | $3,418,031 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 281,288 | $3,409,213 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 6,537,000 | $3,409,046 | dollars as filed | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 217,598 | $3,398,885 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 88,207 | $3,391,559 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 551,134 | $3,383,963 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 61,698 | $3,374,264 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 182,607 | $3,370,925 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 453,078 | $3,370,901 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 648,233 | $3,370,812 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 327,929 | $3,364,551 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 534,579 | $3,362,507 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 144,356 | $3,350,513 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 54,169 | $3,348,810 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 82,301 | $3,345,591 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 193,394 | $3,343,782 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 68,088 | $3,343,169 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 112,172 | $3,339,360 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 484,831 | $3,335,641 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 408,636 | $3,334,470 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 374,183 | $3,330,229 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 88,927 | $3,328,983 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 380,408 | $3,328,571 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 109,037 | $3,325,629 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 359,428 | $3,321,115 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 123,406 | $3,317,153 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 647,381 | $3,314,590 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 112,246 | $3,309,730 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 283,938 | $3,307,878 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 254,136 | $3,306,309 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 204,075 | $3,306,014 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 549,088 | $3,294,528 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 145,095 | $3,286,402 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 142,645 | $3,283,688 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 3,949,000 | $3,282,409 | dollars as filed | principal |
| High Templar Tech Limit | 747798106 | COM | 1,639,506 | $3,279,012 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 92,372 | $3,276,467 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 242,638 | $3,275,616 | dollars as filed | |
| 2U INC | 90214JAC5 | DEBT 4.500% 2/0 | 5,000,000 | $3,270,000 | dollars as filed | principal |
| AMYRIS INC | 03236M200 | COM NEW | 3,174,232 | $3,269,459 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 256,222 | $3,269,395 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 3,450,000 | $3,255,938 | dollars as filed | principal |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 86,050 | $3,254,443 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 232,833 | $3,248,020 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 315,252 | $3,240,796 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 121,644 | $3,235,731 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 76,669 | $3,233,131 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 3,244,000 | $3,227,780 | dollars as filed | principal |
| PARAGON 28 INC | 69913P105 | COM | 181,599 | $3,221,566 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 80,215 | $3,208,319 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 340,485 | $3,203,963 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 117,120 | $3,198,559 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 56,351 | $3,197,378 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 119,824 | $3,190,913 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 97,792 | $3,175,313 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 94,133 | $3,164,753 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 381,851 | $3,161,733 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 329,902 | $3,157,163 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 36,370 | $3,153,286 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 813,272 | $3,147,363 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 76,181 | $3,143,989 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 946,171 | $3,141,288 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 54,509 | $3,139,187 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 388,391 | $3,134,321 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 246,950 | $3,128,869 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 294,255 | $3,127,938 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 254,263 | $3,124,895 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 3,685,000 | $3,118,247 | dollars as filed | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 103,652 | $3,117,865 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 66,899 | $3,106,950 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 1,027,758 | $3,103,830 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 87,124 | $3,099,011 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 193,323 | $3,097,033 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 2,165,306 | $3,096,389 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 316,442 | $3,094,804 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 93,212 | $3,094,692 | dollars as filed | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 556,220 | $3,087,021 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 133,742 | $3,082,753 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 1,922,248 | $3,075,597 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 3,044,270 | $3,074,713 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,414,911 | $3,070,357 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 247,662 | $3,068,545 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 222,097 | $3,064,956 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 131,157 | $3,057,270 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 29,881 | $3,047,869 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 283,189 | $3,044,282 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 287,727 | $3,044,151 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 299,495 | $3,039,879 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 386,712 | $3,035,690 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 362,476 | $3,033,924 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 313,733 | $3,029,092 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 30,796 | $3,023,860 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 35,705 | $3,023,499 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 268,048 | $3,012,860 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 120,152 | $3,008,606 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 343,013 | $3,008,228 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 135,767 | $3,007,239 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,926,412 | $3,005,202 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 536,201 | $3,002,733 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 57,701 | $3,000,452 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 47,937 | $2,998,689 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 336,564 | $2,995,420 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 3,603,000 | $2,992,292 | dollars as filed | principal |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 62,138 | $2,985,110 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 561,217 | $2,974,456 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 107,044 | $2,972,612 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 373,486 | $2,969,214 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 256,739 | $2,967,907 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 226,658 | $2,964,685 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 481,756 | $2,962,799 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 34,729 | $2,962,731 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 291,367 | $2,960,289 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 2,144,602 | $2,959,551 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 744,975 | $2,957,554 | dollars as filed | |
| V2X INC | 92242T101 | COM | 59,597 | $2,953,672 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 256,658 | $2,941,301 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 70,024 | $2,936,126 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 2,421,917 | $2,930,519 | dollars as filed | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 988,147 | $2,924,915 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 3,661,000 | $2,924,773 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,204,000 | $2,923,650 | dollars as filed | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 52,276 | $2,922,333 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 153,382 | $2,915,791 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 252,444 | $2,915,727 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 390,229 | $2,915,011 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 311,578 | $2,913,254 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,148 | $2,912,779 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 142,720 | $2,901,499 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,631,154 | $2,887,142 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 96,594 | $2,886,236 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 524,222 | $2,883,222 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 3,250,000 | $2,882,360 | dollars as filed | principal |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 147,472 | $2,878,653 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 233,808 | $2,871,162 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 131,998 | $2,863,037 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 63,926 | $2,860,049 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 65,398 | $2,855,277 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 176,536 | $2,845,760 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 312,188 | $2,844,033 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 198,817 | $2,843,082 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 237,704 | $2,838,185 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 165,927 | $2,835,693 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 1,024,635 | $2,827,994 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 184,993 | $2,821,170 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 397,031 | $2,818,921 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 318,983 | $2,816,620 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 734,891 | $2,814,633 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 42,125 | $2,813,529 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 629,920 | $2,809,443 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 31,005 | $2,789,830 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 112,347 | $2,789,592 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 334,614 | $2,787,338 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 279,832 | $2,787,127 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 64,145 | $2,782,045 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 392,491 | $2,778,835 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 200,847 | $2,767,672 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 352,268 | $2,761,781 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 326,708 | $2,760,683 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 953,118 | $2,754,511 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 850,093 | $2,754,302 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 69,194 | $2,752,547 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 199,698 | $2,735,863 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 71,350 | $2,734,132 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 79,107 | $2,729,192 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 657,601 | $2,722,468 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 31,364 | $2,716,122 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 268,077 | $2,715,620 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 435,027 | $2,714,568 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 127,887 | $2,711,077 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 224,142 | $2,709,878 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 76,052 | $2,709,734 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 156,026 | $2,705,491 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 22,126 | $2,703,268 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 104,479 | $2,702,871 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 593,702 | $2,701,345 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 321,028 | $2,693,426 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 515,087 | $2,688,760 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 373,303 | $2,687,782 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 325,108 | $2,685,392 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 50,167 | $2,677,914 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 207,361 | $2,677,031 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 143,541 | $2,664,143 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 695,096 | $2,662,218 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 471,024 | $2,661,284 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 71,499 | $2,654,759 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 934,701 | $2,654,552 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 273,077 | $2,648,853 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 137,513 | $2,648,518 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 60,368 | $2,645,952 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 172,983 | $2,644,918 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 777,711 | $2,644,216 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 207,618 | $2,644,015 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 2,267,000 | $2,635,388 | dollars as filed | principal |
| PHENIXFIN CORP | 71742W103 | COM | 69,338 | $2,634,863 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 184,542 | $2,633,417 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 200,850 | $2,623,113 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 53,821 | $2,622,709 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 2,700,000 | $2,621,700 | dollars as filed | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 442,088 | $2,617,166 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 175,268 | $2,611,497 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 114,920 | $2,605,811 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 276,099 | $2,603,629 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 149,454 | $2,594,521 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 2,069,964 | $2,587,455 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 140,511 | $2,586,817 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 421,094 | $2,581,306 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 699,291 | $2,580,384 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 27,507 | $2,579,607 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 47,526 | $2,570,353 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 15,838 | $2,570,191 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 131,937 | $2,570,132 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 207,622 | $2,568,291 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 2,706,000 | $2,561,770 | dollars as filed | principal |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 432,041 | $2,557,682 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 135,325 | $2,550,877 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 80,165 | $2,543,636 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 559,991 | $2,531,158 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 52,638 | $2,529,872 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 137,770 | $2,518,436 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 284,515 | $2,517,958 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 764,511 | $2,515,242 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 248,967 | $2,512,076 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 238,260 | $2,511,261 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 191,813 | $2,501,242 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 417,426 | $2,500,382 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 47,766 | $2,500,072 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 56,585 | $2,498,335 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 1,103,023 | $2,492,833 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 169,657 | $2,487,171 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,834,000 | $2,486,835 | dollars as filed | principal |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 238,487 | $2,485,039 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 204,959 | $2,475,905 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 15,315 | $2,474,801 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 90,983 | $2,472,935 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 63,733 | $2,471,599 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 364,541 | $2,467,943 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 89,199 | $2,463,713 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,803,000 | $2,458,841 | dollars as filed | principal |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 63,027 | $2,457,877 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,913 | $2,457,492 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 448,308 | $2,452,245 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 111,242 | $2,441,763 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 739,142 | $2,439,169 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,152,000 | $2,434,920 | dollars as filed | principal |
| SIERRA BANCORP | 82620P102 | COM | 143,312 | $2,432,018 | dollars as filed | |
| GERON CORP | 374163103 | COM | 755,238 | $2,424,315 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 48,671 | $2,424,071 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 505,119 | $2,419,520 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 175,100 | $2,414,636 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 692,509 | $2,409,933 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 2,658,000 | $2,398,313 | dollars as filed | principal |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 207,625 | $2,398,073 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 125,016 | $2,397,807 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 82,152 | $2,397,195 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 234,431 | $2,393,541 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 101,476 | $2,385,701 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 295,391 | $2,383,808 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 263,692 | $2,383,776 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 330,491 | $2,382,843 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 81,104 | $2,376,369 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 443,755 | $2,374,089 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 117,872 | $2,373,969 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 89,423 | $2,352,737 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 100,532 | $2,349,433 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 314,444 | $2,348,910 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 408,457 | $2,348,628 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 79,552 | $2,342,039 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 102,003 | $2,341,989 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 59,511 | $2,340,806 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 176,680 | $2,339,243 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 63,449 | $2,338,730 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 364,770 | $2,330,881 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 898,132 | $2,326,163 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,649,245 | $2,325,437 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 84,170 | $2,321,830 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 437,094 | $2,320,970 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 185,968 | $2,320,880 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,562,000 | $2,318,610 | dollars as filed | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 344,129 | $2,315,988 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 227,215 | $2,313,049 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 223,227 | $2,310,399 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 236,505 | $2,301,195 | dollars as filed | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 127,490 | $2,297,726 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 156,841 | $2,297,722 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 248,079 | $2,297,212 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 72,045 | $2,296,794 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 88,834 | $2,296,359 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 805,039 | $2,294,361 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 115,207 | $2,293,777 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 47,421 | $2,293,365 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 92,057 | $2,292,219 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 115,102 | $2,285,350 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,048,000 | $2,283,520 | dollars as filed | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 2,521,000 | $2,281,505 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 105,854 | $2,281,154 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 100,269 | $2,281,120 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 360,258 | $2,276,830 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 150,722 | $2,274,395 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 3,080,000 | $2,273,348 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 229,739 | $2,267,530 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 229,798 | $2,265,808 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 45,218 | $2,265,422 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 919,726 | $2,262,525 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 42,884 | $2,256,715 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 33,188 | $2,253,798 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 98,749 | $2,253,455 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 189,772 | $2,246,900 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 184,408 | $2,246,089 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 64,924 | $2,245,721 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 195,242 | $2,239,426 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 146,584 | $2,232,474 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 387,278 | $2,230,722 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 355,946 | $2,228,221 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 84,458 | $2,221,245 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 444,321 | $2,217,162 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 998,408 | $2,216,465 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 272,414 | $2,214,730 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 461,170 | $2,209,005 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 144,779 | $2,203,537 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 3,089,000 | $2,194,735 | dollars as filed | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 283,523 | $2,194,468 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 15,886 | $2,190,997 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 215,053 | $2,176,336 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 101,475 | $2,173,310 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 100,146 | $2,167,159 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 196,923 | $2,166,153 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 2,538,000 | $2,165,929 | dollars as filed | principal |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 594,557 | $2,164,188 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 25,242 | $2,161,220 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 263,802 | $2,160,538 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,357,000 | $2,157,362 | dollars as filed | principal |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 392,802 | $2,156,483 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 106,516 | $2,154,819 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 78,664 | $2,154,606 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 353,460 | $2,152,571 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 54,510 | $2,148,240 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 39,645 | $2,141,623 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 225,835 | $2,140,924 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 950,448 | $2,138,510 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 248,190 | $2,136,923 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 73,212 | $2,126,077 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 69,440 | $2,125,100 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 431,804 | $2,120,159 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 32,515 | $2,110,302 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 83,854 | $2,092,995 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 209,097 | $2,088,880 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 104,072 | $2,088,725 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 18,510 | $2,088,668 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 740,547 | $2,088,343 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 544,244 | $2,084,453 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 374,427 | $2,074,325 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 340,156 | $2,071,553 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 44,652 | $2,071,406 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 1,061,667 | $2,070,250 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 74,695 | $2,063,823 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 204,354 | $2,043,540 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 202,981 | $2,041,998 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 332,438 | $2,041,169 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 114,929 | $2,041,140 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 172,175 | $2,038,552 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 195,532 | $2,035,497 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 1,112,000 | $2,034,960 | dollars as filed | principal |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 23,314 | $2,033,047 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 250,373 | $2,033,031 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 164,910 | $2,031,692 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 131,413 | $2,026,389 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 152,368 | $2,020,399 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 231,329 | $2,019,508 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 43,281 | $2,019,492 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 147,829 | $2,017,875 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 2,234,000 | $2,013,393 | dollars as filed | principal |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 234,430 | $2,011,409 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 141,233 | $2,008,517 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 17,288 | $2,007,552 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 76,851 | $2,007,348 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 118,239 | $2,005,354 | dollars as filed | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 109,734 | $2,004,840 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 49,798 | $2,000,884 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 94,621 | $1,994,630 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,757,000 | $1,985,937 | dollars as filed | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 97,079 | $1,972,662 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 38,957 | $1,969,276 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 2,009,000 | $1,968,820 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 18,074 | $1,965,728 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 294,210 | $1,962,390 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 106,572 | $1,960,925 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 53,528 | $1,958,590 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 117,409 | $1,956,043 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 456,015 | $1,951,744 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 666,246 | $1,945,438 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 63,442 | $1,943,877 | dollars as filed | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 611,000 | $1,941,941 | dollars as filed | principal |
| ZIMVIE INC | 98888T107 | COM | 172,484 | $1,936,996 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 196,200 | $1,934,532 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 43,530 | $1,932,732 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 43,991 | $1,929,005 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 66,746 | $1,928,303 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 392,506 | $1,927,203 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 148,769 | $1,925,071 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 164,405 | $1,921,894 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,077,172 | $1,921,385 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 176,757 | $1,916,048 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 168,626 | $1,912,220 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 144,456 | $1,909,714 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 180,751 | $1,908,731 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 75,537 | $1,900,511 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 15,668 | $1,899,281 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 60,564 | $1,896,259 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 259,588 | $1,892,397 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 2,200,000 | $1,891,120 | dollars as filed | principal |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 44,579 | $1,890,510 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 250,272 | $1,889,564 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 12,901 | $1,883,546 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 39,391 | $1,880,552 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 74,733 | $1,880,282 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 75,282 | $1,876,779 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 238,920 | $1,874,327 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,971 | $1,873,856 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 108,500 | $1,871,625 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 256,635 | $1,868,303 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 247,455 | $1,865,811 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 24,129 | $1,864,010 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 1,933,000 | $1,860,319 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 641,239 | $1,859,593 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 17,889 | $1,856,520 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 10,826 | $1,854,528 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 575,377 | $1,852,715 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 172,334 | $1,852,591 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 157,161 | $1,851,358 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 111,338 | $1,847,104 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 56,712 | $1,846,541 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 203,710 | $1,845,613 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 267,440 | $1,845,337 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 253,149 | $1,840,393 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 33,841 | $1,837,905 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 242,846 | $1,823,774 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 202,623 | $1,823,607 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 310,075 | $1,817,038 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 471,630 | $1,815,776 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 1,416,000 | $1,813,188 | dollars as filed | principal |
| VUZIX CORP | 92921W300 | COM NEW | 355,262 | $1,811,837 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 106,781 | $1,809,938 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 496,122 | $1,805,884 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 54,676 | $1,795,921 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 78,723 | $1,793,311 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 61,514 | $1,791,287 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 58,481 | $1,787,774 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 184,591 | $1,784,995 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 70,442 | $1,775,843 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 247,151 | $1,774,545 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 785,655 | $1,767,725 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000379 | this filing | 2023-08-14 | acceptance time not in the bulk data set |