13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2019-04-23, with 6,757 holding rows worth $365,347,404,000.
- Accession
- 0000895421-19-000446
- Filer
- CIK 895421
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 25,517 entries on the cover page, a total value of $365,347,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $365,347,404,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 178,421 | $2,081,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,928,000 | $2,079,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 109,471 | $2,070,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 66,491 | $2,068,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 85,838 | $2,068,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 131,265 | $2,068,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 82,745 | $2,063,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 74,383 | $2,057,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 223,632 | $2,053,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 68,803 | $2,046,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 235,917 | $2,046,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 78,579 | $2,045,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 60,254 | $2,043,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 67,501 | $2,039,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 2,219,000 | $2,038,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 135,912 | $2,031,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 579,181 | $2,028,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 76,260 | $2,027,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,014,000 | $2,024,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 106,278 | $2,021,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 84,519 | $2,015,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 266,825 | $2,014,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 54,429 | $2,014,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 181,908 | $2,010,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 83,010 | $2,010,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 544,337 | $2,007,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 64,179 | $2,005,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 75,064 | $2,002,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 491,307 | $2,000,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 78,921 | $2,000,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 237,135 | $1,999,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 68,424 | $1,999,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 110,960 | $1,996,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 158,904 | $1,995,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 197,439 | $1,992,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 24,049 | $1,992,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 39,776 | $1,992,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 61,378 | $1,986,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,993,000 | $1,983,000 | thousands by filing date | principal |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 429,634 | $1,980,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 21,409 | $1,977,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 89,777 | $1,976,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 82,739 | $1,972,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 25,056 | $1,971,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 325,446 | $1,970,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,684,000 | $1,970,000 | thousands by filing date | principal |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 99,200 | $1,969,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 109,257 | $1,965,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 59,913 | $1,964,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 47,029 | $1,958,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 24,929 | $1,958,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 16,053 | $1,954,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 72,340 | $1,954,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 116,907 | $1,953,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 87,104 | $1,952,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 101,195 | $1,948,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 77,837 | $1,948,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 74,694 | $1,948,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 89,322 | $1,947,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 92,231 | $1,943,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 122,909 | $1,942,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,280 | $1,940,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 163,906 | $1,939,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 84,991 | $1,932,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 165,809 | $1,928,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 53,064 | $1,924,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 58,707 | $1,920,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 117,017 | $1,914,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 185,500 | $1,913,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 46,029 | $1,909,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 388,705 | $1,908,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 154,430 | $1,900,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 165,180 | $1,900,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 142,876 | $1,895,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 20,436 | $1,893,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 81,912 | $1,891,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 44,792 | $1,890,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 200,720 | $1,887,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 67,177 | $1,885,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 40,924 | $1,880,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 21,823 | $1,878,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 34,363 | $1,871,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 478,116 | $1,865,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 285,400 | $1,861,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 105,709 | $1,861,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 60,940 | $1,859,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 138,286 | $1,858,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 38,851 | $1,855,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 147,293 | $1,852,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 44,550 | $1,849,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 87,630 | $1,847,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,351,000 | $1,846,000 | thousands by filing date | principal |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 77,829 | $1,843,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 132,442 | $1,841,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 65,422 | $1,832,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 91,623 | $1,832,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 79,518 | $1,830,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 40,630 | $1,829,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 119,218 | $1,829,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 101,399 | $1,827,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 61,433 | $1,826,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,179 | $1,824,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 203,173 | $1,816,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 75,822 | $1,814,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 41,147 | $1,807,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 76,039 | $1,803,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 104,369 | $1,803,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 148,540 | $1,802,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 60,650 | $1,800,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 48,099 | $1,800,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 125,107 | $1,795,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 66,121 | $1,795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 63,767 | $1,793,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 118,791 | $1,789,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 64,868 | $1,789,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 85,431 | $1,788,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 32,168 | $1,783,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 95,304 | $1,778,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 62,380 | $1,778,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 49,906 | $1,777,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 264,698 | $1,776,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 18,862 | $1,773,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 345,039 | $1,771,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 25,026 | $1,768,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 870,617 | $1,767,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 141,628 | $1,766,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 91,965 | $1,765,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 113,706 | $1,765,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 190,447 | $1,764,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 18,517 | $1,764,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 399 | $1,759,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,516,000 | $1,753,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 140,312 | $1,750,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 85,334 | $1,742,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 79,405 | $1,741,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 100,578 | $1,736,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 115,824 | $1,735,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 124,772 | $1,734,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 57,895 | $1,731,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 13,088 | $1,730,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 105,394 | $1,728,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 29,756 | $1,725,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 129,719 | $1,723,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 82,857 | $1,721,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 62,926 | $1,721,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 392,876 | $1,721,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 35,329 | $1,720,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 145,304 | $1,716,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 133,296 | $1,716,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 144,030 | $1,715,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 129,304 | $1,713,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 53,238 | $1,713,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 171,926 | $1,712,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 466,251 | $1,712,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 183,532 | $1,711,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,354,325 | $1,711,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 75,803 | $1,711,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 300,655 | $1,708,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 67,881 | $1,707,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 68,516 | $1,707,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 72,829 | $1,707,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 183,020 | $1,706,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 81,938 | $1,706,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 114,715 | $1,704,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 24,025 | $1,702,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 52,066 | $1,700,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 187,147 | $1,699,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 124,976 | $1,699,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 365,148 | $1,698,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 108,190 | $1,694,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 106,654 | $1,692,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,469 | $1,689,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 207,202 | $1,689,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 39,941 | $1,688,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 322,767 | $1,684,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 66,068 | $1,683,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 34,577 | $1,678,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 215,513 | $1,678,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 42,195 | $1,674,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 143,822 | $1,673,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 564,356 | $1,671,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 368,189 | $1,668,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 79,501 | $1,666,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 163,490 | $1,666,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 64,946 | $1,665,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 62,862 | $1,664,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 35,714 | $1,661,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 164,192 | $1,660,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 35,028 | $1,656,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 136,638 | $1,656,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 542,059 | $1,654,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 58,037 | $1,647,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 74,152 | $1,647,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 386,480 | $1,646,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 286,188 | $1,644,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 67,280 | $1,638,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 58,401 | $1,635,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 129,764 | $1,631,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 40,147 | $1,630,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 57,918 | $1,630,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 93,483 | $1,628,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 90,468 | $1,628,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 159,865 | $1,624,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 53,810 | $1,624,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 278,343 | $1,623,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 292,243 | $1,616,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,580,000 | $1,613,000 | thousands by filing date | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 165,515 | $1,612,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,172,000 | $1,611,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 172,247 | $1,608,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 35,403 | $1,602,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 1,539,818 | $1,596,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 93,464 | $1,594,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 135,976 | $1,592,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 491,610 | $1,587,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 31,353 | $1,587,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 104,142 | $1,585,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 135,461 | $1,582,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 61,919 | $1,579,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 44,821 | $1,578,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 34,809 | $1,578,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 793,598 | $1,578,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 32,513 | $1,575,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 108,401 | $1,575,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 164,859 | $1,574,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 12,634 | $1,570,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 103,286 | $1,570,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,532,000 | $1,568,000 | thousands by filing date | principal |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 114,839 | $1,567,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 78,055 | $1,565,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 71,838 | $1,565,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 35,476 | $1,563,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 139,241 | $1,562,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 48,576 | $1,561,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 134,563 | $1,559,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 146,031 | $1,559,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 60,380 | $1,558,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 241,547 | $1,558,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 41,777 | $1,557,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 185,390 | $1,556,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 632,286 | $1,555,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 47,787 | $1,553,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 73,101 | $1,552,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 19,060 | $1,552,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 100,864 | $1,551,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 89,618 | $1,546,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 145,770 | $1,545,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 75,396 | $1,543,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 108,520 | $1,541,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 233,402 | $1,541,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 111,291 | $1,539,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 207,830 | $1,538,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 58,184 | $1,534,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 167,300 | $1,532,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 51,649 | $1,531,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 127,045 | $1,529,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 270,961 | $1,526,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 49,354 | $1,522,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 68,813 | $1,521,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 65,784 | $1,519,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 77,252 | $1,515,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 73,050 | $1,512,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 173,457 | $1,510,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22,787 | $1,509,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 99,612 | $1,509,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 117,635 | $1,508,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 29,974 | $1,507,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 52,849 | $1,505,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 81,575 | $1,505,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 165,413 | $1,505,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 20,580 | $1,504,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 400,000 | $1,502,000 | thousands by filing date | principal |
| PROS Holdings Inc | 74346Y103 | Common Stock | 56,586 | $1,497,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 126,236 | $1,496,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 17,465 | $1,493,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 15,825 | $1,492,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 119,309 | $1,482,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 173,044 | $1,480,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 21,587 | $1,475,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,430,000 | $1,475,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 58,904 | $1,473,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 179,577 | $1,472,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 165,642 | $1,469,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 204,760 | $1,469,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 159,504 | $1,469,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 45,639 | $1,468,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 14,663 | $1,459,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 87,597 | $1,457,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 101,121 | $1,457,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 58,087 | $1,456,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 62,062 | $1,456,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 60,019 | $1,454,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 86,097 | $1,453,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 161,054 | $1,452,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 24,337 | $1,447,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 66,316 | $1,445,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 102,819 | $1,444,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 38,355 | $1,444,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 151,907 | $1,443,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 51,424 | $1,442,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 18,436 | $1,442,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 160,910 | $1,439,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 68,756 | $1,436,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 401,147 | $1,436,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 18,558 | $1,430,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 142,940 | $1,430,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 81,536 | $1,430,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 87,632 | $1,423,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 22,514 | $1,421,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 55,606 | $1,420,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 113,557 | $1,420,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 45,977 | $1,420,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 238,358 | $1,418,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 74,587 | $1,417,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 183,371 | $1,414,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 18,719 | $1,413,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 49,149 | $1,410,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 149,516 | $1,409,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 150,535 | $1,409,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 113,445 | $1,406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 17,769 | $1,401,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 49,400 | $1,399,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 80,398 | $1,399,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 57,052 | $1,397,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 129,546 | $1,392,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 233,418 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 28,898 | $1,387,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 79,634 | $1,386,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 110,366 | $1,385,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 163,453 | $1,381,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 96,213 | $1,380,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 21,073 | $1,380,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 59,447 | $1,379,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 448,400 | $1,376,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 110,152 | $1,373,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 45,294 | $1,373,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 104,746 | $1,372,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 158,475 | $1,369,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 47,765 | $1,368,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 65,288 | $1,366,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 138,375 | $1,363,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,360,000 | $1,362,000 | thousands by filing date | principal |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 101,382 | $1,361,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 44,003 | $1,358,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 40,350 | $1,346,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 165,157 | $1,345,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 68,259 | $1,341,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 239,106 | $1,340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 41,437 | $1,331,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 156,175 | $1,331,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 20,667 | $1,328,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,491,248 | $1,327,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 111,222 | $1,324,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 79,331 | $1,320,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 58,782 | $1,317,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 91,588 | $1,317,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 229,908 | $1,311,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 56,549 | $1,310,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 214,866 | $1,308,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 872,000 | $1,308,000 | thousands by filing date | principal |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 15,336 | $1,306,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 427,702 | $1,305,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 54,644 | $1,304,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 87,014 | $1,304,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 78,746 | $1,301,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 84,877 | $1,297,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 172,855 | $1,296,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 101,710 | $1,295,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 127,371 | $1,294,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 47,826 | $1,294,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 69,802 | $1,294,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 43,847 | $1,291,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 22,126 | $1,288,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 96,307 | $1,285,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 126,700 | $1,281,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 90,082 | $1,274,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 52,944 | $1,274,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 275,593 | $1,274,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 89,187 | $1,273,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 437,242 | $1,273,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 149,657 | $1,272,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,000,000 | $1,271,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 375,250 | $1,268,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 86,004 | $1,268,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 306,664 | $1,267,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 142,721 | $1,265,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 61,323 | $1,264,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 54,049 | $1,264,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 471,881 | $1,264,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 90,204 | $1,262,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 31,783 | $1,255,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 44,903 | $1,250,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 29,764 | $1,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 61,406 | $1,246,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 21,135 | $1,245,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 122,214 | $1,244,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 33,412 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 80,292 | $1,240,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 48,848 | $1,239,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 109,949 | $1,238,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 28,561 | $1,238,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 11,042 | $1,236,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 68,231 | $1,236,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 96,489 | $1,235,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 433,568 | $1,231,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 211,700 | $1,231,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 76,025 | $1,229,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 38,875 | $1,225,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 181,204 | $1,220,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 144,312 | $1,220,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 128,543 | $1,219,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 122,247 | $1,216,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 43,650 | $1,215,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 111,422 | $1,214,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 122,773 | $1,213,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 39,342 | $1,211,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,182,000 | $1,211,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 123,928 | $1,208,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 175,560 | $1,205,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 61,693 | $1,203,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 309,827 | $1,202,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 151,226 | $1,198,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 33,600 | $1,191,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 44,423 | $1,183,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 53,669 | $1,183,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 217,458 | $1,183,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 33,076 | $1,182,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 45,802 | $1,180,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 66,389 | $1,179,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 96,922 | $1,178,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 53,460 | $1,177,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 18,823 | $1,177,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 13,340 | $1,175,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 47,094 | $1,174,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 50,000 | $1,173,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 77,248 | $1,171,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 15,919 | $1,167,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 160,855 | $1,167,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 75,206 | $1,166,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 105,755 | $1,163,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 45,983 | $1,159,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 43,147 | $1,156,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 258,925 | $1,153,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 160,487 | $1,153,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 822,255 | $1,151,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 32,434 | $1,148,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 43,703 | $1,145,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 76,704 | $1,143,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 136,135 | $1,143,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 56,745 | $1,141,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,044,838 | $1,139,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 93,427 | $1,136,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 22,607 | $1,136,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 308,467 | $1,135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 85,926 | $1,129,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 66,801 | $1,126,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 42,284 | $1,125,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 32,229 | $1,122,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 73,517 | $1,122,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 113,303 | $1,122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 32,384 | $1,121,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 140,712 | $1,121,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 62,223 | $1,117,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 54,977 | $1,116,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 8,613 | $1,115,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 48,246 | $1,112,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 13,737 | $1,109,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 111,999 | $1,107,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 38,323 | $1,107,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 856,462 | $1,106,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 74,115 | $1,105,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 17,375 | $1,103,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 58,037 | $1,103,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 22,888 | $1,102,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 108,623 | $1,102,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 78,491 | $1,100,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 61,621 | $1,098,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 85,910 | $1,098,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 46,805 | $1,095,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 93,376 | $1,094,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 235,103 | $1,093,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 247,767 | $1,090,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 72,896 | $1,088,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 90,926 | $1,088,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 32,690 | $1,088,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 243,384 | $1,083,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 7,845 | $1,082,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 28,358 | $1,082,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 38,414 | $1,080,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 62,347 | $1,078,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 52,629 | $1,076,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 164,565 | $1,075,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 58,206 | $1,074,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 273,020 | $1,073,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 53,411 | $1,073,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 54,855 | $1,072,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 51,926 | $1,068,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 187,924 | $1,067,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 192,632 | $1,066,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 38,537 | $1,064,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000333 | superseded | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000446 | this filing | 2019-04-23 | acceptance time not in the bulk data set |