13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,655 holding rows worth $1,014,632,922,647.
- Accession
- 0000895421-23-000379
- Filer
- CIK 895421
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 42,924 entries on the cover page, a total value of $1,014,632,922,647 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,014,632,922,647 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,118,899 | $6,914,803 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 393,316 | $6,914,495 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 121,411 | $6,905,858 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 296,228 | $6,893,225 | dollars as filed | |
| WATERDROP INC | 94132V105 | CMN | 3,313,910 | $6,892,933 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 6,912,000 | $6,890,434 | dollars as filed | principal |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 654,152 | $6,888,239 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 709,892 | $6,885,963 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,141,544 | $6,872,098 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 958,893 | $6,865,674 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 235,352 | $6,862,875 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 475,666 | $6,854,347 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 563,057 | $6,852,404 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 171,159 | $6,836,091 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 188,221 | $6,830,555 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 197,416 | $6,828,620 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 8,502,000 | $6,822,855 | dollars as filed | principal |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 217,285 | $6,820,575 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,707,839 | $6,814,277 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 544,884 | $6,800,156 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 395,293 | $6,799,044 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 686,861 | $6,779,325 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 783,464 | $6,776,967 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,912,781 | $6,771,248 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 322,189 | $6,753,111 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 299,229 | $6,747,614 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 184,205 | $6,741,915 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 154,326 | $6,740,960 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 599,782 | $6,723,557 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 144,401 | $6,718,791 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 299,523 | $6,703,335 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 463,097 | $6,696,396 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 241,421 | $6,694,606 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 7,952,103 | $6,689,699 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 412,661 | $6,685,108 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 170,789 | $6,683,526 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 340,559 | $6,674,956 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 351,792 | $6,673,505 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 650,758 | $6,670,278 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 478,645 | $6,667,533 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 192,539 | $6,663,780 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 743,809 | $6,634,776 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,883,517 | $6,629,983 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 221,051 | $6,629,324 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 95,719 | $6,628,551 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 639,678 | $6,620,667 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 55,055 | $6,620,364 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,331,437 | $6,617,242 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 7,500,000 | $6,612,000 | dollars as filed | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,410,757 | $6,605,477 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 582,324 | $6,603,565 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 2,967,693 | $6,588,284 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 560,337 | $6,583,960 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 307,302 | $6,576,262 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 996,643 | $6,567,878 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 883,950 | $6,567,753 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 441,587 | $6,548,735 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 7,226,000 | $6,546,756 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 6,370,000 | $6,536,257 | dollars as filed | principal |
| XPERI INC | 98423J101 | COMMON STOCK | 496,298 | $6,526,325 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 508,574 | $6,519,919 | dollars as filed | |
| KRANESHARES CALIFORNIA CARBON ALLOWANCE ETF | 500767553 | ETF | 256,002 | $6,507,581 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 456,372 | $6,462,248 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 466,911 | $6,452,721 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 48,146 | $6,452,045 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 246,910 | $6,449,289 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 69,303 | $6,441,714 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 202,349 | $6,434,699 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 223,712 | $6,427,245 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 6,410,000 | $6,426,026 | dollars as filed | principal |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 342,054 | $6,413,515 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 222,314 | $6,409,329 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 403,702 | $6,402,714 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 96,612 | $6,401,543 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 142,351 | $6,391,418 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 280,115 | $6,386,630 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 215,195 | $6,361,165 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 299,892 | $6,339,717 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 130,034 | $6,339,157 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,584,538 | $6,322,308 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 945,871 | $6,318,422 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 133,306 | $6,312,040 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 225,003 | $6,311,361 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 119,507 | $6,301,604 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 766,371 | $6,299,572 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 95,268 | $6,296,303 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 158,986 | $6,287,896 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 144,259 | $6,285,365 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 321,718 | $6,279,935 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 158,716 | $6,250,264 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 538,615 | $6,247,934 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 559,163 | $6,245,851 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 122,692 | $6,224,196 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 7,342,000 | $6,218,674 | dollars as filed | principal |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 249,979 | $6,209,478 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 347,925 | $6,200,024 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 805,107 | $6,199,327 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 421,308 | $6,197,456 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 191,234 | $6,195,981 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 100,802 | $6,194,305 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 100,203 | $6,190,626 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 6,585,000 | $6,189,900 | dollars as filed | principal |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 451,420 | $6,184,468 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 6,825,000 | $6,174,577 | dollars as filed | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 521,722 | $6,166,758 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 5,172,250 | $6,154,977 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 42,794 | $6,151,454 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 375,988 | $6,151,164 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,227,007 | $6,147,309 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 869,797 | $6,123,371 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 77,440 | $6,121,705 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 238,845 | $6,116,857 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 524,621 | $6,111,836 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 7,226,000 | $6,107,415 | dollars as filed | principal |
| CALAMOS DY COM NPV | 12811V105 | COM | 280,504 | $6,098,157 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,370,000 | $6,094,692 | dollars as filed | principal |
| AMERICAN WELL CORP | 03044L105 | CL A | 2,900,311 | $6,090,653 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 811,784 | $6,080,272 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,276,832 | $6,077,720 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 599,813 | $6,076,106 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 687,249 | $6,068,408 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,049,490 | $6,055,562 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 311,248 | $6,047,559 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 57,281 | $6,044,557 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 170,916 | $6,023,122 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 267,200 | $6,020,016 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 221,522 | $6,014,362 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 553,893 | $6,009,753 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 369,979 | $6,004,773 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 477,355 | $6,000,361 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 208,417 | $5,977,398 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 61,861 | $5,968,445 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 599,807 | $5,968,084 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,142,765 | $5,965,239 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 633,832 | $5,958,020 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 804,652 | $5,954,425 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 2,447,843 | $5,948,259 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 268,377 | $5,947,256 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,342,279 | $5,946,300 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 169,073 | $5,939,535 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 189,472 | $5,934,264 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 267,669 | $5,918,159 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 176,278 | $5,917,652 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 834,291 | $5,906,780 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 234,093 | $5,894,462 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 135,958 | $5,889,700 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 419,229 | $5,885,975 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 349,418 | $5,882,452 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 1,058,739 | $5,876,001 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,044,060 | $5,875,036 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 2,955,000 | $5,870,403 | dollars as filed | principal |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 293,496 | $5,866,985 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 115,706 | $5,852,410 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 301,061 | $5,849,628 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 523,514 | $5,831,945 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 485,256 | $5,827,935 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 293,373 | $5,826,389 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 157,183 | $5,818,915 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 354,962 | $5,817,827 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 110,471 | $5,810,609 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 183,117 | $5,810,302 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 138,704 | $5,797,827 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 242,759 | $5,748,533 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 170,770 | $5,746,446 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 183,083 | $5,740,567 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 250,652 | $5,727,399 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 378,413 | $5,725,388 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 218,535 | $5,716,911 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 99,300 | $5,715,738 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 353,324 | $5,713,259 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 896,035 | $5,707,756 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 292,939 | $5,697,693 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 53,329 | $5,697,137 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 455,214 | $5,690,176 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 260,152 | $5,684,340 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 86,016 | $5,671,960 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 99,610 | $5,664,845 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 441,911 | $5,660,896 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 124,490 | $5,654,336 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 517,400 | $5,644,834 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 186,517 | $5,636,555 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 281,566 | $5,634,143 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 540,532 | $5,632,344 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 5,830,000 | $5,628,866 | dollars as filed | principal |
| MODEL N INC | 607525102 | COM | 158,965 | $5,621,002 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 357,066 | $5,602,366 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 100,003 | $5,584,222 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 460,460 | $5,576,179 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 134,678 | $5,571,657 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 204,157 | $5,569,402 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 533,406 | $5,563,426 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 367,067 | $5,550,075 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 818,521 | $5,549,575 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 5,227,000 | $5,534,087 | dollars as filed | principal |
| XOMETRY INC | 98423F109 | CLASS A COM | 261,059 | $5,529,230 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 6,196,000 | $5,516,918 | dollars as filed | principal |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 222,342 | $5,509,634 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,309,169 | $5,498,514 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,615,354 | $5,492,204 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 55,223 | $5,478,673 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,082,835 | $5,477,855 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 135,348 | $5,476,518 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 599,516 | $5,473,582 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 211,474 | $5,472,128 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 1,451,287 | $5,456,839 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 696,262 | $5,451,734 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 174,984 | $5,445,534 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 147,689 | $5,439,409 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 580,133 | $5,430,057 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 553,123 | $5,426,137 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 633,061 | $5,406,352 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 4,768,213 | $5,388,081 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 1,266,733 | $5,383,617 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 6,990,000 | $5,382,300 | dollars as filed | principal |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 318,305 | $5,379,354 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 589,187 | $5,379,287 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 597,347 | $5,376,123 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 236,274 | $5,365,783 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 107,267 | $5,363,350 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,138,410 | $5,361,912 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 1,700,049 | $5,355,153 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 198,773 | $5,346,995 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 261,076 | $5,345,531 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 105,102 | $5,341,292 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 4,305,305 | $5,338,577 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 667,022 | $5,336,176 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 150,497 | $5,330,615 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 302,122 | $5,320,394 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 99,255 | $5,318,091 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 498,191 | $5,295,777 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 95,070 | $5,295,455 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 638,283 | $5,284,983 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 358,376 | $5,268,130 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 661,631 | $5,266,583 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 114,434 | $5,261,679 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 440,114 | $5,259,367 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 298,204 | $5,257,348 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 66,715 | $5,255,141 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 7,132,000 | $5,249,866 | dollars as filed | principal |
| TRUEBLUE INC | 89785X101 | COM | 296,181 | $5,245,365 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,161,270 | $5,237,328 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 146,691 | $5,233,956 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 75,800 | $5,229,442 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 594,393 | $5,224,726 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 623,091 | $5,221,503 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 418,231 | $5,206,978 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 309,496 | $5,196,438 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,758,041 | $5,195,011 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 832,146 | $5,192,595 | dollars as filed | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 348,190 | $5,188,033 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 342,557 | $5,186,313 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 78,151 | $5,184,574 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 24,313 | $5,183,047 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 425,237 | $5,175,134 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 802,215 | $5,166,270 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 450,267 | $5,164,570 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 746,687 | $5,159,607 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,550,000 | $5,147,188 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 51,848 | $5,141,891 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 48,840 | $5,139,433 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 311,200 | $5,134,810 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 122,567 | $5,128,203 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,753,023 | $5,118,827 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 104,411 | $5,117,705 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 160,700 | $5,108,652 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 824,629 | $5,104,453 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 536,804 | $5,078,169 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 155,466 | $5,077,520 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 1,691,889 | $5,075,667 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 4,920,000 | $5,074,980 | dollars as filed | principal |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 106,583 | $5,071,282 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 524,829 | $5,064,599 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,782,656 | $5,062,744 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 5,233,000 | $5,050,368 | dollars as filed | principal |
| THRYV HLDGS INC | 886029206 | COM NEW | 205,230 | $5,048,658 | dollars as filed | |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 4,850,000 | $5,037,938 | dollars as filed | principal |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 151,656 | $5,034,979 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 376,846 | $5,034,663 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 159,580 | $5,033,174 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 185,315 | $4,994,240 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,864,321 | $4,984,974 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 379,334 | $4,971,172 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 442,200 | $4,970,337 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 283,611 | $4,954,699 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 287,126 | $4,952,923 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 109,367 | $4,944,481 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 145,704 | $4,942,280 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 76,063 | $4,909,106 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 314,424 | $4,908,159 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 1,274,041 | $4,905,058 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 1,437,701 | $4,873,806 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 88,898 | $4,871,622 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 570,296 | $4,870,327 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 325,903 | $4,865,742 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 417,227 | $4,852,350 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 194,467 | $4,848,063 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 183,087 | $4,846,352 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 783,118 | $4,831,844 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 179,955 | $4,828,210 | dollars as filed | |
| OOMA INC | 683416101 | COM | 322,397 | $4,826,283 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 528,282 | $4,823,215 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 306,832 | $4,820,349 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 340,324 | $4,812,189 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 525,703 | $4,810,183 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 48,168 | $4,806,204 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 305,211 | $4,804,030 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 4,730,000 | $4,800,950 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 55,262 | $4,796,742 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 3,974,000 | $4,795,982 | dollars as filed | principal |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 412,994 | $4,782,497 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 223,013 | $4,776,954 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 203,386 | $4,775,511 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 443,220 | $4,773,479 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 261,339 | $4,772,070 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 38,864 | $4,770,230 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 265,624 | $4,746,716 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 152,089 | $4,746,698 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 102,686 | $4,744,109 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 189,178 | $4,741,747 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 412,567 | $4,736,268 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 605,086 | $4,719,671 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 201,873 | $4,691,561 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 137,784 | $4,675,011 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 5,580,450 | $4,673,627 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 393,738 | $4,671,702 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 213,806 | $4,671,680 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 182,739 | $4,669,007 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 169,432 | $4,657,687 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 399,847 | $4,654,218 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 395,147 | $4,642,977 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 618,758 | $4,634,502 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 3,622,000 | $4,634,168 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,580,000 | $4,631,526 | dollars as filed | principal |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 485,978 | $4,631,368 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 440,561 | $4,630,298 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 683,526 | $4,620,638 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 212,838 | $4,616,473 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 271,445 | $4,611,851 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 69,851 | $4,610,201 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 231,647 | $4,595,904 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 210,132 | $4,585,080 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 1,981,016 | $4,576,147 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,181,754 | $4,549,754 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 82,198 | $4,547,289 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 159,734 | $4,544,432 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 745,886 | $4,542,446 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 191,748 | $4,538,675 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 199,918 | $4,536,139 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 423,676 | $4,529,096 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 474,411 | $4,525,888 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 369,797 | $4,515,224 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 843,423 | $4,512,320 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 142,894 | $4,508,326 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 2,085,655 | $4,505,015 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 465,081 | $4,474,080 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 103,197 | $4,471,526 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 91,019 | $4,469,066 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 823,920 | $4,465,647 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 92,628 | $4,460,964 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 119,187 | $4,458,791 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 403,136 | $4,454,653 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 961,569 | $4,452,064 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 971,215 | $4,448,165 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 98,617 | $4,447,655 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 192,888 | $4,436,424 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 660,513 | $4,432,048 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 649,439 | $4,429,174 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 369,398 | $4,426,718 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 108,029 | $4,419,494 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 398,067 | $4,418,544 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 371,828 | $4,409,880 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 4,530,000 | $4,391,836 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 5,447,000 | $4,390,827 | dollars as filed | principal |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 177,115 | $4,388,941 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 398,620 | $4,384,820 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 123,770 | $4,375,269 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,171,356 | $4,357,444 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 647,802 | $4,353,230 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 185,283 | $4,327,045 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 131,800 | $4,323,041 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 152,050 | $4,315,179 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 37,845 | $4,306,130 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 391,652 | $4,300,357 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 221,867 | $4,299,782 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 3,971,566 | $4,289,292 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 486,840 | $4,289,061 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 583,270 | $4,287,035 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 163,179 | $4,286,716 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 416,867 | $4,285,392 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 5,241,000 | $4,284,518 | dollars as filed | principal |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 502,008 | $4,277,119 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 636,021 | $4,274,064 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 245,488 | $4,254,306 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 544,583 | $4,247,747 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 143,124 | $4,245,058 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 457,289 | $4,243,659 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 145,864 | $4,243,183 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 2,424,485 | $4,242,850 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 986,699 | $4,232,940 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 175,664 | $4,228,409 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 378,753 | $4,226,885 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,038,200 | $4,225,475 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 2,030,003 | $4,222,407 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 171,149 | $4,196,574 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 111,738 | $4,192,410 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 163,740 | $4,188,491 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,313,000 | $4,188,355 | dollars as filed | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 206,536 | $4,174,092 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 926,357 | $4,168,608 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 157,785 | $4,165,524 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 44,484 | $4,160,612 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 549,716 | $4,150,355 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 105,791 | $4,137,485 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 182,497 | $4,135,405 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,428,000 | $4,129,110 | dollars as filed | principal |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 174,642 | $4,121,551 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 627,619 | $4,110,904 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 418,987 | $4,106,073 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 896,315 | $4,105,128 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 513,612 | $4,098,624 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 602,730 | $4,098,564 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 273,974 | $4,076,733 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 226,496 | $4,067,868 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 483,634 | $4,067,362 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 729,724 | $4,064,563 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 388,895 | $4,056,174 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 281,954 | $4,054,500 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,107,000 | $4,051,556 | dollars as filed | principal |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 92,415 | $4,051,474 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 4,010,000 | $4,050,100 | dollars as filed | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 214,489 | $4,047,408 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 321,849 | $4,042,424 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 4,870,000 | $4,041,613 | dollars as filed | principal |
| BIG LOTS INC | 089302103 | COM | 457,155 | $4,036,679 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 2,502,775 | $4,029,467 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 744,748 | $4,021,640 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 197,013 | $4,015,130 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 115,527 | $4,012,252 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 383,539 | $4,007,983 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,902,000 | $3,990,250 | dollars as filed | principal |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 308,893 | $3,987,809 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 675,262 | $3,977,293 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 69,066 | $3,965,090 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 147,843 | $3,963,670 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 218,469 | $3,949,932 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 200,062 | $3,949,239 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 171,391 | $3,945,443 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 193,106 | $3,939,374 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 343,190 | $3,922,662 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 373,964 | $3,919,143 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 708,398 | $3,917,440 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 268,973 | $3,914,364 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 29,339 | $3,911,556 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 126,057 | $3,909,028 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,280,938 | $3,894,051 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 449,536 | $3,866,011 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 765,388 | $3,857,555 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 52,556 | $3,847,130 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 192,620 | $3,846,622 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 74,625 | $3,843,934 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 266,644 | $3,842,353 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 401,980 | $3,830,869 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 223,439 | $3,829,754 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 890,218 | $3,827,937 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 326,144 | $3,816,450 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,080,598 | $3,814,511 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 142,851 | $3,792,705 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 124,956 | $3,785,754 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 3,597,000 | $3,776,850 | dollars as filed | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 150,469 | $3,775,291 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 20,518 | $3,772,440 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 230,911 | $3,768,468 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 440,612 | $3,762,828 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 832,106 | $3,761,120 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 344,249 | $3,745,430 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 2,802,120 | $3,726,819 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 813,345 | $3,725,120 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 152,435 | $3,710,285 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 544,573 | $3,703,097 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 405,257 | $3,700,005 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 301,358 | $3,697,667 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 538,246 | $3,681,616 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 123,830 | $3,681,492 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 338,661 | $3,681,244 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 393,403 | $3,678,320 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 382,986 | $3,672,836 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 55,828 | $3,672,387 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,146,261 | $3,670,107 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 288,770 | $3,661,603 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 270,456 | $3,656,565 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 131,902 | $3,644,480 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,103,874 | $3,642,785 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 78,202 | $3,638,348 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 2,114,437 | $3,636,832 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 40,659 | $3,636,565 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 360,288 | $3,635,306 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 90,341 | $3,629,805 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 116,142 | $3,629,466 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 4,331,000 | $3,627,214 | dollars as filed | principal |
| LUNA INNOVATIONS INC | 550351100 | COM | 397,201 | $3,622,473 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000379 | this filing | 2023-08-14 | acceptance time not in the bulk data set |