13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-09, with 6,698 holding rows worth $270,607,119,000.
- Accession
- 0000895421-15-000400
- Filer
- CIK 895421
- Filed
- 2015-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 24,486 entries on the cover page, a total value of $270,607,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,607,119,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 72,628 | $1,141,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 28,449 | $1,137,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 60,440 | $1,136,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 65,930 | $1,135,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 4,202,682 | $1,135,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 24,904 | $1,134,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 142,297 | $1,134,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 71,177 | $1,133,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 98,348 | $1,132,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 37,622 | $1,128,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 68,725 | $1,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 80,374 | $1,127,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 237,261 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 44,070 | $1,127,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 54,323 | $1,122,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 160,719 | $1,117,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 72,571 | $1,116,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 42,318 | $1,115,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 18,847 | $1,113,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 15,561 | $1,110,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 87,178 | $1,109,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 113,292 | $1,108,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 86,619 | $1,108,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 11,219 | $1,108,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 63,513 | $1,107,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,926 | $1,106,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 86,941 | $1,106,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 252,869 | $1,105,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 89,873 | $1,104,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 18,938 | $1,099,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 70,717 | $1,098,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 55,338 | $1,097,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 121,089 | $1,095,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 56,711 | $1,095,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 70,452 | $1,094,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 112,909 | $1,091,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 36,442 | $1,090,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 236,612 | $1,084,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 47,813 | $1,084,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 213,016 | $1,081,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 682,450 | $1,078,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 241,315 | $1,076,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 40,296 | $1,075,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 81,579 | $1,072,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 76,109 | $1,068,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 16,338 | $1,068,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 218,805 | $1,067,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 177,727 | $1,066,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 27,155 | $1,065,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 427,591 | $1,065,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 34,987 | $1,064,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 39,470 | $1,064,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 77,144 | $1,063,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 105,455 | $1,063,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 69,337 | $1,063,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 116,554 | $1,062,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 8,693 | $1,062,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 214,789 | $1,061,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 40,322 | $1,060,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 54,996 | $1,059,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 60,534 | $1,058,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 54,076 | $1,057,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 111,486 | $1,057,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 96,360 | $1,056,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 46,574 | $1,055,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 91,438 | $1,053,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 56,022 | $1,052,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 38,774 | $1,049,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 19,725 | $1,046,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 490,765 | $1,046,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 7,061 | $1,046,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 66,300 | $1,045,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 30,758 | $1,043,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 496,233 | $1,041,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 91,158 | $1,039,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 669,455 | $1,038,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 66,305 | $1,036,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 191,424 | $1,035,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 35,206 | $1,034,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 116,089 | $1,034,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 144,248 | $1,032,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 522,979 | $1,030,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 106,601 | $1,030,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 62,468 | $1,028,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 94,499 | $1,028,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 113,402 | $1,027,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 16,177 | $1,027,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 60,912 | $1,026,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 58,333 | $1,026,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 52,730 | $1,024,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 387,474 | $1,023,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 30,038 | $1,021,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 72,414 | $1,019,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 65,645 | $1,018,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 23,034 | $1,013,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 67,106 | $1,012,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 23,998 | $1,011,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 38,752 | $1,011,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 38,135 | $1,011,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 162,390 | $1,008,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 24,081 | $1,007,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 276,233 | $1,007,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 71,003 | $1,006,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 16,794 | $1,005,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 591,157 | $1,005,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 539,313 | $1,003,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 24,666 | $1,003,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 83,998 | $1,002,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 99,661 | $1,001,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 179,081 | $1,001,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 132,517 | $997,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 369,420 | $997,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 65,969 | $996,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 221,438 | $996,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 30,427 | $995,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 200,969 | $994,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 40,441 | $994,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 326,219 | $992,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 124,007 | $986,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 115,832 | $986,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 76,902 | $985,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 20,201 | $983,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 21,015 | $982,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 81,097 | $981,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 76,943 | $980,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 41,561 | $978,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 175,323 | $978,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 17,941 | $976,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,790 | $974,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 41,260 | $974,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 67,104 | $974,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 10,906 | $973,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 164,425 | $973,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 43,244 | $968,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 20,152 | $966,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 100,037 | $966,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 21,136 | $965,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 52,160 | $961,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 378,138 | $961,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 446,848 | $961,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 24,357 | $960,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 66,344 | $959,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 25,336 | $959,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 45,401 | $957,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 79,536 | $956,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 18,645 | $954,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 62,537 | $952,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 58,543 | $952,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 49,185 | $951,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 55,965 | $950,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 16,749 | $949,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 50,196 | $948,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 66,793 | $947,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 69,264 | $947,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 250,857 | $946,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 47,246 | $942,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 28,519 | $940,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,074,000 | $939,000 | thousands by filing date | principal |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 21,941 | $939,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,370 | $936,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 121,342 | $936,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 18,060 | $935,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 25,999 | $933,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 828,000 | $932,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 9,375 | $931,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 62,198 | $930,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 89,508 | $928,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 45,063 | $928,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 29,132 | $927,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,793 | $927,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 14,308 | $926,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 45,010 | $926,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 57,560 | $926,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 115,300 | $923,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 91,454 | $921,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 25,170 | $921,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 62,965 | $920,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 950,591 | $920,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 27,786 | $919,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 12,781 | $917,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 77,617 | $916,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 69,760 | $915,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 24,824 | $913,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 719,043 | $913,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 46,601 | $913,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 149,576 | $912,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 294,150 | $912,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 28,163 | $910,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 63,426 | $910,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 14,087 | $909,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 70,849 | $909,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 125,098 | $907,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 435,766 | $906,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 37,614 | $902,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 16,991 | $900,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 115,776 | $899,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 74,404 | $899,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 47,112 | $899,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 44,629 | $897,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,197,182 | $897,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 8,906 | $897,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 67,911 | $896,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 64,249 | $895,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 30,491 | $894,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 716,000 | $893,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 908,000 | $888,000 | thousands by filing date | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,333 | $884,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 45,799 | $884,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 21,700 | $883,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 86,870 | $881,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 85,787 | $881,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 9,922 | $878,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 45,142 | $878,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 287,660 | $878,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 43,608 | $875,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 35,857 | $875,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,704 | $873,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 58,127 | $870,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 192,736 | $869,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 64,369 | $869,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 61,859 | $869,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 142,597 | $869,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 303,036 | $867,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 104,256 | $866,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 29,138 | $864,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 21,951 | $860,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 45,930 | $860,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 35,587 | $860,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 25,239 | $859,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 137,798 | $859,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 67,309 | $859,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 65,335 | $859,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 45,474 | $858,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 63,371 | $858,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 762,000 | $858,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 27,757 | $857,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 53,740 | $857,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 624,111 | $855,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 115,746 | $855,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 25,998 | $854,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,165,000 | $853,000 | thousands by filing date | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 2,278 | $851,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 43,229 | $851,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 57,409 | $850,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 22,845 | $848,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 18,978 | $848,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 104,412 | $846,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 946,000 | $846,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 185,001 | $843,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 707,000 | $843,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 72,133 | $842,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 134,565 | $841,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 59,490 | $840,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 76,265 | $840,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,074 | $839,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 470,894 | $839,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 55,620 | $839,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 865,451 | $839,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14,076 | $838,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 35,524 | $837,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,208 | $836,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 38,663 | $834,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 127,406 | $834,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 134,028 | $833,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 97,390 | $831,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 75,299 | $830,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 68,536 | $829,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,859 | $827,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 43,326 | $827,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 598,818 | $827,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 33,964 | $824,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 17,806 | $822,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 115,196 | $818,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 592,342 | $817,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 58,266 | $815,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 51,393 | $814,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 74,632 | $814,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 73,342 | $814,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 280,675 | $814,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 79,175 | $813,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 530,127 | $812,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 20,954 | $810,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 13,256 | $809,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 104,355 | $806,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 28,100 | $804,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 34,214 | $803,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 27,314 | $803,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 73,934 | $803,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 50,057 | $801,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,980 | $800,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 16,029 | $799,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 34,867 | $799,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 18,987 | $798,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 34,003 | $798,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 136,747 | $798,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 42,968 | $797,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 29,621 | $797,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 19,073 | $796,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 19,007 | $795,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 19,940 | $795,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 87,302 | $792,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 23,943 | $791,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 121,183 | $790,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 14,762 | $789,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 207,299 | $789,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 18,895 | $785,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 58,588 | $785,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 133,624 | $785,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 8,074 | $784,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 188,132 | $784,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 57,750 | $783,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 129,721 | $782,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 45,252 | $781,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 12,656 | $781,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 128,581 | $778,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 48,103 | $778,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 49,916 | $777,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 55,314 | $777,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 55,446 | $776,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 103,537 | $776,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 19,613 | $775,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 55,463 | $775,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 77,464 | $775,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 127,038 | $774,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 59,960 | $774,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 35,376 | $773,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 58,970 | $772,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 16,925 | $770,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 16,044 | $769,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 69,865 | $769,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 16,917 | $768,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 124,884 | $768,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 32,373 | $767,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 43,845 | $764,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 125,016 | $761,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 12,671 | $756,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 53,064 | $756,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 273,285 | $754,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 27,936 | $754,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 211,132 | $752,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 34,089 | $750,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 400,547 | $749,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 42,162 | $748,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 43,170 | $743,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 45,577 | $741,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 62,665 | $741,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 75,863 | $740,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 34,905 | $738,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 60,895 | $732,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 8,137 | $731,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 15,334 | $731,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 48,145 | $731,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 31,457 | $731,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 12,229 | $731,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 45,369 | $730,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 38,877 | $729,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 92,241 | $729,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 49,150 | $728,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 22,430 | $728,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 99,226 | $725,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 183,465 | $723,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 20,353 | $720,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 14,469 | $719,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,789 | $718,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 18,184 | $718,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 40,984 | $714,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 50,250 | $714,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 18,669 | $714,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,118 | $713,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 86,845 | $712,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 19,194 | $711,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 33,847 | $711,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 48,790 | $710,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 61,330 | $710,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 34,429 | $708,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 75,564 | $707,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 10,977 | $706,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 54,283 | $705,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 17,374 | $703,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 18,850 | $702,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 52,919 | $701,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 308,773 | $701,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 35,073 | $701,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 13,038 | $698,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 27,626 | $698,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 80,953 | $698,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 26,985 | $696,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 30,858 | $696,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 15,071 | $694,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 140,744 | $694,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 33,562 | $694,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 204,969 | $693,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 46,389 | $692,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 49,895 | $688,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 116,408 | $688,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 52,969 | $688,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,287 | $687,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 31,698 | $687,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 112,224 | $686,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 17,792 | $686,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 37,718 | $685,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 82,271 | $685,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 62,589 | $684,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 56,286 | $684,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 195,416 | $684,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 48,558 | $683,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 8,609 | $683,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 15,003 | $682,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 15,535 | $682,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 137,191 | $681,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 110,845 | $681,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 33,933 | $680,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 53,241 | $680,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 52,790 | $678,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 132,445 | $677,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 76,923 | $675,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 29,592 | $674,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 63,864 | $674,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 29,529 | $673,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 168,165 | $672,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 22,464 | $670,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 28,304 | $669,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 31,333 | $669,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 29,172 | $669,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 76,514 | $668,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 32,838 | $667,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 20,508 | $666,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 61,214 | $666,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 15,495 | $666,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 124,214 | $665,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 271,134 | $663,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 36,924 | $662,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 28,959 | $661,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 49,296 | $658,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 15,112 | $657,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,310 | $657,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 35,880 | $655,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 18,971 | $655,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 94,286 | $654,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 50,582 | $651,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 59,020 | $650,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 114,313 | $650,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 112,488 | $648,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 26,718 | $648,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 13,684 | $647,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 27,430 | $646,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 53,374 | $645,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 16,613 | $643,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 335,728 | $642,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 33,616 | $641,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 39,853 | $640,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 124,488 | $640,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 34,096 | $639,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 51,550 | $639,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 8,426 | $636,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,702 | $635,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 401,848 | $634,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 66,769 | $634,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 21,921 | $631,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 37,716 | $631,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 500,000 | $631,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 7,224 | $630,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 19,667 | $630,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 36,430 | $629,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 48,150 | $629,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 59,502 | $628,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 103,564 | $626,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 35,821 | $625,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 33,474 | $623,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 50,968 | $623,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 15,293 | $623,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 26,291 | $621,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 42,137 | $620,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 59,061 | $619,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 64,419 | $619,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 32,427 | $618,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 25,967 | $616,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 45,868 | $616,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 110,838 | $616,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 22,435 | $612,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 36,563 | $611,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 17,295 | $610,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 18,220 | $610,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 55,863 | $609,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,651 | $609,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 46,604 | $608,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 19,334 | $608,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 13,462 | $607,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 14,959 | $605,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 62,996 | $603,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 48,690 | $602,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 19,887 | $602,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 26,920 | $599,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 39,481 | $598,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 44,235 | $597,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 13,613 | $594,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 55,431 | $594,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 44,440 | $592,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 8,295 | $592,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 81,685 | $590,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000400 | this filing | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-16-000495 | base | 2016-02-08 | acceptance time not in the bulk data set |