13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 6,845 holding rows worth $271,531,801,000.
- Accession
- 0000895421-15-000279
- Filer
- CIK 895421
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 24,637 entries on the cover page, a total value of $271,531,801,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,531,801,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 601,004 | $10,578,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 427,696 | $10,577,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 7,944 | $10,554,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 437,610 | $10,551,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 203,732 | $10,547,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 231,842 | $10,545,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 361,895 | $10,542,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 483,431 | $10,540,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 129,592 | $10,537,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 299,539 | $10,523,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,150,753 | $10,506,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,090,475 | $10,502,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 345,732 | $10,489,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 242,664 | $10,471,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 482,193 | $10,454,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 108,328 | $10,435,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 643,332 | $10,429,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 240,765 | $10,425,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 325,334 | $10,424,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 637,568 | $10,424,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 201,482 | $10,414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 240,591 | $10,401,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 38,822 | $10,381,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,604,280 | $10,380,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 669,025 | $10,376,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 211,116 | $10,355,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 222,725 | $10,348,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 273,966 | $10,345,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 689,263 | $10,333,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 392,599 | $10,329,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 21,199 | $10,325,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 399,547 | $10,308,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 172,265 | $10,301,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 552,938 | $10,263,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 89,264 | $10,261,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 162,798 | $10,213,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 123,711 | $10,202,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 689,235 | $10,201,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 483,196 | $10,200,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 151,508 | $10,194,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 166,582 | $10,186,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 241,094 | $10,160,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 205,331 | $10,159,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 266,311 | $10,159,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 478,258 | $10,158,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 488,302 | $10,157,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 83,509 | $10,133,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 225,006 | $10,125,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,079,212 | $10,125,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 276,902 | $10,110,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 615,324 | $10,092,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 632,556 | $10,077,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 374,826 | $10,075,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 551,893 | $10,072,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 800,880 | $10,051,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 956,757 | $10,045,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 136,746 | $10,032,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 710,462 | $10,018,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 11,038,000 | $10,017,000 | thousands by filing date | principal |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 173,132 | $10,016,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 215,876 | $10,015,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 177,553 | $10,014,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 643,061 | $9,960,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 233,939 | $9,956,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 247,065 | $9,955,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 212,825 | $9,945,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 153,009 | $9,933,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 376,338 | $9,924,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 642,493 | $9,920,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,736,000 | $9,919,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 76,024 | $9,869,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 8,863,000 | $9,843,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 970,775 | $9,835,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 569,036 | $9,815,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 408,541 | $9,813,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 204,261 | $9,766,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 442,797 | $9,740,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 125,675 | $9,710,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 200,033 | $9,710,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 109,337 | $9,699,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 276,351 | $9,694,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 281,706 | $9,693,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,397,916 | $9,688,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 147,738 | $9,660,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 753,879 | $9,657,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 121,545 | $9,647,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 146,902 | $9,640,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 287,936 | $9,634,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 265,690 | $9,615,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 534,553 | $9,600,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 545,971 | $9,587,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 249,809 | $9,585,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 681,148 | $9,570,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 525,621 | $9,567,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 215,855 | $9,527,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 9,545,000 | $9,510,000 | thousands by filing date | principal |
| JOY GLOBAL INC | 481165108 | COM | 242,710 | $9,510,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 92,743 | $9,507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 99,487 | $9,501,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 320,035 | $9,485,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,080,982 | $9,480,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 275,553 | $9,476,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 449,855 | $9,474,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 223,567 | $9,467,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 331,330 | $9,466,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 246,003 | $9,464,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 290,293 | $9,462,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 834,546 | $9,430,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 198,262 | $9,421,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 503,839 | $9,421,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 194,902 | $9,406,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 787,859 | $9,391,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,791,382 | $9,387,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 789,094 | $9,375,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,297,685 | $9,343,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,402,699 | $9,342,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 407,533 | $9,341,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 93,051 | $9,341,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 162,501 | $9,340,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 186,895 | $9,340,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 177,610 | $9,319,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 358,616 | $9,313,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,247,345 | $9,304,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 862,241 | $9,287,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 8,483,000 | $9,278,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 589,820 | $9,271,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 261,479 | $9,267,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 295,841 | $9,251,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 203,129 | $9,240,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 150,773 | $9,218,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 769,236 | $9,200,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 293,466 | $9,188,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 370,460 | $9,187,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 159,564 | $9,183,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 959,682 | $9,175,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 219,065 | $9,166,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 53,918 | $9,164,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 536,785 | $9,163,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 350,036 | $9,161,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 735,149 | $9,160,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 161,235 | $9,155,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 862,668 | $9,153,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 180,750 | $9,148,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 924,059 | $9,111,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 148,492 | $9,098,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 362,724 | $9,079,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 548,875 | $9,067,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 575,823 | $9,064,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 124,995 | $9,063,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 390,493 | $9,056,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 655,382 | $9,051,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 468,912 | $9,031,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 496,719 | $9,030,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 370,109 | $9,024,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,296,537 | $9,010,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 836,331 | $9,007,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 7,962,000 | $9,007,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 269,245 | $8,991,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 485,996 | $8,985,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 537,451 | $8,980,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 176,896 | $8,978,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 146,551 | $8,970,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 946,306 | $8,970,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 125,304 | $8,953,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 550,591 | $8,952,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 469,619 | $8,951,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 646,195 | $8,950,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 174,679 | $8,947,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 193,963 | $8,945,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 154,875 | $8,944,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 235,570 | $8,942,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 11,313,000 | $8,938,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 223,005 | $8,933,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 756,086 | $8,931,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 221,422 | $8,912,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 402,011 | $8,909,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 220,367 | $8,908,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,289,737 | $8,907,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 679,799 | $8,885,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,985,142 | $8,873,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 205,798 | $8,870,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 629,291 | $8,867,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 657,321 | $8,861,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 10,175,000 | $8,853,000 | thousands by filing date | principal |
| EMULEX CORP | 292475209 | COM NEW | 1,108,394 | $8,834,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 186,772 | $8,820,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 317,505 | $8,814,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 253,945 | $8,812,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 399,870 | $8,807,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 664,530 | $8,801,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 375,294 | $8,793,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,045,182 | $8,790,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 136,990 | $8,787,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 235,264 | $8,787,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 70,540 | $8,769,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,565,258 | $8,765,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 946,103 | $8,760,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 256,572 | $8,742,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 8,027,000 | $8,739,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 299,247 | $8,738,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 203,556 | $8,738,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 62,493 | $8,736,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 677,763 | $8,736,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 98,431 | $8,724,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 248,886 | $8,716,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 192,643 | $8,706,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 146,021 | $8,704,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 139,621 | $8,703,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 149,649 | $8,699,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 487,330 | $8,694,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 275,274 | $8,693,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 615,127 | $8,691,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 96,491 | $8,684,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 286,683 | $8,675,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 206,841 | $8,660,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 117,907 | $8,660,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 593,441 | $8,646,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 248,265 | $8,640,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 8,946,000 | $8,633,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 643,841 | $8,614,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 378,770 | $8,613,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 835,894 | $8,609,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 156,287 | $8,597,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 5,000,000 | $8,594,000 | thousands by filing date | principal |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 376,589 | $8,587,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 324,328 | $8,584,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 540,329 | $8,576,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 439,577 | $8,572,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 319,488 | $8,554,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 121,735 | $8,550,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 246,134 | $8,549,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 122,295 | $8,548,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 205,176 | $8,544,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 733,417 | $8,530,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 623,229 | $8,525,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 80,261 | $8,517,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 251,215 | $8,513,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 173,918 | $8,485,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 1,171,195 | $8,480,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 387,775 | $8,476,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 188,617 | $8,473,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 673,262 | $8,469,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 357,510 | $8,466,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 74,340 | $8,458,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 398,726 | $8,449,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 8,675,000 | $8,437,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 566,026 | $8,434,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 167,990 | $8,425,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 128,651 | $8,417,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 452,402 | $8,411,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 458,910 | $8,407,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 939,263 | $8,406,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 347,954 | $8,403,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 276,757 | $8,389,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 473,449 | $8,375,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 296,605 | $8,373,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,122,611 | $8,363,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 540,982 | $8,347,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 110,489 | $8,336,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 298,654 | $8,297,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 263,834 | $8,295,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 821,296 | $8,287,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 65,121 | $8,273,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 90,142 | $8,253,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 431,044 | $8,251,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 186,851 | $8,248,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 181,731 | $8,239,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 73,386 | $8,237,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 118,044 | $8,235,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 612,118 | $8,234,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 196,543 | $8,233,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 493,234 | $8,225,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 195,043 | $8,223,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 566,757 | $8,223,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 449,230 | $8,220,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 147,162 | $8,207,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 151,678 | $8,193,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 279,799 | $8,190,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 457,343 | $8,163,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 73,399 | $8,157,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 440,869 | $8,156,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 232,371 | $8,153,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 164,270 | $8,138,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 262,752 | $8,118,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 300,538 | $8,115,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 350,497 | $8,114,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 352,068 | $8,086,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 93,830 | $8,083,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 170,068 | $8,072,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 276,503 | $8,068,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 224,739 | $8,068,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 203,664 | $8,065,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,270,019 | $8,064,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 253,528 | $8,038,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 403,592 | $8,036,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 155,257 | $8,029,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 144,188 | $8,013,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 132,891 | $7,991,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 362,692 | $7,986,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 739,684 | $7,981,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 334,008 | $7,977,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 99,745 | $7,966,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 145,949 | $7,959,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 309,016 | $7,951,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 333,636 | $7,937,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 184,711 | $7,930,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 543,748 | $7,917,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 68,203 | $7,906,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 370,001 | $7,896,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 267,972 | $7,887,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 126,006 | $7,881,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,007,000 | $7,877,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 174,865 | $7,866,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 484,594 | $7,865,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 251,803 | $7,865,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 251,125 | $7,863,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 889,367 | $7,858,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 94,450 | $7,850,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 544,992 | $7,848,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,913,148 | $7,845,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 653,758 | $7,839,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 269,434 | $7,828,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 559,366 | $7,821,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 91,566 | $7,819,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 468,933 | $7,817,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 361,553 | $7,759,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 209,976 | $7,750,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 174,616 | $7,746,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 286,699 | $7,730,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 551,480 | $7,726,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 589,367 | $7,721,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 783,075 | $7,714,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 82,307 | $7,699,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 492,273 | $7,693,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 185,860 | $7,691,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 642,534 | $7,685,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 600,562 | $7,674,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 204,201 | $7,672,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 124,256 | $7,648,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 76,099 | $7,641,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 25,776 | $7,638,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 334,336 | $7,636,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 239,405 | $7,627,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 373,909 | $7,624,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 807,300 | $7,620,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 819,963 | $7,610,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 342,395 | $7,605,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 396,197 | $7,603,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 222,421 | $7,602,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 838,937 | $7,601,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 352,452 | $7,592,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 478,826 | $7,585,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 222,570 | $7,584,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,576,000 | $7,583,000 | thousands by filing date | principal |
| WATSCO INC COM | 942622200 | Stock | 60,235 | $7,571,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 86,012 | $7,571,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 142,992 | $7,567,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 145,246 | $7,565,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 614,556 | $7,552,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 464,163 | $7,547,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 378,540 | $7,536,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 132,558 | $7,535,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 75,567 | $7,508,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 353,259 | $7,502,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 198,661 | $7,492,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 262,097 | $7,482,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 473,776 | $7,481,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,555,293 | $7,480,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 1,244,253 | $7,478,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 385,038 | $7,470,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 174,255 | $7,465,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 477,581 | $7,461,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 288,406 | $7,461,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 227,122 | $7,458,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 195,427 | $7,454,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 5,300,000 | $7,440,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,353,939 | $7,420,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 141,379 | $7,419,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 398,937 | $7,412,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 492,304 | $7,409,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 256,595 | $7,400,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 309,165 | $7,392,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 326,712 | $7,390,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 317,872 | $7,378,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 275,900 | $7,361,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 61,020 | $7,355,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 103,512 | $7,346,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 479,919 | $7,337,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 316,941 | $7,337,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 64,160 | $7,327,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 84,963 | $7,295,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 101,370 | $7,293,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 607,497 | $7,278,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 324,465 | $7,271,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 385,556 | $7,269,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 144,926 | $7,268,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,143,691 | $7,267,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 284,642 | $7,245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 73,001 | $7,243,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 311,716 | $7,237,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 179,248 | $7,231,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 92,559 | $7,229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 134,864 | $7,206,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 222,086 | $7,205,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 141,828 | $7,196,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 85,423 | $7,157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 142,081 | $7,148,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 171,736 | $7,148,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 651,756 | $7,137,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 354,046 | $7,123,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 214,967 | $7,113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 158,431 | $7,090,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 738,197 | $7,087,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 469,905 | $7,086,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 165,269 | $7,085,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 662,965 | $7,081,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 129,226 | $7,070,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 78,600 | $7,067,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 420,719 | $7,058,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 144,748 | $7,046,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,396,538 | $6,996,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 105,824 | $6,993,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 196,996 | $6,975,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 181,746 | $6,973,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 416,069 | $6,970,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 75,217 | $6,967,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 281,697 | $6,967,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 185,496 | $6,964,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 192,534 | $6,957,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 5,883,000 | $6,956,000 | thousands by filing date | principal |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 77,308 | $6,945,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 616,781 | $6,945,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 157,357 | $6,943,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 443,578 | $6,942,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 61,968 | $6,928,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 278,039 | $6,909,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 83,255 | $6,903,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 155,743 | $6,902,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 306,680 | $6,901,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 361,636 | $6,900,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 62,232 | $6,889,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 194,318 | $6,873,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 140,029 | $6,869,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 207,055 | $6,867,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,207,000 | $6,867,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 134,484 | $6,860,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 583,416 | $6,838,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 75,329 | $6,833,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 125,003 | $6,833,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 641,833 | $6,823,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 88,664 | $6,817,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 364,494 | $6,815,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 212,080 | $6,814,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 67,911 | $6,814,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 76,410 | $6,789,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 464,715 | $6,789,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 480,113 | $6,783,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 432,484 | $6,781,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 111,298 | $6,777,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 124,083 | $6,769,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 90,060 | $6,760,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 95,233 | $6,756,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 131,675 | $6,746,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 83,837 | $6,734,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 129,637 | $6,729,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 8,487,000 | $6,726,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 133,401 | $6,726,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 115,419 | $6,714,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 263,694 | $6,714,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 391,170 | $6,709,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 923,861 | $6,707,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 490,084 | $6,705,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 212,068 | $6,691,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 532,156 | $6,679,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 178,180 | $6,677,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 675,618 | $6,675,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 150,105 | $6,669,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 245,806 | $6,635,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 504,205 | $6,631,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 258,739 | $6,626,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 403,373 | $6,624,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 135,099 | $6,619,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 228,386 | $6,614,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 72,555 | $6,612,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 605,462 | $6,611,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 261,581 | $6,611,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 555,964 | $6,599,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 6,254,000 | $6,597,000 | thousands by filing date | principal |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 114,446 | $6,589,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 417,842 | $6,589,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 143,627 | $6,588,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,834,488 | $6,587,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 316,420 | $6,575,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 59,591 | $6,572,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 65,483 | $6,567,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 256,558 | $6,558,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 131,768 | $6,554,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 357,265 | $6,545,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 175,641 | $6,545,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 415,503 | $6,545,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000279 | this filing | 2015-05-14 | acceptance time not in the bulk data set |