13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-08-23, with 7,816 holding rows worth $758,132,599,000.
- Accession
- 0000895421-21-000475
- Filer
- CIK 895421
- Filed
- 2021-08-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 31,178 entries on the cover page, a total value of $758,132,599,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $758,132,599,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 7,946 | $21,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 24,000 | $21,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 2,084 | $21,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 2,054 | $21,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 2,100 | $21,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 21,000 | $21,000 | thousands by filing date | principal |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 578 | $20,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 1,013 | $20,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 899 | $20,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1,250 | $20,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,941 | $20,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 5,252 | $20,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 924 | $20,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 1,432 | $20,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 300 | $20,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 17,504 | $20,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 110,471 | $20,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 3,500 | $20,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 2,021 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 430 | $19,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 447 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,036 | $19,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 191 | $19,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 500 | $19,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 2,310 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 450 | $19,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 821 | $19,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 10,752 | $19,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 562 | $19,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 20,820 | $19,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 2,000 | $19,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,926 | $19,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,678 | $19,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 37,674 | $18,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,887 | $18,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 470 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 382 | $18,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 3,910 | $18,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,500 | $18,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,195 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 2,404 | $18,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 4,258 | $18,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 4,455 | $18,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,480 | $18,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 5,268 | $18,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 1,810 | $18,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,899 | $17,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2,616 | $17,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 959 | $17,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 618 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 522 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 550 | $17,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,906 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 498 | $17,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,021 | $17,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2,367 | $17,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,506 | $17,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 567 | $17,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 1,750 | $17,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,300 | $17,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 6,050 | $17,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 1,001 | $17,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 1,693 | $17,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 1,425 | $17,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 9,496 | $17,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 16,000 | $17,000 | thousands by filing date | principal |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 564 | $16,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 13,600 | $16,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,350 | $16,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 3,452 | $16,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,717 | $16,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 12,462 | $16,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 9,069 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 995 | $16,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 3,145 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 850 | $16,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 7,500 | $16,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 1,237 | $16,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 1,900 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 27,141 | $16,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,058 | $16,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 7,017 | $16,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 13,080 | $16,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 2,865 | $16,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 4,816 | $16,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 3,935 | $16,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 1,500 | $16,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 11,842 | $16,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 29,518 | $16,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 341 | $15,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 405 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 773 | $15,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 809 | $15,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 395 | $15,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 584 | $15,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 475 | $15,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,713 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 208 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 500 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 277 | $15,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,199 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,163 | $15,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,100 | $15,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 4,048 | $15,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 11,000 | $15,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 2,021 | $15,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 10,000 | $15,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 3,200 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $15,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 7,383 | $15,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 400 | $15,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 14,000 | $15,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L306 | COM | 5,282 | $15,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 15,000 | $15,000 | thousands by filing date | principal |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 1,450 | $15,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 14,710 | $15,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 1,479 | $15,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 1,501 | $15,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 5,000 | $15,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 6,389 | $15,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 1,500 | $15,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 900 | $15,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,500 | $14,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 824 | $14,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 500 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 250 | $14,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,319 | $14,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 614 | $14,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 331 | $14,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 500 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 859 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 270 | $14,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 750 | $14,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 1,595 | $14,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 1,529 | $14,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 900 | $14,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 1,342 | $14,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 750 | $14,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 1,403 | $14,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 9,133 | $14,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 1,364 | $14,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 361 | $14,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,386 | $14,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 1,355 | $14,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 438 | $14,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 1,266 | $14,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 348 | $13,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 647 | $13,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 2,190 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 320 | $13,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 2,563 | $13,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,250 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 645 | $13,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 2,511 | $13,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,641 | $13,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 750 | $13,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 6,517 | $13,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 613 | $13,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 2,900 | $13,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 1,100 | $13,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 10,600 | $13,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 1,251 | $13,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 1,334 | $13,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 9,050 | $13,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 5,708 | $13,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 966 | $13,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,845 | $13,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 1,126 | $13,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 11,072 | $13,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 1,002 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 487 | $13,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 14,300 | $13,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 1,300 | $13,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245109 | SHS CL A | 1,250 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 432 | $12,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 296 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 403 | $12,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 4,200 | $12,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,187 | $12,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 562 | $12,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,024 | $12,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,100 | $12,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 2,106 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 200 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 220 | $12,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,405 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,016 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 382 | $12,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 1,185 | $12,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,133 | $12,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 10,653 | $12,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 2,394 | $12,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 1,107 | $12,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 1,200 | $12,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 302 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 1,599 | $12,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 1,131 | $12,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 1,118 | $12,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 433 | $11,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 1,550 | $11,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 336 | $11,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 4,647 | $11,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,550 | $11,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 9,000 | $11,000 | thousands by filing date | principal |
| CITIZENS HLDG CO MISS | 174715102 | COM | 605 | $11,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 2,000 | $11,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 825 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 396 | $11,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 9,190 | $11,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 15,000 | $11,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 1,612 | $11,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 21,570 | $11,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 1,923 | $11,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847107 | SHS CL A | 1,091 | $11,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 505 | $11,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 1,108 | $11,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 6,229 | $11,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 1,119 | $11,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 400 | $10,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 9,723 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 322 | $10,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 462 | $10,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 1,915 | $10,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,590 | $10,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,834 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 500 | $10,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 2,399 | $10,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 3,424 | $10,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 780 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 373 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 410 | $10,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 332 | $10,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 768 | $10,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 3,284 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000 | $10,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 7,000 | $10,000 | thousands by filing date | principal |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 1,001 | $10,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 2,701 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 716 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 400 | $10,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 1,042 | $10,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 998 | $10,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 5,014 | $10,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 1,004 | $10,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 946 | $10,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 5,135 | $10,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 3,316 | $10,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 400 | $10,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 1,002 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 358 | $9,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 319 | $9,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 215 | $9,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 770 | $9,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 440 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 150 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 800 | $9,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,160 | $9,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 2,000 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 200 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 500 | $9,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 1,500 | $9,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,628 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 378 | $9,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 350 | $9,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,399 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 200 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,000 | $9,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 4,941 | $9,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 2,038 | $9,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1,300 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 8,440 | $9,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 930 | $9,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 890 | $9,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 9,473 | $9,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 2,165 | $9,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 9,010 | $9,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 6,000 | $9,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 883 | $9,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 900 | $9,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 4,835 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 70 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 359 | $8,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 800 | $8,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 428 | $8,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 1,058 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 185 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 176 | $8,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1,992 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 934 | $8,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 726 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 485 | $8,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 2,220 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 150 | $8,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 4,000 | $8,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 800 | $8,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 743 | $8,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 1,100 | $7,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 569 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 189 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 100 | $7,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,046 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 149 | $7,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 374 | $7,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 268 | $7,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,381 | $7,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,600 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 230 | $7,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 700 | $7,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 4,587 | $7,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,500 | $7,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 339 | $7,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 500 | $7,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 7,142 | $7,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 4,776 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 200 | $7,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 1,479 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $7,000 | thousands by filing date | principal |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 657 | $7,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 7,000 | $7,000 | thousands by filing date | principal |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 685 | $7,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 1,475 | $7,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 5,629 | $7,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 928 | $7,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 2,550 | $7,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 250 | $7,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 346 | $6,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 625 | $6,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 950 | $6,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 125 | $6,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 250 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 221 | $6,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 291 | $6,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 783 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,251 | $6,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 246 | $6,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,131 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 142 | $6,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 204 | $6,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 756 | $6,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 2,196 | $6,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 616 | $6,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 6,000 | $6,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,939 | $6,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 1,992 | $6,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 1,750 | $6,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 1,190 | $6,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 635 | $6,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,950 | $6,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 5,134 | $6,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 500 | $6,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $6,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 637 | $6,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 2,569 | $6,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 530 | $6,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 587 | $6,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 600 | $6,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 1,000 | $6,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP COM CL A | 54015L103 | Stock | 607 | $6,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 500 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 130 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 105 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 176 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 70 | $5,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 100 | $5,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,007 | $5,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 150 | $5,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 194 | $5,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 5,211 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 100 | $5,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 1,193 | $5,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,048 | $5,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 267 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 542 | $5,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 310 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 155 | $5,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 125 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 419 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 185 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,000 | $5,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $5,000 | thousands by filing date | principal |
| IKENA ONCOLOGY INC | 45175G108 | COM | 364 | $5,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 4,328 | $5,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 500 | $5,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 533 | $5,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 3,000 | $5,000 | thousands by filing date | principal |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 393 | $5,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 315 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 158 | $5,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 222 | $5,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 1,300 | $5,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1,177 | $5,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,000 | $5,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 150 | $5,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 200 | $5,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,165 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 178 | $5,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 462 | $5,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 1,383 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,494 | $5,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 8,539 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 249 | $5,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 500 | $5,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 500 | $5,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 7,400 | $5,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 2,261 | $5,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 2,550 | $5,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 500 | $5,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 500 | $5,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 1,314 | $5,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 470 | $5,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 500 | $5,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 1,851 | $5,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 4,155 | $5,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 436 | $5,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 498 | $5,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 491 | $5,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 500 | $5,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 295 | $5,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 500 | $5,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 475 | $5,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,100 | $4,000 | thousands by filing date | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 200 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 77 | $4,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 213 | $4,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 337 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 150 | $4,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 297 | $4,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 600 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,190 | $4,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 300 | $4,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 100 | $4,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 166 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 289 | $4,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 2,166 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 100 | $4,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,809 | $4,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 3,972 | $4,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 453 | $4,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 300 | $4,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 778 | $4,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 396 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 95 | $4,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 357 | $4,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 367 | $4,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 360 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 400 | $4,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 380 | $4,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 375 | $4,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 134 | $4,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 3,000 | $4,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 372 | $4,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 2,000 | $4,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 100 | $4,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 843 | $4,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 360 | $4,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 376 | $4,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 400 | $4,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 383 | $4,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 357 | $4,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 397 | $4,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 375 | $4,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 312 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 70 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 420 | $3,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 270 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 300 | $3,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 100 | $3,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 150 | $3,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 250 | $3,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 763 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 253 | $3,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 1,000 | $3,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 1,121 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 50 | $3,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 4,000 | $3,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,595 | $3,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 110 | $3,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 2,500 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 200 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| HMN FINL INC | 40424G108 | COM | 150 | $3,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 1,231 | $3,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,100 | $3,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 163 | $3,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 716 | $3,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 2,722 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000453 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-21-000475 | this filing | 2021-08-23 | acceptance time not in the bulk data set |