13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-08-23, with 7,816 holding rows worth $758,132,599,000.
- Accession
- 0000895421-21-000475
- Filer
- CIK 895421
- Filed
- 2021-08-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 31,178 entries on the cover page, a total value of $758,132,599,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $758,132,599,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 2,525 | $3,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 1,500 | $3,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 479 | $3,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 3,646 | $3,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 333 | $3,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 333 | $3,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 60 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 808 | $3,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 1,217 | $3,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 200 | $3,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 1,179 | $3,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 1,231 | $3,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 206 | $3,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 240 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 57 | $2,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 100 | $2,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 388 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 42 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 450 | $2,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 37 | $2,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 398 | $2,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 542 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 10 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 20 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 68 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 50 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 50 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 175 | $2,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 529 | $2,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 1,000 | $2,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 53 | $2,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 528 | $2,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,000 | $2,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 390 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,800 | $2,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 175 | $2,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 259 | $2,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 535 | $2,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 350 | $2,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 2,593 | $2,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 283 | $2,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 200 | $2,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 215 | $2,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 6,577 | $2,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $2,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 519 | $2,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,000 | $2,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 813 | $2,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,500 | $2,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 245 | $2,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 2,166 | $2,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 2,082 | $2,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 820 | $2,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 3,000 | $2,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 100 | $2,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 500 | $2,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 400 | $2,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 200 | $2,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 195 | $2,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 32 | $2,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 800 | $2,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 400 | $2,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 530 | $2,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 1,000 | $2,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 220 | $2,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 1,162 | $2,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 5,319 | $2,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 1,278 | $2,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 392 | $2,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 200 | $2,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 1,101 | $2,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 1,430 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 466 | $2,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,886 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 450 | $2,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 10 | $1,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 5 | $1,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 20 | $1,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 74 | $1,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 35 | $1,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 18 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 40 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 23 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 127 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 43 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 480 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 500 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 50 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 457 | $1,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 44 | $1,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 60 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 64 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 400 | $1,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 348 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 70 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 387 | $1,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 350 | $1,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 110 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 92 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 155 | $1,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 62 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,700 | $1,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 29 | $1,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 79 | $1,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 160 | $1,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 515 | $1,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 61 | $1,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 269 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 703 | $1,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 53 | $1,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 32 | $1,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 211 | $1,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 65 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 322 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 131 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 42 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 108 | $1,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 4,480 | $1,000 | thousands by filing date | |
| BITVENTURES LTD | 44951X104 | SPON ADS | 186 | $1,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 100 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 1,438 | $1,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 836 | $1,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 200 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 108 | $1,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 71 | $1,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 57 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 535 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 67 | $1,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 629 | $1,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 55 | $1,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 72 | $1,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 60 | $1,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,004 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 200 | $1,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 122 | $1,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 60 | $1,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 111 | $1,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 87 | $1,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 95 | $1,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 92 | $1,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 1,300 | $1,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 125 | $1,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 89 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 179 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 42 | $1,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 111 | $1,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J108 | COM CL A | 107 | $1,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 70 | $1,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 23 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 123 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 491 | $1,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 107 | $1,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 82 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 70 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 201 | $1,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,302 | $1,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 108 | $1,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287105 | CMN | 87 | $1,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 75 | $1,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 75 | $1,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 65 | $1,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 58 | $1,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 78 | $1,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 83 | $1,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 58 | $1,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 95 | $1,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L106 | CMN | 69 | $1,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 57 | $1,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 62 | $1,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 108 | $1,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 75 | $1,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 110 | $1,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 61 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 500 | $1,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 340 | $1,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 125 | $1,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 95 | $1,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 74 | $1,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 129 | $1,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 169 | $1,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 278 | $1,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 94 | $1,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 107 | $1,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 388 | $1,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 120 | $1,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W105 | COM | 108 | $1,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 107 | $1,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 107 | $1,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 81 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 203 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 32 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 56 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 1,000 | $1,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 64 | $1,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 66 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 500 | $1,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 1,000 | $1,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 1,000 | $1,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 620 | $1,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 123 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G655 | ULT MSCIBZL CAPP | 90 | $1,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 42 | $1,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 864 | $1,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 110 | $1,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 73 | $1,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 60 | $1,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w107 | COM | 108 | $1,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 79 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 374 | $1,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 106 | $1,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 172 | $1,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 108 | $1,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 108 | $1,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 101 | $1,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 107 | $1,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 107 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 25 | $1,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 58 | $1,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 550 | $1,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 94 | $1,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673111 | *W EXP 09/16/202 | 492 | $1,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 600 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIACO HLDG INC | 58450D104 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOWL AMER INC BWL | 102565108 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRONICS CORP | 268157401 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W501 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVEVOX HOLDING INC | 53838L209 | UNIT 03/08/2024 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 306 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIKIDO PHARMA INC | 008875106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HISTOGEN INC | 43358Y103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMLES TR | 291361509 | PROTECTIVE ALCTN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000453 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-21-000475 | this filing | 2021-08-23 | acceptance time not in the bulk data set |