13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-09, with 6,698 holding rows worth $270,607,119,000.
- Accession
- 0000895421-15-000400
- Filer
- CIK 895421
- Filed
- 2015-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 24,486 entries on the cover page, a total value of $270,607,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,607,119,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECHELON CORP | 27874N105 | COM | 4,000 | $2,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 11,000 | $2,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $2,000 | thousands by filing date | principal |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 4,513 | $2,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 3,741 | $2,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 6,020 | $2,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 2,000 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 400 | $2,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 521 | $2,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 4,534 | $2,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 250 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,000 | $2,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 2,982 | $2,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 187 | $2,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 495 | $2,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 220 | $2,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 240 | $2,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 100 | $2,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 491 | $2,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 1,244 | $2,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 500 | $2,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 1,250 | $2,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 3,879 | $2,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 619 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 174 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 100 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 720 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 150 | $1,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 6 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 10 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 52 | $1,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 432 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 400 | $1,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 70 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 200 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 41 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 742 | $1,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 635 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 90 | $1,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 170 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 18 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 693 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 99 | $1,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,161 | $1,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 200 | $1,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,700 | $1,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 2,372 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,341 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 1,166 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 5,000 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,303 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 90 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 4,769 | $1,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,000 | $1,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 2,521 | $1,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 16 | $1,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 1,079 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 200 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 1,000 | $1,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 800 | $1,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 716 | $1,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 1,700 | $1,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 658 | $1,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 79 | $1,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 2,300 | $1,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 350 | $1,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 1,165 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 60 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 180 | $1,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 500 | $1,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 1,100 | $1,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 102 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,232 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 78 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 70 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,188 | $1,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 121 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 277 | $1,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 317 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 282 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 10 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 2,000 | $1,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 456 | $1,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 400 | $1,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 2,337 | $1,000 | thousands by filing date | |
| GREAT BASIN SCIENTIFIC INC | 39013L106 | COM | 6,392 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 757 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTEST CORP. | 00762U200 | Common stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXAR CORP | 300645108 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,035 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P203 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 988 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 593 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOOKS-A-MILLION INC | 098570104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,596 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 765 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645105 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LPATH INC-CLASS A | 548910306 | CMN | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATARAM CORP | 238108302 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M103 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 488 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 4,639 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 3,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCLAIRE FINL CORP | 290828102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 247 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 73,558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETPAY CORP | 477177109 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 549333300 | Stock | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCP International Holdings Ltd | H84689100 | COMMON | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY MERGER CORP | 413247107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 5,925 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 2,808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIGUS LTD | 58471G102 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBS FASHION GROUP LTD | Y46002104 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP DEL | 922099304 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREESEAS INC | Y26496193 | Cmn | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS CORP | 554051201 | Cmn | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODE REBEL CORP | 19200J106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 707 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HOUSING & LAND DEV INC | 16939V202 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000400 | this filing | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-16-000495 | base | 2016-02-08 | acceptance time not in the bulk data set |