13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 6,773 holding rows worth $360,297,078,000.
- Accession
- 0000895421-18-000422
- Filer
- CIK 895421
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 25,811 entries on the cover page, a total value of $360,297,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,297,078,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACK KNIGHT INC COM | 09215C105 | Stock | 108,751 | $5,122,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 167,506 | $5,119,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 288,774 | $5,111,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 368,374 | $5,098,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 277,829 | $5,098,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 65,544 | $5,093,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 115,673 | $5,083,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 197,735 | $5,079,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 82,116 | $5,068,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 303,606 | $5,061,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 87,434 | $5,060,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 134,483 | $5,056,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 3,607,000 | $5,054,000 | thousands by filing date | principal |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 78,605 | $5,053,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 310,760 | $5,040,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 195,678 | $5,039,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 929,314 | $5,036,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 6,265,000 | $5,036,000 | thousands by filing date | principal |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 78,028 | $5,035,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 305,605 | $5,027,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 277,106 | $5,025,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 115,310 | $5,015,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 69,258 | $5,010,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 77,081 | $5,006,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 47,000 | $5,000,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 375,167 | $4,998,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 128,475 | $4,997,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 210,992 | $4,991,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 33,645 | $4,983,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 435,819 | $4,983,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 205,665 | $4,979,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 117,378 | $4,979,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 128,294 | $4,973,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 257,150 | $4,971,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 308,453 | $4,966,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,737,000 | $4,962,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 355,625 | $4,961,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 174,180 | $4,957,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 69,153 | $4,948,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 214,163 | $4,945,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 96,911 | $4,943,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 189,800 | $4,941,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 79,965 | $4,930,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 60,966 | $4,927,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 342,857 | $4,920,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 92,600 | $4,917,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 351,069 | $4,911,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,154,865 | $4,909,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 511,106 | $4,907,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 149,418 | $4,904,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 194,257 | $4,901,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 74,014 | $4,899,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 90,378 | $4,897,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 185,787 | $4,894,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 248,887 | $4,866,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 74,493 | $4,863,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 322,141 | $4,845,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 106,358 | $4,844,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 138,214 | $4,837,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 266,731 | $4,823,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 319,711 | $4,822,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 119,609 | $4,808,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 75,880 | $4,804,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 339,951 | $4,803,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 121,547 | $4,801,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 209,223 | $4,792,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 126,069 | $4,791,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 337,201 | $4,780,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 122,224 | $4,779,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 256,245 | $4,779,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 267,003 | $4,779,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,283,280 | $4,774,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 92,053 | $4,769,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 47,934 | $4,768,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 79,310 | $4,767,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 83,978 | $4,761,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 461,162 | $4,760,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 118,262 | $4,753,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 135,719 | $4,747,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 137,330 | $4,740,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 346,674 | $4,733,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 297,182 | $4,732,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 52,772 | $4,728,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 50,014 | $4,726,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 260,870 | $4,722,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 214,531 | $4,708,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 119,664 | $4,703,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 89,157 | $4,701,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 68,187 | $4,697,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 502,935 | $4,693,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 254,339 | $4,690,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 102,208 | $4,687,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 248,619 | $4,686,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 260,834 | $4,685,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 133,784 | $4,682,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 777,287 | $4,679,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 103,775 | $4,677,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 240,397 | $4,676,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 55,775 | $4,660,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 131,482 | $4,660,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 57,575 | $4,659,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 88,530 | $4,648,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 112,069 | $4,646,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,053,823 | $4,637,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 370,139 | $4,634,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 638,447 | $4,629,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 74,389 | $4,614,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 174,721 | $4,606,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 135,061 | $4,605,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 239,716 | $4,602,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 324,096 | $4,601,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 53,059 | $4,600,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 225,434 | $4,599,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 196,592 | $4,597,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 683,873 | $4,596,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 117,763 | $4,594,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 158,498 | $4,592,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 70,927 | $4,582,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 180,483 | $4,581,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 119,173 | $4,560,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 238,721 | $4,558,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 79,319 | $4,552,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 155,562 | $4,550,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 78,478 | $4,549,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 278,922 | $4,547,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 114,783 | $4,546,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 54,114 | $4,542,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 103,832 | $4,538,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 157,574 | $4,538,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 57,841 | $4,535,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 182,865 | $4,530,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,433,000 | $4,522,000 | thousands by filing date | principal |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 561,680 | $4,515,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 344,666 | $4,511,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 241,866 | $4,511,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 182,726 | $4,495,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 222,400 | $4,493,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 24,187 | $4,487,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 211,948 | $4,483,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 428,607 | $4,483,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 326,927 | $4,479,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 78,081 | $4,477,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 239,526 | $4,470,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 4,531,000 | $4,467,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 167,264 | $4,455,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 78,765 | $4,454,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 131,112 | $4,452,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 57,275 | $4,450,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 96,212 | $4,449,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 4,029,000 | $4,445,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 277,646 | $4,441,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 107,311 | $4,439,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 190,262 | $4,437,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 111,661 | $4,433,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 89,218 | $4,419,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 96,620 | $4,417,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 73,925 | $4,416,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 222,464 | $4,415,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 73,856 | $4,409,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 174,423 | $4,389,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 99,661 | $4,384,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 119,900 | $4,376,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 451,883 | $4,361,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 858,452 | $4,361,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 35,176 | $4,356,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 487,439 | $4,353,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 130,059 | $4,346,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 119,116 | $4,346,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,970,000 | $4,345,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,223,862 | $4,344,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 65,948 | $4,344,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 253,690 | $4,340,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 748,443 | $4,333,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,000,000 | $4,329,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 221,973 | $4,324,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 114,445 | $4,324,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 123,195 | $4,323,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 225,128 | $4,323,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 43,016 | $4,318,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 107,432 | $4,302,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 132,428 | $4,301,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 139,096 | $4,300,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 73,423 | $4,299,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 99,143 | $4,298,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 965,779 | $4,298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 37,031 | $4,295,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 258,807 | $4,285,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 223,658 | $4,283,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 69,080 | $4,283,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 103,786 | $4,265,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 118,982 | $4,256,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 140,952 | $4,255,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 143,357 | $4,255,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,446,604 | $4,252,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 201,828 | $4,252,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 97,911 | $4,250,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 500,000 | $4,248,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 118,983 | $4,246,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 208,334 | $4,244,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 79,348 | $4,233,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 81,849 | $4,228,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 581,949 | $4,225,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 355,030 | $4,224,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 102,468 | $4,223,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 80,402 | $4,217,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 225,382 | $4,217,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 65,773 | $4,215,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 208,480 | $4,213,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 118,033 | $4,208,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 323,321 | $4,206,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 157,654 | $4,203,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 128,235 | $4,195,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 137,476 | $4,195,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 359,276 | $4,188,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 190,733 | $4,183,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 123,752 | $4,158,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 162,133 | $4,149,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 150,140 | $4,144,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 41,072 | $4,144,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 239,382 | $4,142,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 120,735 | $4,132,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 112,780 | $4,132,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 138,060 | $4,127,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,501,154 | $4,127,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 494,160 | $4,125,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 73,948 | $4,124,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 140,006 | $4,123,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 118,625 | $4,121,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 33,866 | $4,117,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 567,059 | $4,117,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 194,588 | $4,116,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 316,687 | $4,113,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 109,141 | $4,112,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 43,109 | $4,111,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 76,568 | $4,111,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 131,948 | $4,110,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 132,244 | $4,106,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 270,278 | $4,103,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 70,707 | $4,103,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 197,750 | $4,101,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 121,157 | $4,100,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 124,615 | $4,095,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 588,454 | $4,095,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 289,451 | $4,090,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 166,157 | $4,087,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 96,555 | $4,084,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 675,578 | $4,081,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 112,463 | $4,079,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 482,481 | $4,076,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 348,626 | $4,075,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 654,064 | $4,075,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 326,781 | $4,075,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 152,540 | $4,073,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 61,997 | $4,064,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 250,766 | $4,063,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 964,086 | $4,059,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 76,700 | $4,055,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 148,312 | $4,044,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 301,975 | $4,044,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 131,714 | $4,040,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 48,714 | $4,039,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 106,209 | $4,036,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 181,006 | $4,033,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 5,037,933 | $4,031,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 249,664 | $4,025,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 403,016 | $4,023,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 296,682 | $4,017,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 153,468 | $4,012,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 149,039 | $4,009,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,019,580 | $4,007,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 125,762 | $4,005,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 32,352 | $4,004,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 215,986 | $4,004,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 286,589 | $4,000,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 94,061 | $3,998,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 133,879 | $3,994,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 177,481 | $3,992,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 382,671 | $3,991,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 315,523 | $3,991,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 40,417 | $3,991,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 161,422 | $3,990,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 87,650 | $3,989,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 174,125 | $3,989,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 935 | $3,988,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 304,733 | $3,977,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 88,460 | $3,968,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 358,257 | $3,966,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 111,417 | $3,966,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 183,342 | $3,964,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 56,044 | $3,963,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,200,938 | $3,961,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 64,332 | $3,960,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 63,105 | $3,957,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 483,676 | $3,957,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 154,591 | $3,952,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 85,379 | $3,951,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 338,540 | $3,944,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 83,867 | $3,942,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,189,000 | $3,936,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 85,170 | $3,930,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 436,797 | $3,927,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 194,869 | $3,925,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 237,726 | $3,923,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 238,107 | $3,917,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 167,105 | $3,913,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 37,549 | $3,908,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 163,146 | $3,908,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 64,573 | $3,906,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 279,856 | $3,906,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 417,215 | $3,901,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 127,601 | $3,900,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 689,382 | $3,895,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 148,617 | $3,887,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 673,332 | $3,885,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 35,297 | $3,879,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 257,703 | $3,878,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,514,000 | $3,875,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 72,288 | $3,874,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 496,266 | $3,871,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 214,226 | $3,852,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 200,144 | $3,851,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 81,630 | $3,849,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 49,732 | $3,848,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 32,562 | $3,847,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 511,505 | $3,847,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 361,758 | $3,846,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 60,440 | $3,845,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 96,197 | $3,842,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 302,271 | $3,838,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 21,340 | $3,835,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 55,864 | $3,833,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 168,054 | $3,824,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 134,407 | $3,824,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 222,202 | $3,824,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 100,271 | $3,822,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 69,725 | $3,819,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 338,778 | $3,811,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 686,481 | $3,810,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 190,000 | $3,806,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 91,277 | $3,803,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 350,115 | $3,802,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 401,973 | $3,800,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,280,000 | $3,798,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 86,095 | $3,797,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 616,314 | $3,796,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 236,651 | $3,796,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 270,698 | $3,795,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 99,330 | $3,790,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 96,508 | $3,790,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 652,747 | $3,788,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 620,369 | $3,784,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 104,936 | $3,778,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 61,035 | $3,773,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 3,411,000 | $3,770,000 | thousands by filing date | principal |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 18,221 | $3,764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 86,323 | $3,763,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 197,547 | $3,743,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 179,676 | $3,741,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 57,560 | $3,738,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 81,335 | $3,737,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 229,387 | $3,734,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 194,162 | $3,732,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 330,850 | $3,728,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 149,117 | $3,725,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 67,457 | $3,723,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 96,700 | $3,719,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 42,151 | $3,718,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 69,988 | $3,713,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 69,384 | $3,712,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 95,816 | $3,712,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 681,747 | $3,709,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 220,170 | $3,707,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 3,597,000 | $3,704,000 | thousands by filing date | principal |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 68,847 | $3,701,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 80,367 | $3,680,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 258,812 | $3,673,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 208,839 | $3,669,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 182,099 | $3,669,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 4,015,000 | $3,665,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 94,136 | $3,656,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 54,457 | $3,655,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 99,502 | $3,653,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 35,207 | $3,653,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 118,987 | $3,653,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 93,680 | $3,651,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 121,685 | $3,645,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 68,033 | $3,644,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 60,746 | $3,642,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 102,689 | $3,640,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 162,698 | $3,638,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 122,013 | $3,635,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 262,036 | $3,630,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 124,301 | $3,629,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 59,980 | $3,626,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 418,973 | $3,620,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 193,011 | $3,619,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 198,077 | $3,614,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 362,204 | $3,614,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 75,179 | $3,612,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 178,770 | $3,611,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 90,760 | $3,608,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 647,584 | $3,607,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,908,332 | $3,607,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 256,591 | $3,606,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 295,079 | $3,605,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 335,472 | $3,600,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 162,988 | $3,593,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 57,061 | $3,592,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 52,993 | $3,582,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 284,844 | $3,578,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 238,252 | $3,574,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 131,213 | $3,568,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 166,610 | $3,567,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 459,557 | $3,565,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 75,498 | $3,560,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 261,632 | $3,560,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 450,561 | $3,555,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 293,309 | $3,549,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 3,665,000 | $3,548,000 | thousands by filing date | principal |
| Mexico Fund Inc/The | 592835102 | COM | 218,732 | $3,546,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 3,759,000 | $3,543,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 140,353 | $3,537,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 89,185 | $3,536,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 528,031 | $3,528,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 143,404 | $3,527,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 268,135 | $3,526,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 55,612 | $3,525,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 229,744 | $3,518,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 242,208 | $3,517,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 44,260 | $3,515,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 70,662 | $3,513,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 114,158 | $3,511,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 141,100 | $3,506,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 107,801 | $3,498,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 61,415 | $3,490,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 71,923 | $3,485,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 281,813 | $3,480,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 168,075 | $3,474,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 72,502 | $3,473,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 104,415 | $3,468,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 225,490 | $3,464,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 100,622 | $3,463,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 128,578 | $3,463,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 115,861 | $3,458,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,435 | $3,448,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 178,615 | $3,447,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 88,034 | $3,443,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 69,029 | $3,441,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 327,585 | $3,441,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 29,546 | $3,440,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,427,000 | $3,439,000 | thousands by filing date | principal |
| ETFS Gold Trust | 26922Y105 | ETF | 26,733 | $3,430,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 222,186 | $3,427,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 58,665 | $3,426,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 413,694 | $3,424,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 417,316 | $3,422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 121,390 | $3,419,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 161,638 | $3,419,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 240,266 | $3,419,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 130,117 | $3,418,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 421,052 | $3,409,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 75,254 | $3,408,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 606,166 | $3,407,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 998,879 | $3,396,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 165,313 | $3,394,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 349,019 | $3,393,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 238,271 | $3,391,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 303,980 | $3,390,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 62,254 | $3,387,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 33,677 | $3,386,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 49,265 | $3,378,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 118,041 | $3,377,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 75,766 | $3,374,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 113,451 | $3,372,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 302,391 | $3,368,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 82,724 | $3,363,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 135,092 | $3,363,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 113,561 | $3,361,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 68,193 | $3,358,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 49,034 | $3,357,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 181,069 | $3,355,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 132,817 | $3,350,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 140,611 | $3,346,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 180,756 | $3,345,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 100,015 | $3,340,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 256,805 | $3,339,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 69,683 | $3,335,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 281,604 | $3,328,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 28,472 | $3,326,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 224,711 | $3,324,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 178,595 | $3,322,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 241,187 | $3,317,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 48,985 | $3,313,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 138,548 | $3,311,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,389,921 | $3,308,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 87,438 | $3,307,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 91,271 | $3,303,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 76,146 | $3,301,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 444,925 | $3,297,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 55,100 | $3,297,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000422 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000449 | base | 2019-04-23 | acceptance time not in the bulk data set |