13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 6,773 holding rows worth $360,297,078,000.
- Accession
- 0000895421-18-000422
- Filer
- CIK 895421
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 25,811 entries on the cover page, a total value of $360,297,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,297,078,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TTM TECHNOLOGIES INC | 87305R109 | COM | 553,898 | $8,470,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 596,465 | $8,469,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 141,487 | $8,468,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 246,977 | $8,461,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 520,407 | $8,458,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 424,431 | $8,421,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 364,895 | $8,417,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 686,950 | $8,415,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 113,845 | $8,388,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 157,204 | $8,387,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 83,555 | $8,352,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 220,995 | $8,346,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 234,843 | $8,337,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 159,276 | $8,337,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 506,587 | $8,333,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 457,260 | $8,327,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 8,961,000 | $8,315,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,231,039 | $8,310,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 56,765 | $8,305,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 96,774 | $8,292,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 375,536 | $8,269,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 352,205 | $8,263,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 74,155 | $8,261,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,256,890 | $8,259,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 158,343 | $8,253,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,131,337 | $8,248,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 298,587 | $8,232,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 463,243 | $8,231,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 252,628 | $8,231,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 197,355 | $8,220,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 348,792 | $8,217,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 208,889 | $8,211,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 63,624 | $8,207,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 68,733 | $8,205,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 135,206 | $8,163,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 176,790 | $8,159,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 308,160 | $8,151,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 246,854 | $8,146,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 171,620 | $8,144,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,156,530 | $8,143,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 132,738 | $8,143,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 223,229 | $8,134,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 555,188 | $8,133,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 78,010 | $8,125,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 671,188 | $8,122,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,488,593 | $8,112,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 276,965 | $8,109,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 253,250 | $8,091,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 70,462 | $8,075,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 957,815 | $8,074,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 306,964 | $8,073,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 288,514 | $8,069,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 191,922 | $8,048,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,663,909 | $8,045,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,362,261 | $8,035,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 71,703 | $8,034,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 296,960 | $8,032,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 87,058 | $8,026,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 65,999 | $8,024,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 107,579 | $8,021,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 178,718 | $8,016,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 314,695 | $8,006,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 289,977 | $7,989,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 252,911 | $7,969,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 218,171 | $7,955,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 566,520 | $7,952,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 164,195 | $7,948,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 701,988 | $7,932,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,842,768 | $7,932,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 194,062 | $7,921,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 171,009 | $7,917,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 334,718 | $7,916,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 627,215 | $7,915,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 8,581,000 | $7,895,000 | thousands by filing date | principal |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 124,055 | $7,881,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 533,284 | $7,881,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 517,266 | $7,879,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 405,205 | $7,874,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 59,754 | $7,870,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,527,000 | $7,865,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 160,350 | $7,862,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 319,741 | $7,853,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,830,177 | $7,839,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 228,961 | $7,833,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 405,788 | $7,827,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 122,466 | $7,826,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 494,763 | $7,822,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 213,106 | $7,821,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 724,180 | $7,821,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 136,196 | $7,803,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 70,126 | $7,793,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,869,000 | $7,788,000 | thousands by filing date | principal |
| NOVANTA INC | 67000B104 | COM | 148,918 | $7,766,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 267,573 | $7,757,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 7,020,000 | $7,753,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 490,322 | $7,748,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 121,779 | $7,740,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 157,276 | $7,740,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 780,390 | $7,724,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 146,377 | $7,707,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 527,197 | $7,702,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 56,277 | $7,685,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 134,013 | $7,680,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 655,599 | $7,677,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 279,041 | $7,671,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 465,666 | $7,655,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 7,375,000 | $7,639,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 168,749 | $7,632,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 490,734 | $7,631,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 253,659 | $7,622,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 275,108 | $7,620,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 575,560 | $7,615,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 147,514 | $7,610,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 48,337 | $7,610,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 552,051 | $7,601,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 269,085 | $7,578,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 103,888 | $7,573,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 155,067 | $7,569,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 103,903 | $7,558,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 485,244 | $7,556,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 264,112 | $7,553,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 143,215 | $7,546,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 484,414 | $7,533,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 652,506 | $7,531,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 222,711 | $7,511,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 219,255 | $7,507,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 70,443 | $7,495,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 169,946 | $7,491,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 250,701 | $7,488,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 273,869 | $7,477,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 244,176 | $7,472,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 453,263 | $7,470,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 74,911 | $7,465,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 347,507 | $7,465,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,461,060 | $7,452,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 581,898 | $7,449,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 227,626 | $7,441,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 131,934 | $7,439,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 151,231 | $7,439,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 206,093 | $7,433,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 186,432 | $7,424,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 111,594 | $7,421,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 163,637 | $7,411,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 413,553 | $7,385,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 103,202 | $7,384,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 186,754 | $7,339,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 7,786,000 | $7,329,000 | thousands by filing date | principal |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 68,344 | $7,321,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 141,524 | $7,289,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 200,337 | $7,288,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 145,204 | $7,281,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 173,874 | $7,275,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 67,042 | $7,259,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 254,086 | $7,254,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 158,937 | $7,243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 141,665 | $7,227,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 252,170 | $7,222,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 242,832 | $7,207,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 390,527 | $7,206,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 111,568 | $7,198,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 129,372 | $7,179,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 250,287 | $7,170,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 363,320 | $7,161,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 375,153 | $7,132,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 353,273 | $7,129,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,212,321 | $7,117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 204,628 | $7,099,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 138,678 | $7,091,000 | thousands by filing date | |
| RH | 74967X103 | COM | 74,425 | $7,091,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 77,577 | $7,089,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 598,091 | $7,087,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 206,193 | $7,075,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 124,656 | $7,074,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 281,110 | $7,061,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,628,590 | $7,053,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,222,236 | $7,045,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 60,240 | $7,045,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 290,212 | $7,044,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 403,630 | $7,027,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 126,490 | $7,016,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 89,437 | $7,007,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 146,844 | $7,006,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 47,348 | $7,002,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 122,225 | $6,998,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 793,097 | $6,995,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 245,494 | $6,985,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 90,400 | $6,965,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 283,207 | $6,964,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 674,191 | $6,937,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 60,240 | $6,935,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 735,308 | $6,934,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 60,306 | $6,932,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 341,177 | $6,930,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 120,116 | $6,925,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 269,503 | $6,920,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 299,980 | $6,919,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 272,136 | $6,913,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 192,316 | $6,912,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 198,329 | $6,900,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 32,747 | $6,886,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,154,807 | $6,871,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 523,445 | $6,868,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 199,710 | $6,863,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 219,886 | $6,860,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 199,365 | $6,848,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 55,627 | $6,834,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,001,258 | $6,829,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 646,360 | $6,825,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,309,487 | $6,824,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 257,044 | $6,797,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 643,638 | $6,778,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 373,013 | $6,777,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 54,378 | $6,754,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,811,000 | $6,753,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 148,947 | $6,739,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 364,578 | $6,737,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 81,537 | $6,721,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 279,597 | $6,699,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 252,667 | $6,688,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 130,942 | $6,685,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 174,286 | $6,680,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 133,276 | $6,678,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 294,893 | $6,676,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 544,318 | $6,673,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 73,937 | $6,659,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 202,153 | $6,659,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 956,619 | $6,658,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 77,450 | $6,657,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 957,636 | $6,656,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 141,566 | $6,639,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 145,412 | $6,592,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 116,239 | $6,591,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 266,998 | $6,581,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 208,848 | $6,578,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 277,198 | $6,573,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 729,594 | $6,566,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 47,138 | $6,558,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 504,134 | $6,550,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 275,767 | $6,549,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 231,857 | $6,548,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 404,225 | $6,532,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 114,228 | $6,516,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 112,114 | $6,511,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 314,897 | $6,502,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 127,170 | $6,498,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 252,200 | $6,494,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 265,749 | $6,491,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 300,552 | $6,486,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 46,875 | $6,484,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 410,916 | $6,476,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 424,671 | $6,464,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 159,016 | $6,464,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 245,853 | $6,455,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 164,738 | $6,449,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 132,055 | $6,445,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 329,384 | $6,444,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 67,438 | $6,441,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 324,765 | $6,431,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 268,311 | $6,413,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 355,230 | $6,405,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 518,584 | $6,404,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 295,218 | $6,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 180,730 | $6,399,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 298,234 | $6,383,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 278,020 | $6,381,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 92,239 | $6,378,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 664,232 | $6,377,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 102,160 | $6,375,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 473,292 | $6,366,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 114,709 | $6,365,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 132,261 | $6,364,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 489,610 | $6,364,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 4,476,000 | $6,364,000 | thousands by filing date | principal |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 679,795 | $6,363,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 278,490 | $6,363,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 384,313 | $6,361,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 126,586 | $6,361,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 120,215 | $6,360,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 516,527 | $6,358,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 307,557 | $6,355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 145,672 | $6,347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 93,325 | $6,340,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 46,953 | $6,339,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 199,936 | $6,328,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 161,615 | $6,318,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 162,155 | $6,316,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 112,559 | $6,315,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 233,107 | $6,314,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 77,214 | $6,311,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 204,541 | $6,310,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,131,581 | $6,303,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 438,636 | $6,272,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 447,897 | $6,262,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 204,325 | $6,256,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 126,278 | $6,254,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 584,391 | $6,253,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 124,574 | $6,232,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 137,694 | $6,223,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 359,592 | $6,221,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 316,068 | $6,210,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 148,151 | $6,204,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 81,871 | $6,200,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 390,342 | $6,198,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 108,171 | $6,189,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 29,409 | $6,159,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 219,611 | $6,157,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 190,520 | $6,144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 177,215 | $6,133,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 243,828 | $6,128,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 174,288 | $6,108,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 275,696 | $6,106,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 35,138 | $6,105,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 558,044 | $6,094,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 356,803 | $6,079,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 80,375 | $6,076,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 171,113 | $6,071,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 149,967 | $6,067,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 89,111 | $6,065,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 628,382 | $6,064,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 148,111 | $6,059,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 56,553 | $6,058,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 195,943 | $6,057,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 99,782 | $6,052,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 406,457 | $6,052,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 145,083 | $6,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 203,418 | $6,044,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 1,018,451 | $6,029,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 619,898 | $6,026,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 124,679 | $6,024,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 458,299 | $6,022,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 122,611 | $6,021,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 187,071 | $6,019,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 276,941 | $6,018,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 73,866 | $6,006,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,887,685 | $6,006,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 48,894 | $6,005,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 348,021 | $6,002,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 367,263 | $6,000,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 189,815 | $5,983,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 88,778 | $5,976,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 162,516 | $5,967,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 5,510,000 | $5,965,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,220,644 | $5,958,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 205,080 | $5,956,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 891,547 | $5,956,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 116,183 | $5,952,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 116,623 | $5,947,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 77,767 | $5,944,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 326,822 | $5,944,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,457,000 | $5,944,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 204,742 | $5,925,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 86,185 | $5,921,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 158,719 | $5,908,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 159,930 | $5,902,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 95,151 | $5,885,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 441,914 | $5,878,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,733,396 | $5,876,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 136,607 | $5,874,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 96,652 | $5,859,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 319,608 | $5,854,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 82,862 | $5,853,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 245,255 | $5,847,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 402,502 | $5,841,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 111,510 | $5,833,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,217,747 | $5,832,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 134,030 | $5,814,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 158,981 | $5,805,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 84,904 | $5,804,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 193,440 | $5,787,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 168,176 | $5,778,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 349,090 | $5,776,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 48,770 | $5,773,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 219,158 | $5,766,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 191,020 | $5,760,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 498,208 | $5,744,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 72,939 | $5,737,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 603,601 | $5,735,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 184,146 | $5,731,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 664,826 | $5,731,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 58,142 | $5,721,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,446,045 | $5,712,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 467,488 | $5,703,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 244,708 | $5,702,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 95,076 | $5,700,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 95,152 | $5,697,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 223,394 | $5,696,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 112,399 | $5,688,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 94,252 | $5,687,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 337,509 | $5,681,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 469,669 | $5,668,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 57,543 | $5,665,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 192,952 | $5,665,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 940,880 | $5,664,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 601,474 | $5,660,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 132,027 | $5,654,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 514,073 | $5,639,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 262,508 | $5,639,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,610,178 | $5,635,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 446,399 | $5,629,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 191,544 | $5,622,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 56,330 | $5,619,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,676,028 | $5,619,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 282,519 | $5,610,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 345,917 | $5,597,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 68,373 | $5,592,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 433,192 | $5,584,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 354,689 | $5,580,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 114,113 | $5,569,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 252,442 | $5,565,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 144,462 | $5,560,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 203,802 | $5,560,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 472,844 | $5,556,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 5,587,000 | $5,554,000 | thousands by filing date | principal |
| PEABODY ENGR CORP | 704551100 | COM | 152,069 | $5,551,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 254,562 | $5,549,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 291,684 | $5,542,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 84,028 | $5,542,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 249,808 | $5,541,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 208,674 | $5,536,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 450,193 | $5,533,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,700,000 | $5,511,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 335,620 | $5,505,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 596,742 | $5,503,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 165,242 | $5,502,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,395,000 | $5,502,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 144,862 | $5,498,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 82,725 | $5,496,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 436,304 | $5,493,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 99,681 | $5,491,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 5,505,000 | $5,488,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 219,327 | $5,487,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 765,370 | $5,480,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 700,320 | $5,477,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 277,688 | $5,476,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 362,570 | $5,468,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 33,778 | $5,460,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 407,861 | $5,453,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 167,733 | $5,450,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 205,101 | $5,448,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 234,445 | $5,444,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 149,254 | $5,440,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 585,498 | $5,434,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 91,419 | $5,432,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 407,116 | $5,427,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 106,192 | $5,426,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 509,240 | $5,423,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,307,223 | $5,423,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 222,499 | $5,413,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 208,418 | $5,398,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 221,987 | $5,396,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 332,700 | $5,389,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,003,643 | $5,389,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 279,600 | $5,380,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 98,003 | $5,379,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 526,199 | $5,379,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 72,188 | $5,378,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 342,397 | $5,376,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 8,505 | $5,369,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 211,232 | $5,366,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 175,267 | $5,363,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 707,282 | $5,361,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 86,273 | $5,360,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 123,450 | $5,358,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,362,053 | $5,339,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 232,888 | $5,337,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 284,176 | $5,336,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 62,929 | $5,335,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 125,286 | $5,331,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 671,687 | $5,326,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 159,014 | $5,323,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 106,975 | $5,322,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 231,708 | $5,312,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 158,677 | $5,308,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 112,085 | $5,294,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 123,216 | $5,292,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 99,237 | $5,290,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 123,702 | $5,288,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 5,074,000 | $5,279,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 74,994 | $5,275,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 798,987 | $5,265,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 349,063 | $5,264,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 170,401 | $5,248,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 104,153 | $5,244,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 30,360 | $5,242,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,771,435 | $5,225,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 85,716 | $5,220,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 355,893 | $5,218,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 208,156 | $5,217,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 337,345 | $5,205,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 289,886 | $5,189,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 174,527 | $5,188,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 202,941 | $5,181,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 443,864 | $5,180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 204,943 | $5,173,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 68,105 | $5,159,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 241,187 | $5,149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 369,857 | $5,148,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 61,876 | $5,147,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 108,779 | $5,147,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,896,000 | $5,129,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000422 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000449 | base | 2019-04-23 | acceptance time not in the bulk data set |