13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-08-23, with 7,816 holding rows worth $758,132,599,000.
- Accession
- 0000895421-21-000475
- Filer
- CIK 895421
- Filed
- 2021-08-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 31,178 entries on the cover page, a total value of $758,132,599,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $758,132,599,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VY GLOBAL GROWTH | G9444H100 | CMN | 52,350 | $521,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 490,802 | $521,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 108,343 | $520,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 10,112 | $516,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 19,520 | $515,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 165,012 | $513,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 42,509 | $512,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 22,949 | $511,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 50,000 | $511,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 24,968 | $510,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 66,906 | $509,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 116,850 | $509,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 21,931 | $507,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 54,065 | $506,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 31,357 | $506,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 232,312 | $506,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 54,496 | $506,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 21,182 | $504,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,391 | $500,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 18,475 | $500,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 54,923 | $499,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 40,135 | $499,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 25,887 | $498,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 49,899 | $498,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 344,339 | $494,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 152,550 | $494,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 136,859 | $491,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 35,095 | $491,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 48,660 | $489,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 52,440 | $488,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 233,330 | $488,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,439 | $487,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 49,848 | $487,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 28,499 | $486,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 57,183 | $485,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 41,246 | $485,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 263,339 | $485,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 33,165 | $484,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 29,614 | $484,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,036 | $481,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 14,910 | $481,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 39,737 | $481,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 17,700 | $481,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 129,081 | $480,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 54,760 | $479,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 48,187 | $479,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 200,480 | $479,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 16,434 | $478,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 18,986 | $477,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 77,924 | $477,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 29,084 | $476,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 19,684 | $476,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 48,884 | $475,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 12,930 | $475,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 8,625 | $475,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 22,989 | $474,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 71,855 | $474,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 37,935 | $470,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 27,958 | $469,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 54,763 | $469,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 13,448 | $467,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 56,182 | $467,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 43,396 | $466,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,562 | $466,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,477 | $466,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 72,586 | $465,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 26,738 | $464,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 47,514 | $464,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 16,702 | $463,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 12,142 | $463,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 449,000 | $463,000 | thousands by filing date | principal |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 39,869 | $463,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 20,086 | $462,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 19,131 | $461,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 124,105 | $460,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 42,000 | $460,000 | thousands by filing date | principal |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,785 | $459,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 12,996 | $458,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 106,109 | $458,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 271,088 | $458,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 68,508 | $457,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 24,387 | $457,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,304 | $456,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 181,964 | $456,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 95,433 | $455,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 78,970 | $453,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 45,322 | $452,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 45,105 | $452,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 61,386 | $451,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 74,211 | $451,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 80,217 | $451,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 26,162 | $450,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 500,000 | $450,000 | thousands by filing date | principal |
| VAXCYTE INC COM | 92243G108 | Stock | 19,876 | $449,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 22,746 | $448,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 32,916 | $447,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 66,426 | $447,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 40,188 | $446,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 27,631 | $444,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 29,566 | $444,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,853 | $443,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 692 | $443,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 16,192 | $443,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 12,194 | $441,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 55,872 | $441,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 84,540 | $441,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 18,352 | $439,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 25,105 | $437,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 20,544 | $437,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 46,977 | $437,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 97,469 | $434,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 43,911 | $433,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 66,878 | $433,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,174 | $432,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 14,571 | $432,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 36,411 | $432,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 53,716 | $432,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 107,041 | $432,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 28,948 | $431,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 15,020 | $430,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 14,405 | $430,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,202 | $430,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 18,674 | $428,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 269,000 | $428,000 | thousands by filing date | principal |
| THE9 LTD | 88337K302 | ADR | 30,043 | $428,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 28,438 | $428,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 18,484 | $427,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,556 | $423,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 40,100 | $421,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 184,775 | $421,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 23,412 | $420,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179107 | COM CL A | 42,404 | $420,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 32,311 | $419,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 19,282 | $418,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 3,470 | $418,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 28,880 | $416,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 19,985 | $416,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 71,674 | $415,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 29,520 | $414,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 9,677 | $413,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 158,790 | $413,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 63,622 | $411,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 63,564 | $411,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 31,975 | $411,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 263,000 | $411,000 | thousands by filing date | principal |
| RELIANT BANCORP INC | 75956B101 | COM | 14,810 | $411,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 23,339 | $410,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 9,616 | $410,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 53,704 | $410,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 13,224 | $408,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 15,136 | $408,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 35,946 | $407,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 20,751 | $406,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 85,528 | $406,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 499,625 | $406,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 24,683 | $405,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 104,400 | $405,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 37,637 | $404,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 11,528 | $404,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 124,904 | $403,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $403,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 235,000 | $402,000 | thousands by filing date | principal |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 36,581 | $402,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,618 | $401,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 143,477 | $400,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 47,059 | $399,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 19,707 | $398,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 29,201 | $398,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 25,397 | $397,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 15,527 | $397,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 18,249 | $396,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 18,686 | $396,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 35,114 | $394,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 49,277 | $394,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 106,770 | $393,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 44,331 | $393,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 133,833 | $392,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 19,448 | $392,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 27,905 | $391,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 12,087 | $388,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 15,169 | $388,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 32,912 | $387,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 15,766 | $387,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 73,233 | $387,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 34,007 | $386,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 115,959 | $384,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 24,530 | $384,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25,454 | $383,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 31,091 | $383,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 12,969 | $381,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 5,751 | $381,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 222,207 | $380,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 8,401 | $378,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 51,520 | $378,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 26,270 | $376,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 13,893 | $375,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,209 | $375,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 18,061 | $375,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 85,431 | $375,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 61,164 | $374,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 19,984 | $372,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 103,491 | $372,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 66,235 | $372,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 16,984 | $371,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 9,188 | $371,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 214,735 | $371,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 6,819 | $370,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 24,684 | $370,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 8,623 | $369,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 16,630 | $369,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 128,762 | $367,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 365,000 | $367,000 | thousands by filing date | principal |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 20,807 | $365,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 433,000 | $365,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 358,000 | $364,000 | thousands by filing date | principal |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 36,215 | $364,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 34,734 | $362,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 10,408 | $360,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 27,396 | $357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 9,128 | $354,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 12,607 | $354,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 58,198 | $352,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 35,648 | $352,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 20,697 | $352,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 15,894 | $352,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 34,811 | $352,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 71,355 | $351,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 27,695 | $349,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 10,989 | $349,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,071 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,295 | $348,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 9,372 | $348,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,023 | $345,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 35,251 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 6,339 | $344,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 7,163 | $344,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 178,063 | $344,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 88,765 | $343,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 16,790 | $342,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 84,021 | $342,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 34,588 | $339,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 34,321 | $338,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 12,465 | $338,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 226,622 | $338,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 338,000 | $338,000 | thousands by filing date | principal |
| ISHARES TR | 46429B408 | CMN | 10,890 | $337,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 32,033 | $337,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 87,091 | $335,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,335 | $334,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 82,096 | $334,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 16,952 | $333,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 34,123 | $333,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 20,354 | $332,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 225,000 | $332,000 | thousands by filing date | principal |
| GAIA INC NEW | 36269P104 | CL A | 30,119 | $330,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 26,831 | $329,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,081 | $329,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,090 | $328,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 32,976 | $327,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,463 | $325,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 33,231 | $325,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 18,421 | $324,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 107,427 | $324,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 15,859 | $324,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 6,509 | $322,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 10,193 | $322,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 257,000 | $322,000 | thousands by filing date | principal |
| COMPUTER TASK GROUP INC | 205477102 | COM | 33,300 | $322,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 5,097 | $321,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 25,917 | $320,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,141 | $320,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 26,273 | $320,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 230,442 | $320,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 32,550 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,309 | $318,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 49,503 | $318,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 43,430 | $316,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,327 | $316,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 24,412 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,730 | $314,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 282,987 | $314,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,714 | $313,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 18,269 | $312,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,957 | $311,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 12,605 | $311,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 124,644 | $311,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 246,024 | $310,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 9,962 | $309,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 55,030 | $309,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 11,439 | $308,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 3,784 | $308,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 10,713 | $307,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 119,589 | $306,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 10,295 | $306,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 54,723 | $306,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 34,689 | $306,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 30,649 | $305,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 15,376 | $304,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 18,108 | $304,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 11,389 | $304,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 62,241 | $304,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 77,014 | $304,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 143,973 | $304,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 31,059 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,619 | $301,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 20,111 | $301,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 43,694 | $301,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 52,071 | $300,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 36,621 | $300,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 16,584 | $299,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 285,000 | $298,000 | thousands by filing date | principal |
| NULL | 68620A203 | NULL | 31,689 | $298,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 70,291 | $297,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 5,587 | $297,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 19,160 | $296,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 54,944 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 11,888 | $296,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 29,750 | $296,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 142,514 | $296,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 135,890 | $295,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 115,604 | $295,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 47,663 | $295,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 14,081 | $294,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,731 | $293,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 104,000 | $293,000 | thousands by filing date | principal |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,304 | $293,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 76,450 | $293,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,122 | $292,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 89,951 | $292,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 31,190 | $291,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,118 | $290,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 63,068 | $290,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 89,188 | $289,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 22,962 | $289,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 73,211 | $289,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 52,688 | $288,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 114,672 | $288,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 4,122 | $287,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 18,576 | $287,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E109 | CMN | 29,421 | $287,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 16,000 | $286,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 70,080 | $285,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 16,881 | $284,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 8,986 | $281,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 29,209 | $281,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 27,367 | $281,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 152,699 | $280,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 8,614 | $278,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 444,168 | $278,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 10,000 | $277,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 265,448 | $276,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 362,339 | $276,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 27,316 | $275,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 25,979 | $274,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 58,107 | $274,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 33,637 | $274,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 70,155 | $274,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,171 | $273,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 21,234 | $272,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 36,526 | $272,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 49,520 | $272,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,425 | $272,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,622 | $271,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 5,484 | $271,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 21,553 | $269,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 33,450 | $269,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 18,253 | $269,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 11,613 | $267,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,783 | $267,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 21,531 | $266,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 125,946 | $265,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 17,517 | $263,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 17,220 | $262,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 10,295 | $261,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 61,597 | $261,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 26,070 | $261,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,340 | $260,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 13,247 | $260,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,710 | $259,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,051 | $259,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 24,478 | $259,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 10,017 | $258,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 25,164 | $258,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 8,426 | $256,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,455 | $255,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $255,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 150,000 | $255,000 | thousands by filing date | principal |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 14,184 | $254,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 48,151 | $254,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 20,692 | $253,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 25,303 | $253,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 16,861 | $251,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 9,698 | $251,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 18,266 | $251,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 22,188 | $251,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 9,565 | $250,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 6,977 | $249,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 58,577 | $249,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 11,645 | $249,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 13,620 | $248,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 7,019 | $248,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 23,322 | $248,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 25,048 | $247,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,973 | $246,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,046 | $246,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 20,133 | $245,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 9,426 | $245,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 4,239 | $245,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 24,282 | $245,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 33,112 | $244,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,992 | $244,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 162,344 | $244,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 11,558 | $243,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 287,000 | $243,000 | thousands by filing date | principal |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 106,952 | $242,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 11,259 | $242,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 150,000 | $242,000 | thousands by filing date | principal |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 8,282 | $241,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,876 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 15,692 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 8,614 | $240,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 25,132 | $240,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 103,391 | $240,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 9,093 | $239,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 21,038 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 61,353 | $239,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 151,000 | $239,000 | thousands by filing date | principal |
| ISHARES TR | 46435U366 | CMN | 4,741 | $236,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 23,252 | $236,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 14,465 | $235,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,330 | $235,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 9,815 | $235,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 203,000 | $234,000 | thousands by filing date | principal |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 4,940 | $233,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 12,965 | $233,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 23,492 | $233,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 231,000 | $232,000 | thousands by filing date | principal |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 21,540 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,545 | $231,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 76,961 | $231,000 | thousands by filing date | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 75,000 | $231,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 10,990 | $230,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 91,074 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,323 | $229,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 33,771 | $229,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 44,450 | $228,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 233,000 | $228,000 | thousands by filing date | principal |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 7,792 | $227,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 181,937 | $226,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,237 | $225,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 30,528 | $225,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 18,749 | $225,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 6,433 | $224,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 32,059 | $224,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 22,698 | $224,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,850 | $223,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 49,538 | $223,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 22,374 | $222,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 31,502 | $221,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 25,700 | $221,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 56,631 | $220,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 131,598 | $220,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 7,093 | $219,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 142,957 | $218,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 29,604 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 5,542 | $218,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 15,017 | $218,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,692 | $218,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 21,588 | $218,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 6,345 | $217,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,098 | $216,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 8,610 | $216,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,786 | $216,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 54,064 | $216,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 21,492 | $216,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,991 | $215,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 51,976 | $215,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 15,685 | $215,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 71,054 | $215,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 214,000 | $215,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 6,958 | $213,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 14,055 | $212,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 178,208 | $212,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,025 | $212,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 21,062 | $212,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 42,297 | $212,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,089 | $211,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,716 | $211,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 276,000 | $211,000 | thousands by filing date | principal |
| LMP Automotive Holdings | 53952P101 | COM | 12,390 | $211,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 19,331 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,409 | $210,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 47,755 | $210,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 28,994 | $209,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 58,767 | $209,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 25,825 | $208,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 8,695 | $207,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,939 | $207,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 31,646 | $207,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000453 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-21-000475 | this filing | 2021-08-23 | acceptance time not in the bulk data set |