13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2019-04-23, with 6,757 holding rows worth $365,347,404,000.
- Accession
- 0000895421-19-000446
- Filer
- CIK 895421
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 25,517 entries on the cover page, a total value of $365,347,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $365,347,404,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REEDS INC COM | 758338107 | Stock | 888 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 9 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 300 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 20 | $1,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 680 | $1,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 80 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 219 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 101 | $1,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 500 | $1,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 1,083 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 60 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 94 | $1,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 431 | $1,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 170 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 518 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 28 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1,036 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 392 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2,188 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 20 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 2,258 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 603 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 480 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 4,724 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 500 | $1,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 81 | $1,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 229 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 387 | $1,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 188 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 800 | $1,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 136 | $1,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 75 | $1,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 3,855 | $1,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 174 | $1,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 150 | $1,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 500 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 400 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 286 | $1,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 250 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CHINA COML CR INC | 16891K103 | COM | 500 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 740 | $1,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 80 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 15 | $1,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 300 | $1,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 100 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 623 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHOPPER INC | 33939J303 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408200 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ObsEva SA | H5861P103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IF BANCORP INC | 44951J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 446 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANCHOR | 032838104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHI INC | 69336T106 | COM VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSI INDS INC | 92932Q102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WVS FINL CORP | 929358109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAS MED SYS INC | 124769209 | COM | 721 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Attunity Ltd | M15332121 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wellesley Bancorp. | 949485106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCLAIRE FINL CORP | 290828102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN LORAIN CORP | 027297100 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRONICS CORP | 268157401 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,321 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 673 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 57,996 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABILITY INC | G8789K108 | SHS | 673 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CISION LTD | G1992S109 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Regional Health Properties Inc | 75903M101 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL CMNTY BANCORP | 69290X101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Arsanis Inc | 042873109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C201 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVEN HSG REIT INC | 761378207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629505 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 1,084 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXINDAI INC | 428295109 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMA ENERGY INC NEW | 98872F105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enterprise Federal Bancorp | 26952G107 | Common | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fgl Holdings Wt Exp | g3402m110 | WT | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FSB BANCORP INC | 30289C102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP | 023435407 | COM PAR | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTEO INC | 35905J100 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 443 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT IMAGING LTD | M37605124 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WCF BANCORP INC | 92940L103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X105 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H101 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA INC | 46603N301 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TapImmune Inc | 876033408 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L109 | COM | 2,328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 622 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 6,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M I ACQUISITIONS INC | 55304A104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H104 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M864 | LBT VEN COM B NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 942 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSONICS CORP | 456784206 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YANGTZE RIV DEV LTD | 984752105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JM GLOBAL HLDG CO | 46590H101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000333 | superseded | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000446 | this filing | 2019-04-23 | acceptance time not in the bulk data set |