13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 6,900 holding rows worth $259,852,357,000.
- Accession
- 0000895421-16-000682
- Filer
- CIK 895421
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,094 entries on the cover page, a total value of $259,852,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,852,357,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gulfport Energy | 402635304 | COM | 300,078 | $8,504,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 111,041 | $8,500,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,118,191 | $8,499,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 147,039 | $8,482,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 625,348 | $8,467,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 292,720 | $8,463,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,142,182 | $8,461,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 211,637 | $8,457,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 164,635 | $8,445,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 517,437 | $8,434,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 973,142 | $8,428,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 616,356 | $8,407,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 616,749 | $8,406,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 628,125 | $8,373,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 945,868 | $8,370,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,034,650 | $8,370,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 629,278 | $8,351,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 326,819 | $8,347,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 8,611,000 | $8,340,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 237,299 | $8,338,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 908,387 | $8,330,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,018,795 | $8,319,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 10,719,000 | $8,307,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 227,908 | $8,303,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 321,446 | $8,303,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 701,681 | $8,280,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 214,550 | $8,279,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 6,485,000 | $8,259,000 | thousands by filing date | principal |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 118,594 | $8,257,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 256,173 | $8,252,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,083,445 | $8,245,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 801,083 | $8,235,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 509,103 | $8,222,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,076,610 | $8,203,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 340,676 | $8,193,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 92,426 | $8,192,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 402,233 | $8,185,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 868,258 | $8,171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 261,051 | $8,142,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 124,452 | $8,133,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 302,028 | $8,124,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 725,730 | $8,121,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 229,691 | $8,120,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 363,379 | $8,107,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 9,104,000 | $8,103,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 314,969 | $8,098,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 83,027 | $8,096,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 321,709 | $8,095,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 8,206,000 | $8,093,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 128,334 | $8,092,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 895,092 | $8,083,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,425,022 | $8,080,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 291,568 | $8,079,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 742,859 | $8,068,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 18,299 | $7,999,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 144,962 | $7,983,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 112,345 | $7,982,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 199,027 | $7,979,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 131,968 | $7,967,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 170,627 | $7,948,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 281,539 | $7,947,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 117,993 | $7,932,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 178,561 | $7,929,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 403,345 | $7,925,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 2,450,092 | $7,914,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 174,976 | $7,907,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 268,997 | $7,907,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 301,312 | $7,907,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 150,668 | $7,880,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 152,221 | $7,874,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,334,627 | $7,874,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 645,862 | $7,860,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 67,127 | $7,857,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 8,220,000 | $7,855,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 223,633 | $7,848,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 687,237 | $7,841,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 210,212 | $7,820,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 164,209 | $7,817,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 19,703 | $7,808,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,665,000 | $7,808,000 | thousands by filing date | principal |
| GENTHERM INC | 37253A103 | COM | 187,564 | $7,801,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 11,085,000 | $7,779,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 121,970 | $7,765,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 272,395 | $7,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 257,078 | $7,748,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 151,485 | $7,741,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,627,000 | $7,741,000 | thousands by filing date | principal |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 314,182 | $7,729,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 667,258 | $7,727,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 182,036 | $7,726,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 74,770 | $7,714,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 356,010 | $7,707,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 463,289 | $7,704,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 293,253 | $7,698,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 286,237 | $7,683,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 273,031 | $7,683,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 629,148 | $7,682,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 156,339 | $7,680,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 521,505 | $7,677,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 8,217,000 | $7,673,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 452,556 | $7,657,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 413,813 | $7,655,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,173,291 | $7,650,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 146,781 | $7,645,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 147,352 | $7,633,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 356,012 | $7,633,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 308,442 | $7,614,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 439,571 | $7,613,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 615,560 | $7,601,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 699,748 | $7,593,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 161,274 | $7,593,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,439,981 | $7,588,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 889,268 | $7,577,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 199,742 | $7,571,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 200,917 | $7,568,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 171,861 | $7,562,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 540,713 | $7,560,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 352,721 | $7,558,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 403,844 | $7,547,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 413,294 | $7,539,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 404,992 | $7,500,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 174,189 | $7,498,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76,933 | $7,491,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 810,496 | $7,489,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 223,321 | $7,479,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 197,864 | $7,475,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 442,467 | $7,460,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 537,647 | $7,457,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 542,217 | $7,456,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 205,632 | $7,448,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 57,783 | $7,439,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 201,932 | $7,433,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 141,032 | $7,432,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 101,404 | $7,430,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 639,396 | $7,417,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 272,221 | $7,405,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 469,607 | $7,368,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 76,535 | $7,366,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 558,923 | $7,361,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 133,071 | $7,357,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 256,825 | $7,353,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 204,130 | $7,347,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 875,504 | $7,328,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 146,369 | $7,325,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 354,269 | $7,319,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,026,000 | $7,314,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 190,869 | $7,310,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 185,565 | $7,302,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 60,937 | $7,302,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 259,073 | $7,301,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 243,825 | $7,298,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 516,292 | $7,295,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 531,377 | $7,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 194,799 | $7,274,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 536,660 | $7,272,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,089,000 | $7,260,000 | thousands by filing date | principal |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 757,702 | $7,259,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 292,794 | $7,258,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 863,982 | $7,257,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,726,773 | $7,254,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 251,067 | $7,246,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 714,495 | $7,238,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 764,916 | $7,229,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 589,497 | $7,228,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 577,686 | $7,215,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 169,214 | $7,214,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 314,059 | $7,211,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 63,254 | $7,195,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 655,675 | $7,193,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 105,970 | $7,179,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 580,304 | $7,178,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 105,642 | $7,177,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 755,353 | $7,175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 129,110 | $7,150,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 109,949 | $7,122,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 287,020 | $7,118,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 205,728 | $7,116,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 254,298 | $7,110,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 247,634 | $7,107,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 416,141 | $7,070,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 268,512 | $7,070,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 111,935 | $7,063,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,187,542 | $7,053,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 650,399 | $7,050,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 315,369 | $7,045,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 259,845 | $7,037,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 236,699 | $7,025,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 166,376 | $6,998,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 508,717 | $6,995,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 345,976 | $6,995,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 273,856 | $6,994,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 166,603 | $6,992,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 232,552 | $6,986,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 260,890 | $6,978,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 58,548 | $6,973,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 83,036 | $6,972,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 457,785 | $6,958,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 629,024 | $6,957,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 688,759 | $6,956,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 261,096 | $6,946,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 626,240 | $6,946,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 445,314 | $6,943,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 92,431 | $6,942,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 223,757 | $6,941,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 553,519 | $6,902,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 187,621 | $6,877,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 323,862 | $6,865,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 167,555 | $6,859,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 422,852 | $6,851,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 234,279 | $6,850,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 205,978 | $6,850,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 314,608 | $6,849,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 80,354 | $6,839,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 131,100 | $6,834,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 156,636 | $6,820,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 131,018 | $6,820,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 341,042 | $6,817,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 922,049 | $6,814,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 138,780 | $6,786,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,284,989 | $6,786,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 474,679 | $6,778,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 862,719 | $6,773,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 967,240 | $6,771,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 113,636 | $6,770,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 6,612,000 | $6,766,000 | thousands by filing date | principal |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 680,218 | $6,761,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 409,366 | $6,760,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 428,793 | $6,753,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 347,729 | $6,745,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 609,870 | $6,745,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 237,025 | $6,738,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 183,035 | $6,738,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 714,305 | $6,736,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 484,392 | $6,733,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 139,242 | $6,732,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 474,750 | $6,732,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 8,496,000 | $6,717,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 197,467 | $6,708,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 120,342 | $6,696,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 479,542 | $6,685,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 223,147 | $6,684,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,012,711 | $6,684,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 332,768 | $6,681,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 59,598 | $6,679,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 243,529 | $6,678,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 345,844 | $6,674,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 278,655 | $6,665,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 185,944 | $6,663,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 122,043 | $6,645,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 366,563 | $6,632,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,135,000 | $6,627,000 | thousands by filing date | principal |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 581,621 | $6,625,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 499,475 | $6,623,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 183,119 | $6,616,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 104,970 | $6,603,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 190,316 | $6,600,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 164,408 | $6,594,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 398,697 | $6,575,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 402,975 | $6,572,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 221,737 | $6,563,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 316,219 | $6,562,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 725,567 | $6,560,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 195,592 | $6,555,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 155,876 | $6,534,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,119,792 | $6,529,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 316,605 | $6,526,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 6,830,000 | $6,501,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 323,415 | $6,497,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 296,934 | $6,492,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 331,454 | $6,489,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 280,831 | $6,487,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 440,155 | $6,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 195,911 | $6,485,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 540,548 | $6,481,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 380,687 | $6,476,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 242,735 | $6,461,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 293,781 | $6,460,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 215,438 | $6,448,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 566,942 | $6,446,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 122,756 | $6,422,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 6,500,000 | $6,420,000 | thousands by filing date | principal |
| SANMINA CORP COM | 801056102 | Stock | 274,521 | $6,417,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 132,712 | $6,413,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 332,920 | $6,396,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 99,864 | $6,385,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 260,978 | $6,381,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 197,255 | $6,379,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 639,157 | $6,379,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 71,260 | $6,376,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 261,618 | $6,376,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 546,880 | $6,371,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 145,683 | $6,365,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 96,661 | $6,364,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 285,840 | $6,346,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 244,530 | $6,345,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 516,268 | $6,330,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 65,116 | $6,329,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 7,127,000 | $6,316,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 133,820 | $6,315,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 314,111 | $6,310,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 267,227 | $6,301,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 248,689 | $6,297,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 476,614 | $6,296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 263,144 | $6,293,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 131,059 | $6,282,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 53,927 | $6,280,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 177,635 | $6,274,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 84,095 | $6,272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 274,742 | $6,270,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 303,700 | $6,265,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 375,907 | $6,255,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 220,505 | $6,251,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 56,733 | $6,238,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 96,910 | $6,225,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 411,571 | $6,223,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,234,400 | $6,220,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 588,994 | $6,219,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 690,098 | $6,218,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2,136,371 | $6,217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 124,630 | $6,172,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 215,472 | $6,169,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 299,569 | $6,165,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 101,218 | $6,159,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 353,811 | $6,156,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 309,871 | $6,142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 214,942 | $6,141,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 161,929 | $6,131,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 190,067 | $6,130,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,641,546 | $6,123,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 366,592 | $6,115,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 108,959 | $6,109,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 327,366 | $6,099,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 6,186,500 | $6,094,000 | thousands by filing date | principal |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 317,138 | $6,093,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 270,648 | $6,081,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 309,592 | $6,078,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 379,028 | $6,072,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 507,003 | $6,070,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 236,541 | $6,058,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 145,573 | $6,057,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 88,665 | $6,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 214,924 | $6,055,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 318,196 | $6,046,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 135,094 | $6,042,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 326,620 | $6,039,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 11,630,000 | $6,034,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 249,192 | $6,032,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 237,843 | $6,019,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 68,163 | $6,017,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 36,109 | $6,007,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 80,465 | $6,003,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 289,587 | $6,002,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 423,375 | $5,999,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 90,528 | $5,997,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,194,348 | $5,996,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 79,393 | $5,987,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 48,593 | $5,983,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 336,494 | $5,982,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 333,600 | $5,974,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 566,719 | $5,968,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 117,969 | $5,965,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 291,934 | $5,956,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 237,522 | $5,951,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 143,820 | $5,935,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 91,537 | $5,930,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 236,460 | $5,929,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 286,124 | $5,926,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 500,668 | $5,923,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 87,887 | $5,920,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 149,585 | $5,912,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 539,193 | $5,904,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 280,565 | $5,901,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 74,419 | $5,900,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 135,781 | $5,887,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 318,388 | $5,871,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 188,807 | $5,870,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 338,737 | $5,870,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 190,213 | $5,868,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 174,605 | $5,865,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 5,695,188 | $5,864,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 281,547 | $5,855,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 108,358 | $5,849,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 335,828 | $5,849,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 144,792 | $5,845,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 192,180 | $5,809,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 1,037,098 | $5,808,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 55,968 | $5,804,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 50,689 | $5,802,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 828,446 | $5,799,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,122,007 | $5,793,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 432,599 | $5,788,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 39,027 | $5,780,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 651,146 | $5,768,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 516,815 | $5,764,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 279,264 | $5,758,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 148,850 | $5,752,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 844,615 | $5,752,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 207,055 | $5,743,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 194,102 | $5,734,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 281,541 | $5,733,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 152,747 | $5,728,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 858,974 | $5,720,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 445,547 | $5,717,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 282,275 | $5,713,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 311,635 | $5,697,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 118,615 | $5,693,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 517,594 | $5,693,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,006,559 | $5,677,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 180,480 | $5,667,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 404,535 | $5,655,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 67,938 | $5,655,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 146,265 | $5,650,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 426,340 | $5,648,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 247,109 | $5,627,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 209,309 | $5,613,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 39,188 | $5,613,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 192,080 | $5,609,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 214,547 | $5,600,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 184,224 | $5,599,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 145,216 | $5,599,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 475,628 | $5,589,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,575,000 | $5,561,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 241,121 | $5,558,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 176,224 | $5,555,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 88,045 | $5,555,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,248,894 | $5,554,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 723,245 | $5,548,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 343,497 | $5,541,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 193,885 | $5,532,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 5,258,293 | $5,520,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 44,594 | $5,512,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,744,226 | $5,512,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 135,115 | $5,511,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 283,108 | $5,510,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 506,746 | $5,503,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 317,961 | $5,493,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 220,130 | $5,492,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 226,795 | $5,491,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 220,606 | $5,489,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 71,235 | $5,481,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 95,523 | $5,465,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,185,167 | $5,463,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 114,874 | $5,457,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 142,011 | $5,436,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 314,598 | $5,433,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 236,043 | $5,422,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 120,059 | $5,421,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 358,406 | $5,419,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 433,491 | $5,413,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 63,020 | $5,409,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 367,944 | $5,405,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 116,138 | $5,404,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 211,616 | $5,400,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 57,193 | $5,399,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 106,424 | $5,386,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 102,298 | $5,386,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 763,197 | $5,382,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 542,618 | $5,356,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 596,419 | $5,355,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 367,321 | $5,355,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,083,538 | $5,350,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 311,428 | $5,332,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 142,042 | $5,329,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 59,921 | $5,320,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 141,180 | $5,318,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 428,782 | $5,317,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 200,721 | $5,311,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 720,288 | $5,308,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 125,291 | $5,300,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,590,691 | $5,298,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 484,217 | $5,297,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 175,035 | $5,294,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 680,934 | $5,291,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 5,962,000 | $5,291,000 | thousands by filing date | principal |
| SEMGROUP CORP | 81663A105 | CL A | 235,806 | $5,282,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 244,845 | $5,273,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 137,119 | $5,267,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 284,007 | $5,266,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 164,874 | $5,262,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 308,468 | $5,260,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 439,595 | $5,258,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 282,873 | $5,250,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 335,396 | $5,249,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 179,581 | $5,247,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,056,695 | $5,241,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 643,606 | $5,239,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 234,623 | $5,235,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 548,090 | $5,229,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 208,505 | $5,223,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 291,211 | $5,221,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 407,862 | $5,212,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 58,714 | $5,209,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 530,629 | $5,206,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 480,895 | $5,184,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 595,093 | $5,183,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 471,977 | $5,173,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 154,756 | $5,173,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,206,735 | $5,163,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 778,138 | $5,159,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 426,289 | $5,150,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000682 | this filing | 2016-05-12 | acceptance time not in the bulk data set |