13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-09, with 6,698 holding rows worth $270,607,119,000.
- Accession
- 0000895421-15-000400
- Filer
- CIK 895421
- Filed
- 2015-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 24,486 entries on the cover page, a total value of $270,607,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,607,119,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 12,396 | $83,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 17,649 | $83,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 37,720 | $83,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 29,614 | $83,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 4,941 | $82,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,516 | $82,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,490 | $82,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,082 | $82,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,955 | $82,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,880 | $82,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,900 | $82,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 8,493 | $82,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,534 | $82,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 41,102 | $82,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,008 | $82,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 21,771 | $81,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 66,996 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,691 | $81,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 76,268 | $81,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 8,032 | $81,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 175,682 | $81,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,044 | $81,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 32,798 | $81,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 9,840 | $80,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,654 | $80,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 10,729 | $80,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 15,349 | $80,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 4,028 | $80,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 16,747 | $79,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,395 | $79,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 6,847 | $79,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,244 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,380 | $79,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,530 | $79,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 4,886 | $79,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 5,666 | $79,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 41,415 | $79,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 78,000 | $79,000 | thousands by filing date | principal |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,552 | $78,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 8,857 | $78,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 18,081 | $78,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,021 | $78,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 11,656 | $78,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 16,747 | $78,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,372 | $78,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,774 | $78,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 20,858 | $77,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 4,970 | $77,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3,767 | $77,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,687 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 3,162 | $76,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 33,272 | $76,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 30,819 | $76,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 5,333 | $76,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 42,984 | $76,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 141,101 | $75,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,989 | $75,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 6,854 | $75,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 6,619 | $75,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 42,986 | $74,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 21,681 | $74,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 11,147 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 3,068 | $74,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 22,740 | $74,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 17,549 | $74,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 9,730 | $74,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 3,836 | $74,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 7,119 | $73,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,789 | $73,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 5,053 | $73,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,290 | $73,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 15,814 | $73,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,791 | $72,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 13,552 | $72,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,685 | $72,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 21,546 | $72,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,281 | $72,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 12,500 | $72,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 5,511 | $72,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,261 | $71,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,730 | $71,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,368 | $71,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 96,691 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 5,920 | $71,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 15,100 | $71,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 52,700 | $71,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 3,403 | $71,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 3,000 | $71,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 33,715 | $71,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 85,000 | $71,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 2,107 | $71,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,077 | $70,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,481 | $70,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,655 | $70,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 22,272 | $70,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,735 | $70,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 55,280 | $70,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 9,620 | $70,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 3,818 | $70,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 26,546 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 3,043 | $70,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 122,783 | $69,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 52,455 | $69,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,737 | $69,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 9,712 | $69,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 3,116 | $69,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 9,443 | $68,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,252 | $68,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 33,155 | $68,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 3,417 | $68,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 23,400 | $68,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 299 | $67,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,447 | $67,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 2,696 | $67,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,006 | $67,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,938 | $67,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 10,668 | $67,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,350 | $67,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 9,817 | $66,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,171 | $66,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 3,200 | $66,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,195 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,500 | $65,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 6,985 | $65,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 62,000 | $65,000 | thousands by filing date | principal |
| STEMCELLS INC | 85857R204 | COM NEW | 162,798 | $65,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 6,071 | $65,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,597 | $64,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 2,104 | $64,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,900 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 3,561 | $64,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,066 | $64,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 19,466 | $64,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 30,320 | $64,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,775 | $64,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 70,000 | $64,000 | thousands by filing date | principal |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 15,132 | $64,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,539 | $63,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 19,466 | $63,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 82,857 | $63,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,973 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 6,204 | $63,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,300 | $63,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 34,787 | $63,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 3,552 | $63,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,232 | $62,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 49,904 | $62,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 2,143 | $62,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,539 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,527 | $61,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,516 | $61,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 18,530 | $61,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,026 | $61,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 628 | $61,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 196,714 | $61,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 944 | $60,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,615 | $60,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 62,870 | $60,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 21,749 | $60,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,818 | $60,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 481 | $60,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,806 | $60,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 6,884 | $60,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 15,864 | $59,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,462 | $59,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 2,870 | $59,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 6,169 | $59,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 5,335 | $59,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,122 | $59,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 4,952 | $59,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 9,419 | $59,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 25,318 | $58,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 3,687 | $58,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 23,731 | $58,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,416 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 2,275 | $57,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,356 | $57,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,817 | $57,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,927 | $57,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,493 | $57,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 4,212 | $57,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 6,115 | $57,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 21,696 | $56,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,297 | $56,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 26,449 | $56,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 3,580 | $56,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 4,521 | $56,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,046 | $56,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 6,301 | $56,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 56,000 | $56,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 7,611 | $55,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,716 | $55,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,855 | $55,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,828 | $55,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 16,726 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 940 | $54,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 2,680 | $54,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 71,071 | $54,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 14,444 | $54,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 19,140 | $54,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 22,137 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 645 | $53,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,356 | $53,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 4,080 | $53,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,692 | $53,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 72,339 | $53,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 7,489 | $53,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 50,000 | $53,000 | thousands by filing date | principal |
| ENTREE GOLD INC | 29383G100 | COM | 178,390 | $53,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 7,979 | $53,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 2,229 | $53,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 58,000 | $53,000 | thousands by filing date | principal |
| ADMA BIOLOGICS INC | 000899104 | COM | 6,152 | $52,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 9,626 | $52,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 8,641 | $52,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 6,616 | $52,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 30,396 | $52,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 4,188 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 524 | $52,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 55,000 | $52,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,834 | $51,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 24,120 | $51,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,446 | $51,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 30,362 | $51,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 10,941 | $51,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 79,000 | $51,000 | thousands by filing date | principal |
| Neothetics Inc | 64066G101 | COM | 6,360 | $51,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 44,748 | $51,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,104 | $50,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,061 | $50,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,977 | $50,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,491 | $50,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,670 | $50,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 53,000 | $50,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 7,305 | $50,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,258 | $50,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,715 | $50,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,556 | $50,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $49,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,431 | $49,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 9,204 | $49,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 2,377 | $49,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 6,101 | $49,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 6,754 | $49,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,993 | $49,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 23,000 | $48,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,289 | $48,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 165,173 | $48,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,949 | $48,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 45,000 | $48,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 38,689 | $48,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 10,054 | $48,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,000 | $48,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 2,000 | $48,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,723 | $48,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 10,000 | $48,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,795 | $47,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,249 | $47,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 2,183 | $47,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 75,706 | $47,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 155,768 | $47,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 984 | $47,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,008 | $47,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 9,526 | $47,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 90,000 | $46,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,908 | $46,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 21,431 | $46,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,923 | $46,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 53,635 | $46,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 4,871 | $46,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 46,000 | $46,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 118,916 | $45,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,439 | $45,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 7,662 | $45,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $45,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 3,491 | $45,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 3,698 | $45,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 7,548 | $45,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 5,043 | $45,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 3,500 | $45,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 10,443 | $45,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 4,402 | $45,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 222,635 | $44,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,270 | $44,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 4,541 | $44,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,622 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 940 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 1,892 | $44,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 8,924 | $44,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 2,448 | $44,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 5,661 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,919 | $43,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,407 | $43,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 5,000 | $43,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 22,046 | $43,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 45,000 | $43,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 29,000 | $43,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,418 | $43,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 23,793 | $43,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 3,066 | $43,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 37,779 | $43,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 12,238 | $43,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 128,254 | $42,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 3,250 | $42,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 8,166 | $42,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 15,300 | $42,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 22,275 | $42,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 37,000 | $42,000 | thousands by filing date | principal |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,445 | $42,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 7,200 | $42,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,754 | $42,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,034 | $41,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,300 | $41,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,855 | $41,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 26,022 | $41,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 6,078 | $41,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 3,177 | $41,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 21,967 | $40,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 4,878 | $40,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,300 | $40,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 20,409 | $40,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,576 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,271 | $40,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 2,916 | $40,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 2,307 | $40,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,774 | $39,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 37,897 | $39,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 3,132 | $39,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 14,007 | $39,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 54,000 | $39,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,401 | $38,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,670 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,331 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,415 | $38,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 24,462 | $38,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 4,002 | $38,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,386 | $38,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,509 | $38,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 6,618 | $38,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 1,506 | $38,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,905 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,180 | $37,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 25,000 | $37,000 | thousands by filing date | principal |
| MEETME INC | 585141104 | COM | 23,084 | $37,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,381 | $37,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,518 | $36,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,552 | $36,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,370 | $36,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,212 | $36,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 204,350 | $36,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 2,724 | $36,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,500 | $36,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 906 | $36,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 38,000 | $36,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,221 | $35,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,109 | $35,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 533 | $35,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,627 | $35,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,092 | $35,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 28,000 | $35,000 | thousands by filing date | principal |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 27,171 | $35,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 8,349 | $35,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 6,540 | $35,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,549 | $34,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 3,451 | $34,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,830 | $34,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,310 | $34,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,039 | $34,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,800 | $34,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 28,180 | $34,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 60,909 | $34,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 10,627 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,378 | $34,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,311 | $34,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 7,139 | $34,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 44,384 | $34,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 2,423 | $33,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,637 | $33,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 5,303 | $33,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 45,854 | $33,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 5,500 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,467 | $33,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 5,406 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 900 | $33,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,349 | $33,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 10,200 | $33,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,511 | $32,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 10,244 | $32,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 85,589 | $32,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 46,055 | $32,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 3,444 | $32,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 7,619 | $32,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,268 | $32,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 30,000 | $32,000 | thousands by filing date | principal |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 25,643 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 331 | $31,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,463 | $31,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,700 | $31,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 132,440 | $31,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 6,128 | $31,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 3,075 | $31,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 2,935 | $31,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 3,976 | $31,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 1,824 | $31,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 53,568 | $31,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 2,000 | $31,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 7,389 | $31,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $30,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 5,000 | $30,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5,595 | $30,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,027 | $30,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,522 | $30,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,100 | $30,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 18,515 | $30,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 15,300 | $30,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 5,073 | $30,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 35,693 | $30,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,925 | $30,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,651 | $30,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 1,013 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 1,279 | $30,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 969 | $29,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,319 | $29,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,309 | $29,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,435 | $29,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 22,336 | $29,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 763 | $29,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 4,062 | $29,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 26,954 | $29,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 49,347 | $29,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 29,000 | $29,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 1,844 | $29,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,892 | $29,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 7,692 | $29,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 28,000 | $29,000 | thousands by filing date | principal |
| CAREDX INC | 14167L103 | COM | 6,741 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,368 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 598 | $28,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 1,658 | $28,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 83,056 | $28,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 7,550 | $28,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 2,303 | $28,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 81,784 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 426 | $28,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 26,000 | $28,000 | thousands by filing date | principal |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 825 | $28,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,385 | $28,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 19,033 | $28,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,545 | $27,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 9,592 | $27,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 509 | $27,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,568 | $27,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 5,195 | $27,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 26,798 | $27,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 21,722 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 700 | $27,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 6,871 | $27,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 18,286 | $27,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 5,274 | $26,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,500 | $26,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,409 | $26,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $26,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,600 | $26,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 17,453 | $26,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,246 | $26,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 73,175 | $26,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 16,838 | $26,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,650 | $26,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 3,249 | $26,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 1,500 | $26,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 26,676 | $26,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 3,603 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 524 | $25,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 4,000 | $25,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,100 | $25,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,924 | $25,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 2,813 | $25,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,990 | $25,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 10,166 | $25,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 6,411 | $25,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,899 | $25,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,135 | $25,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,627 | $25,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 5,289 | $25,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,138 | $24,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 1,541 | $24,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,993 | $24,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 6,100 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 414 | $24,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 5,238 | $24,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 29,123 | $24,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,507 | $24,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,000 | $24,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,728 | $24,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 6,000 | $24,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 63,647 | $24,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 16,820 | $24,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 20,964 | $24,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 9,781 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000400 | this filing | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-16-000495 | base | 2016-02-08 | acceptance time not in the bulk data set |