13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 6,900 holding rows worth $259,852,357,000.
- Accession
- 0000895421-16-000682
- Filer
- CIK 895421
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,094 entries on the cover page, a total value of $259,852,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,852,357,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 708,696 | $15,627,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 292,590 | $15,622,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 71,002 | $15,621,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 918,595 | $15,598,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,101,365 | $15,563,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,061,100 | $15,556,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,638,627 | $15,551,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 936,537 | $15,546,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 861,070 | $15,542,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 706,904 | $15,502,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 366,476 | $15,491,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 159,036 | $15,446,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 890,986 | $15,413,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 253,259 | $15,395,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 856,829 | $15,380,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 422,418 | $15,379,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 245,304 | $15,362,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,106,745 | $15,339,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 374,652 | $15,327,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 339,799 | $15,301,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 218,302 | $15,284,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 201,748 | $15,280,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 806,024 | $15,250,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 243,028 | $15,245,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 483,216 | $15,240,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 560,013 | $15,226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 616,886 | $15,206,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 321,551 | $15,189,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,882,020 | $15,189,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,017,644 | $15,183,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 395,890 | $15,182,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 374,115 | $15,162,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 585,922 | $15,128,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 382,688 | $15,113,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,754,777 | $15,109,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,222,862 | $15,103,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 783,093 | $15,074,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,078,736 | $15,038,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 181,404 | $15,024,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 338,515 | $14,996,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 364,280 | $14,964,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 171,251 | $14,955,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,209,228 | $14,946,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,100,954 | $14,940,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,014,107 | $14,928,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,435,036 | $14,927,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,348,521 | $14,915,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 281,997 | $14,910,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 204,959 | $14,899,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 352,798 | $14,863,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,758,329 | $14,857,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 953,550 | $14,838,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,374,924 | $14,836,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 698,099 | $14,814,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,726,970 | $14,796,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 139,505 | $14,777,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 896,380 | $14,772,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 607,354 | $14,746,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 625,446 | $14,735,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 732,427 | $14,729,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 149,487 | $14,722,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 434,632 | $14,669,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 398,002 | $14,654,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 829,425 | $14,648,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,906,459 | $14,642,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,111,093 | $14,622,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 595,194 | $14,612,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 522,125 | $14,605,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 926,273 | $14,599,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 209,080 | $14,573,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,311,158 | $14,529,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 717,383 | $14,528,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 751,926 | $14,519,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,477,650 | $14,493,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 686,352 | $14,489,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 427,819 | $14,473,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 152,524 | $14,460,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 954,577 | $14,451,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 284,387 | $14,362,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 402,833 | $14,361,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 477,390 | $14,360,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 14,466,000 | $14,304,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 582,235 | $14,260,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 114,642 | $14,251,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 14,592,000 | $14,233,000 | thousands by filing date | principal |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,296,161 | $14,206,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 600,763 | $14,196,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 231,177 | $14,189,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 506,079 | $14,145,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 554,380 | $14,131,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 757,868 | $14,120,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 285,311 | $14,112,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,262,969 | $14,069,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 297,178 | $14,065,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 227,840 | $14,043,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 293,832 | $14,040,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 183,905 | $14,033,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 231,872 | $14,005,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 748,355 | $14,001,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 597,763 | $13,969,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 321,325 | $13,961,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 196,487 | $13,919,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,264,047 | $13,918,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 593,984 | $13,917,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,770,521 | $13,899,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 518,929 | $13,877,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 129,242 | $13,840,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 237,726 | $13,798,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,247,892 | $13,765,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 172,731 | $13,748,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 950,478 | $13,724,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 304,963 | $13,711,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,320,240 | $13,704,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 283,544 | $13,673,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 815,118 | $13,668,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 208,208 | $13,635,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 439,792 | $13,633,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 315,236 | $13,618,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 135,104 | $13,602,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 445,993 | $13,589,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 744,539 | $13,588,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 13,623,000 | $13,572,000 | thousands by filing date | principal |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 522,990 | $13,546,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 146,086 | $13,527,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 286,598 | $13,524,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 130,021 | $13,522,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 27,236 | $13,515,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 154,135 | $13,483,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 361,102 | $13,477,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 365,721 | $13,473,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,295,440 | $13,460,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 392,227 | $13,454,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 253,798 | $13,453,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 13,771,000 | $13,410,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 247,089 | $13,367,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 426,005 | $13,355,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 449,044 | $13,351,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 275,570 | $13,349,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 537,972 | $13,337,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 10,363,000 | $13,300,000 | thousands by filing date | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 825,337 | $13,288,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 244,647 | $13,257,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 86,708 | $13,238,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 413,663 | $13,208,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 722,916 | $13,150,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 203,441 | $13,144,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 383,011 | $13,111,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 139,757 | $13,103,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 110,892 | $13,101,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 606,696 | $13,099,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,836,290 | $13,093,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 375,111 | $13,005,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 406,394 | $13,004,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,335,885 | $12,963,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 129,650 | $12,946,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,602,699 | $12,917,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 702,565 | $12,863,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 240,253 | $12,845,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,150,655 | $12,839,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,326,061 | $12,823,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 460,662 | $12,790,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,327,498 | $12,731,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 326,446 | $12,714,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 657,192 | $12,697,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 175,268 | $12,685,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 614,786 | $12,665,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 203,277 | $12,658,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,579,361 | $12,635,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 93,633 | $12,616,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 274,210 | $12,614,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 119,465 | $12,612,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 2,023,789 | $12,588,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 700,998 | $12,575,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 86,485 | $12,561,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 769,690 | $12,546,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 3,042,855 | $12,536,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 831,112 | $12,533,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 421,490 | $12,531,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 184,242 | $12,514,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 110,883 | $12,504,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,687,970 | $12,499,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 337,819 | $12,489,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 412,213 | $12,483,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 203,097 | $12,480,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 191,247 | $12,463,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 429,952 | $12,439,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,585,556 | $12,437,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 537,368 | $12,429,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 97,944 | $12,418,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 228,139 | $12,375,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 922,005 | $12,346,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,094,649 | $12,337,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 370,069 | $12,300,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 108,118 | $12,299,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 972,806 | $12,296,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 219,307 | $12,296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 723,834 | $12,269,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 797,233 | $12,269,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 938,079 | $12,261,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 789,329 | $12,259,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,965,976 | $12,250,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,179,699 | $12,209,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 312,034 | $12,179,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 186,289 | $12,164,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 245,161 | $12,163,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 868,114 | $12,162,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 461,253 | $12,159,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,015,709 | $12,148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 744,552 | $12,099,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 677,692 | $12,096,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 526,108 | $12,016,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 361,802 | $12,012,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 202,522 | $12,011,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 982,717 | $11,999,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 139,213 | $11,990,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 489,980 | $11,955,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 361,146 | $11,951,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 834,469 | $11,908,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 895,233 | $11,826,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 991,128 | $11,825,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,413,809 | $11,819,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 393,355 | $11,793,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 353,072 | $11,792,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 426,205 | $11,780,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 8,063,368 | $11,773,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 354,433 | $11,753,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 477,394 | $11,744,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 375,251 | $11,719,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,802,733 | $11,718,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 119,287 | $11,712,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,512,298 | $11,682,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 87,645 | $11,671,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 367,245 | $11,667,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 232,663 | $11,626,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 828,494 | $11,623,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 248,804 | $11,617,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 424,059 | $11,603,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 100,909 | $11,592,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 264,254 | $11,588,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 548,805 | $11,574,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 315,614 | $11,539,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 462,073 | $11,529,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 436,328 | $11,528,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 111,054 | $11,528,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,087,876 | $11,524,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 373,339 | $11,514,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 277,222 | $11,504,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 652,839 | $11,503,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 344,382 | $11,496,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 495,052 | $11,474,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 433,237 | $11,459,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 126,528 | $11,411,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 205,693 | $11,408,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 630,596 | $11,407,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 740,420 | $11,373,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 170,916 | $11,370,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 601,679 | $11,336,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 171,794 | $11,335,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 294,116 | $11,332,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 422,383 | $11,327,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 159,294 | $11,325,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 523,707 | $11,307,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 475,990 | $11,305,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 867,933 | $11,283,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 811,871 | $11,277,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 405,482 | $11,271,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 434,786 | $11,270,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,601,891 | $11,261,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 11,110,000 | $11,228,000 | thousands by filing date | principal |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 824,879 | $11,218,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,198,278 | $11,216,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,308,082 | $11,198,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,646,556 | $11,197,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,737,125 | $11,194,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 588,096 | $11,186,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 607,244 | $11,186,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 287,345 | $11,181,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 337,905 | $11,171,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 411,158 | $11,168,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 199,148 | $11,161,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 438,558 | $11,161,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 237,813 | $11,101,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 724,072 | $11,071,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,948,775 | $11,058,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 638,340 | $11,050,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 111,216 | $11,016,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 926,649 | $11,000,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 12,281 | $10,949,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,533,174 | $10,947,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,376,364 | $10,914,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 221,617 | $10,906,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,150,288 | $10,904,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 178,462 | $10,897,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 133,690 | $10,885,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 209,679 | $10,883,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 305,306 | $10,881,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 227,693 | $10,861,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 31,423 | $10,835,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 246,852 | $10,835,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 488,623 | $10,834,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 603,752 | $10,813,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 366,322 | $10,810,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,452,646 | $10,807,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 148,491 | $10,805,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,043,193 | $10,746,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 306,324 | $10,732,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 738,199 | $10,725,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,037,146 | $10,693,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 864,429 | $10,685,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 193,492 | $10,652,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 348,824 | $10,636,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 593,499 | $10,636,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 747,533 | $10,622,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 109,915 | $10,581,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 830,421 | $10,580,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 690,784 | $10,569,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 118,636 | $10,564,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,892,127 | $10,558,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 484,058 | $10,548,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 716,297 | $10,545,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 458,109 | $10,500,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 225,369 | $10,499,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 208,614 | $10,493,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 385,938 | $10,467,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 295,561 | $10,452,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 676,619 | $10,434,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 501,577 | $10,409,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 705,537 | $10,371,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 729,059 | $10,367,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 257,752 | $10,361,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 327,881 | $10,361,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,396,100 | $10,359,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,110,309 | $10,357,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 215,630 | $10,345,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 168,417 | $10,337,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 768,538 | $10,329,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 517,961 | $10,328,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 268,434 | $10,309,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 159,030 | $10,272,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 380,095 | $10,253,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 9,482,000 | $10,251,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 398,096 | $10,248,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 413,854 | $10,244,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 698,122 | $10,235,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 431,872 | $10,175,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 384,984 | $10,165,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 956,712 | $10,142,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 983,926 | $10,134,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,671,051 | $10,128,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 14,710,000 | $10,118,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 268,694 | $10,117,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 381,112 | $10,117,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 538,919 | $10,115,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 166,739 | $10,098,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 249,274 | $10,096,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 273,118 | $10,084,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 196,669 | $10,083,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 625,109 | $10,077,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 981,904 | $10,075,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,622,066 | $10,073,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 167,543 | $10,067,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 199,273 | $10,055,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 407,772 | $10,052,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 10,970 | $10,028,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 300,369 | $10,027,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,947,830 | $10,023,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 289,590 | $10,013,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 665,591 | $10,004,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 246,495 | $9,931,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 781,261 | $9,930,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 771,195 | $9,925,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 570,967 | $9,918,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 535,581 | $9,898,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,110,093 | $9,875,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 657,124 | $9,870,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 348,792 | $9,867,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 184,991 | $9,867,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 265,410 | $9,867,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 252,065 | $9,853,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,848,000 | $9,848,000 | thousands by filing date | principal |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 512,911 | $9,828,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 78,797 | $9,826,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 243,353 | $9,825,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 5,519,557 | $9,825,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 142,168 | $9,822,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 586,731 | $9,799,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 610,478 | $9,798,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 447,633 | $9,781,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 169,001 | $9,750,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 9,676,000 | $9,745,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 981,601 | $9,699,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 156,922 | $9,692,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 869,710 | $9,681,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 948,925 | $9,680,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 9,762,000 | $9,670,000 | thousands by filing date | principal |
| POST PPTYS INC | 737464107 | COM | 161,744 | $9,662,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 94,552 | $9,648,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 964,643 | $9,646,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 9,264,000 | $9,644,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 190,412 | $9,599,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 798,370 | $9,587,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,108,189 | $9,553,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 10,571,000 | $9,553,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 183,457 | $9,536,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 873,923 | $9,517,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 624,246 | $9,514,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 234,983 | $9,470,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 658,471 | $9,449,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 111,990 | $9,434,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 106,198 | $9,421,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 71,323 | $9,407,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 245,416 | $9,352,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 627,223 | $9,351,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 685,793 | $9,334,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 717,919 | $9,319,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 247,446 | $9,310,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 334,987 | $9,303,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 128,765 | $9,291,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 400,609 | $9,290,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 617,098 | $9,282,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 503,853 | $9,276,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 238,078 | $9,262,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 936,218 | $9,259,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 368,015 | $9,238,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,577,262 | $9,227,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,031,670 | $9,216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 317,875 | $9,177,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 714,598 | $9,161,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,149,724 | $9,159,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 522,991 | $9,152,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 218,574 | $9,104,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 795,714 | $9,094,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 456,973 | $9,066,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 163,845 | $9,060,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 159,225 | $9,045,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 386,008 | $9,032,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 351,923 | $9,031,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 721,589 | $9,027,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 829,717 | $9,003,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 795,208 | $8,977,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 106,975 | $8,976,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 183,685 | $8,969,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 129,344 | $8,955,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 276,212 | $8,945,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 244,188 | $8,937,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 328,294 | $8,923,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 341,909 | $8,917,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 888,800 | $8,914,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 294,077 | $8,910,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 137,795 | $8,904,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 8,879,000 | $8,901,000 | thousands by filing date | principal |
| IDEX CORP COM | 45167R104 | Stock | 107,340 | $8,896,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 118,933 | $8,872,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 9,106,000 | $8,867,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 84,100 | $8,856,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 162,928 | $8,851,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 337,977 | $8,848,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 229,800 | $8,847,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 137,228 | $8,845,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,248,824 | $8,838,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 378,813 | $8,834,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 404,267 | $8,830,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 24,712 | $8,829,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 168,402 | $8,827,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 104,349 | $8,822,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 274,024 | $8,816,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 720,744 | $8,792,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 875,638 | $8,792,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 268,095 | $8,781,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 474,468 | $8,768,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,451,800 | $8,768,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 106,141 | $8,766,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 321,371 | $8,764,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 154,119 | $8,761,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 712,044 | $8,758,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 691,024 | $8,755,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 607,529 | $8,754,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 212,346 | $8,750,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 322,039 | $8,721,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 788,888 | $8,709,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 176,668 | $8,707,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 175,964 | $8,700,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 445,678 | $8,698,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 382,648 | $8,689,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,900,113 | $8,683,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 384,600 | $8,676,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 157,628 | $8,669,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 50,096 | $8,658,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 6,819,000 | $8,635,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 564,484 | $8,608,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 390,184 | $8,592,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 697,770 | $8,576,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 649,013 | $8,566,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,018,781 | $8,557,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 245,864 | $8,553,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,485,037 | $8,553,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 84,984 | $8,551,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 476,098 | $8,537,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 593,971 | $8,536,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 729,494 | $8,535,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000682 | this filing | 2016-05-12 | acceptance time not in the bulk data set |