13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 6,845 holding rows worth $271,531,801,000.
- Accession
- 0000895421-15-000279
- Filer
- CIK 895421
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 24,637 entries on the cover page, a total value of $271,531,801,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,531,801,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROSETTA RESOURCES INC | 777779307 | COM | 1,126,614 | $19,175,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,202,060 | $19,149,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 857,142 | $19,107,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 202,941 | $19,102,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 386,560 | $19,092,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 374,378 | $19,052,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,075,150 | $19,042,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 452,279 | $18,979,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 646,225 | $18,966,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 295,861 | $18,935,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,930,368 | $18,898,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 915,516 | $18,869,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 109,490 | $18,830,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 509,419 | $18,823,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 974,642 | $18,761,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 652,891 | $18,739,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 503,993 | $18,722,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 284,990 | $18,713,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 909,252 | $18,676,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 834,646 | $18,647,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 872,326 | $18,568,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 992,404 | $18,558,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 272,068 | $18,422,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 189,969 | $18,404,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 304,881 | $18,392,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 744,636 | $18,392,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 707,497 | $18,359,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 478,712 | $18,340,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 646,987 | $18,336,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 273,728 | $18,332,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 534,696 | $18,329,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 479,886 | $18,312,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 727,830 | $18,306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 584,590 | $18,298,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 153,210 | $18,294,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 332,610 | $18,289,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 385,025 | $18,261,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 805,881 | $18,204,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100,432 | $18,202,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 472,739 | $18,196,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 816,257 | $18,145,000 | thousands by filing date | |
| MGC | 921910873 | COM | 257,846 | $18,142,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 305,765 | $18,108,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 581,495 | $18,103,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 313,546 | $18,003,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 529,016 | $17,998,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 566,262 | $17,996,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 994,900 | $17,966,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 634,575 | $17,947,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 204,664 | $17,945,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 369,585 | $17,925,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 923,586 | $17,917,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 393,423 | $17,884,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,276,604 | $17,873,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 223,509 | $17,864,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 3,035,333 | $17,818,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 672,035 | $17,735,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 187,941 | $17,724,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 337,060 | $17,708,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 678,073 | $17,704,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,216,668 | $17,691,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 124,676 | $17,682,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 386,790 | $17,658,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 771,921 | $17,638,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 523,493 | $17,627,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 149,344 | $17,579,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 289,550 | $17,546,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 227,044 | $17,540,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 587,954 | $17,533,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 352,090 | $17,460,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 16,689,000 | $17,440,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 211,685 | $17,326,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 343,384 | $17,320,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 994,549 | $17,315,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 765,694 | $17,304,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,097,776 | $17,289,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 920,985 | $17,269,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 52,510 | $17,256,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,001,478 | $17,256,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,554,779 | $17,196,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 294,660 | $17,174,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 664,779 | $17,170,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,172,517 | $17,107,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 602,142 | $17,083,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 685,634 | $17,073,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,193,712 | $17,047,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 382,969 | $17,042,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 411,150 | $17,041,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 535,819 | $17,039,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 141,381 | $17,007,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 682,031 | $16,996,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,317,275 | $16,980,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 310,546 | $16,975,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 329,815 | $16,970,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,262,262 | $16,914,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,469,745 | $16,893,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,064,434 | $16,882,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 657,901 | $16,835,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 263,094 | $16,804,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 16,966,000 | $16,775,000 | thousands by filing date | principal |
| Vanguard Materials ETF | 92204A801 | SHS | 154,126 | $16,730,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 482,685 | $16,706,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 131,375 | $16,685,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 535,593 | $16,683,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,132,322 | $16,679,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 679,375 | $16,659,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,196,513 | $16,632,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 978,644 | $16,617,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B116 | PFD CONV SER A | 16,109 | $16,579,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,738,873 | $16,571,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 868,639 | $16,521,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,051,601 | $16,468,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 355,464 | $16,466,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 173,275 | $16,443,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,160,420 | $16,443,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 315,780 | $16,433,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 119,013 | $16,431,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,366,999 | $16,427,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 490,513 | $16,423,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 699,116 | $16,401,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 211,471 | $16,389,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 201,660 | $16,386,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 126,070 | $16,336,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 727,478 | $16,318,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 489,506 | $16,290,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 124,060 | $16,278,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 249,550 | $16,259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 521,919 | $16,250,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 282,871 | $16,238,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 801,739 | $16,227,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 1,380,968 | $16,213,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 313,787 | $16,185,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 419,332 | $16,162,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 447,414 | $16,147,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 300,398 | $16,143,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 317,820 | $16,126,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,201,886 | $16,106,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 22,316,000 | $16,096,000 | thousands by filing date | principal |
| SEI INVTS CO COM | 784117103 | Stock | 365,020 | $16,093,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 239,273 | $16,072,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 483,186 | $16,070,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 16,074,000 | $16,054,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 512,437 | $16,034,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 391,025 | $16,016,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 965,869 | $16,004,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 364,313 | $15,962,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 891,194 | $15,944,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 249,587 | $15,876,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 200,369 | $15,845,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 504,942 | $15,825,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 10,568,000 | $15,813,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 176,264 | $15,804,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,663,125 | $15,801,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 480,165 | $15,793,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 472,026 | $15,784,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 506,576 | $15,765,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 470,742 | $15,737,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 149,137 | $15,702,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 370,736 | $15,701,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 647,343 | $15,698,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 239,420 | $15,662,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,509,800 | $15,656,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 287,400 | $15,633,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 565,220 | $15,583,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 751,234 | $15,581,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 806,561 | $15,567,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 265,000 | $15,566,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,111,894 | $15,544,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 637,351 | $15,508,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,155,877 | $15,501,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 402,970 | $15,490,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 237,946 | $15,472,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 725,322 | $15,442,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,222,471 | $15,416,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 307,853 | $15,411,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,355,600 | $15,403,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 838,533 | $15,343,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 167,406 | $15,323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 206,210 | $15,312,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 375,502 | $15,229,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 160,200 | $15,220,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 626,627 | $15,202,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,016,668 | $15,189,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 128,294 | $15,169,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,303,778 | $15,136,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,300,319 | $15,123,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 279,595 | $15,110,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 404,793 | $15,074,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,049,235 | $15,057,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 596,230 | $15,031,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,093,989 | $15,020,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 619,427 | $15,003,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 374,383 | $14,931,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 308,656 | $14,871,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,076,103 | $14,850,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 107,200 | $14,846,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 669,653 | $14,826,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 152,994 | $14,818,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 869,692 | $14,812,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 694,423 | $14,809,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 209,852 | $14,801,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 478,405 | $14,782,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 211,636 | $14,745,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 565,845 | $14,724,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 14,241,000 | $14,721,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,365,615 | $14,707,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 239,753 | $14,701,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 285,907 | $14,688,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 218,804 | $14,680,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,277,012 | $14,673,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 476,450 | $14,665,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 102,021 | $14,656,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 762,810 | $14,638,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 15,452,000 | $14,632,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400,645 | $14,596,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 256,071 | $14,579,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 407,937 | $14,556,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 232,277 | $14,496,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 751,302 | $14,485,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 961,081 | $14,474,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,613,000 | $14,473,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 672,199 | $14,452,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 304,250 | $14,446,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 150,932 | $14,416,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 377,278 | $14,411,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 175,656 | $14,386,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 623,461 | $14,371,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 233,995 | $14,344,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 603,416 | $14,332,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 428,630 | $14,328,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 280,105 | $14,325,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 239,017 | $14,275,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 185,198 | $14,267,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,893,639 | $14,266,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 414,769 | $14,226,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 361,222 | $14,211,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 449,426 | $14,207,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 14,619,000 | $14,199,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 407,539 | $14,187,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 589,120 | $14,168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 535,459 | $14,150,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 302,622 | $14,099,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 474,319 | $14,082,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 294,803 | $14,045,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 280,751 | $14,023,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 389,496 | $14,014,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 302,178 | $13,994,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 394,202 | $13,990,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 201,891 | $13,990,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 488,335 | $13,923,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 258,518 | $13,915,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 408,602 | $13,908,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 360,324 | $13,890,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 959,031 | $13,888,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 206,329 | $13,883,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,449,465 | $13,814,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 396,926 | $13,805,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 251,701 | $13,799,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 41,737 | $13,790,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 394,954 | $13,780,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,472,500 | $13,753,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 841,250 | $13,730,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 238,854 | $13,723,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 116,574 | $13,687,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,227,420 | $13,674,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 216,441 | $13,657,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 649,934 | $13,649,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,343,481 | $13,623,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 175,179 | $13,622,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 307,541 | $13,603,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 602,554 | $13,603,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 233,484 | $13,540,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 549,463 | $13,517,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 830,195 | $13,441,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,600,404 | $13,429,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 251,952 | $13,424,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 410,369 | $13,391,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,208,238 | $13,387,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 813,262 | $13,386,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 96,253 | $13,338,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,000,402 | $13,335,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 295,296 | $13,323,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,602,221 | $13,314,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 492,689 | $13,303,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,421,114 | $13,217,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 13,758,000 | $13,208,000 | thousands by filing date | principal |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 102,679 | $13,179,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 530,418 | $13,177,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 2,058,801 | $13,177,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 958,716 | $13,163,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 786,164 | $13,160,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 286,101 | $13,136,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 145,646 | $13,131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 358,677 | $13,127,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 590,879 | $13,112,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 583,647 | $13,109,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 185,309 | $13,090,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 379,241 | $13,073,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,207,971 | $13,070,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 173,640 | $13,061,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 943,419 | $13,037,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 382,327 | $13,010,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 2,395,851 | $12,985,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 253,118 | $12,972,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 212,724 | $12,970,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 484,067 | $12,964,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 936,982 | $12,949,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 13,259,000 | $12,936,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 208,144 | $12,932,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,560,530 | $12,905,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 607,224 | $12,898,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 494,328 | $12,877,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,106,419 | $12,867,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 477,012 | $12,846,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 510,740 | $12,830,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 377,856 | $12,816,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 10,528,000 | $12,811,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 139,547 | $12,788,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 199,110 | $12,781,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 560,666 | $12,756,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,498,673 | $12,740,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 223,144 | $12,739,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 136,690 | $12,738,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 293,864 | $12,705,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 191,456 | $12,695,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 986,811 | $12,690,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 259,206 | $12,675,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 174,574 | $12,671,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 471,215 | $12,624,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 670,670 | $12,582,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 563,565 | $12,574,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 205,743 | $12,569,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 342,024 | $12,566,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,926,000 | $12,566,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 11,142,000 | $12,562,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549104 | COM | 2,550,812 | $12,550,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 278,209 | $12,534,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 358,169 | $12,529,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,196,021 | $12,522,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,517,308 | $12,487,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 537,183 | $12,456,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 387,177 | $12,444,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 286,343 | $12,427,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 381,674 | $12,421,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 874,302 | $12,415,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 815,652 | $12,414,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 672,842 | $12,406,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 13,123,000 | $12,399,000 | thousands by filing date | principal |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 152,105 | $12,393,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 393,092 | $12,347,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,541,903 | $12,329,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 250,330 | $12,316,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,436,649 | $12,312,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 310,321 | $12,298,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 481,108 | $12,297,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 77,222 | $12,294,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 79,173 | $12,290,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 841,058 | $12,287,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 10,146,000 | $12,277,000 | thousands by filing date | principal |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 758,904 | $12,249,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 231,584 | $12,237,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 63,576 | $12,224,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 189,444 | $12,219,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 11,445,000 | $12,218,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,539,018 | $12,204,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 92,297 | $12,200,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,310,712 | $12,190,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 532,181 | $12,171,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 448,675 | $12,142,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 11,838,000 | $12,134,000 | thousands by filing date | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 456,957 | $12,132,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 244,327 | $12,130,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 520,431 | $12,126,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,302,520 | $12,114,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,634,963 | $12,098,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 104,281 | $12,096,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 11,217,000 | $12,091,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 467,861 | $12,084,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 336,169 | $12,071,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 274,986 | $12,063,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 783,325 | $12,032,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,190,679 | $12,026,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 329,397 | $12,023,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 255,524 | $12,012,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 988,897 | $11,976,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 501,247 | $11,964,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 7,250,232 | $11,962,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 656,487 | $11,954,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 232,714 | $11,950,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 95,790 | $11,919,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 273,669 | $11,913,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 722,292 | $11,910,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 172,322 | $11,892,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 822,546 | $11,886,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 718,919 | $11,885,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 356,069 | $11,874,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 209,942 | $11,860,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 307,131 | $11,846,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 672,973 | $11,838,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 225,718 | $11,820,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 427,880 | $11,818,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,557,867 | $11,808,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 154,067 | $11,806,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 471,332 | $11,779,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 510,446 | $11,766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 164,196 | $11,753,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 832,158 | $11,742,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 598,420 | $11,730,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 216,683 | $11,710,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10,000 | $11,700,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 361,567 | $11,661,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 74,913 | $11,612,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 9,768,000 | $11,600,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 24,255 | $11,588,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 885,893 | $11,588,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 847,518 | $11,570,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,536,274 | $11,569,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 228,852 | $11,561,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 232,464 | $11,538,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 889,779 | $11,531,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 159,365 | $11,500,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 14,014,000 | $11,494,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 786,322 | $11,480,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 116,405 | $11,475,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,141,668 | $11,474,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 186,814 | $11,473,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 744,304 | $11,447,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 284,282 | $11,444,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 509,646 | $11,431,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 663,694 | $11,408,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,231,654 | $11,404,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,105,968 | $11,402,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,563,838 | $11,402,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 111,443 | $11,380,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 435,759 | $11,368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 60,224 | $11,363,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 365,796 | $11,358,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 686,511 | $11,354,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 11,586,000 | $11,340,000 | thousands by filing date | principal |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,039,535 | $11,310,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,464,194 | $11,304,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,017,363 | $11,303,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 159,828 | $11,273,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 213,719 | $11,267,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,013,814 | $11,264,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 439,645 | $11,264,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 160,586 | $11,262,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 794,378 | $11,241,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,057,347 | $11,239,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 338,151 | $11,237,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,406,564 | $11,237,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 241,746 | $11,221,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 138,422 | $11,220,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 254,532 | $11,202,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 363,913 | $11,195,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 759,060 | $11,150,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 792,622 | $11,129,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 868,179 | $11,121,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 109,000 | $11,115,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 429,433 | $11,101,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 384,894 | $11,089,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 212,280 | $11,072,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 221,095 | $11,066,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 233,413 | $11,066,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,571,462 | $11,055,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 384,923 | $11,005,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 159,358 | $10,984,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 549,332 | $10,976,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,083,292 | $10,974,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 117,591 | $10,961,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 542,356 | $10,923,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 851,355 | $10,898,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 449,662 | $10,882,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 277,818 | $10,880,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 154,767 | $10,876,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 217,173 | $10,866,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,206,725 | $10,861,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 80,441 | $10,855,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 655,764 | $10,827,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 229,563 | $10,826,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 190,779 | $10,812,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 130,065 | $10,779,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 715,040 | $10,761,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 317,551 | $10,758,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 233,885 | $10,735,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 324,395 | $10,699,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,799,603 | $10,695,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 293,000 | $10,680,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 169,751 | $10,673,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 721,171 | $10,673,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 197,375 | $10,661,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 977,717 | $10,658,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 311,595 | $10,651,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 145,618 | $10,646,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 9,623,000 | $10,646,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 523,228 | $10,642,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 474,237 | $10,628,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 686,374 | $10,618,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 196,604 | $10,595,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 893,969 | $10,594,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000279 | this filing | 2015-05-14 | acceptance time not in the bulk data set |