13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 6,845 holding rows worth $271,531,801,000.
- Accession
- 0000895421-15-000279
- Filer
- CIK 895421
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 24,637 entries on the cover page, a total value of $271,531,801,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,531,801,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 4,594 | $25,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 3,456 | $25,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 19,000 | $25,000 | thousands by filing date | principal |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,718 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 271 | $24,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 851 | $24,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,213 | $24,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 4,804 | $24,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 20,514 | $24,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 8,484 | $24,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 16,711 | $24,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 64,578 | $23,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,509 | $23,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 816 | $23,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,404 | $23,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 5,660 | $23,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 3,777 | $23,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,311 | $22,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 1,200 | $22,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 17,287 | $22,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,513 | $22,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 754 | $22,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 18,000 | $22,000 | thousands by filing date | principal |
| GTX INC | 40052B108 | COM | 32,132 | $22,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 5,300 | $22,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,269 | $22,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 10,029 | $22,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 1,179 | $22,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 6,042 | $21,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 651 | $21,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,529 | $21,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 706 | $21,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 842 | $21,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,003 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 827 | $21,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,510 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 698 | $21,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,100 | $21,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 4,395 | $21,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 31,050 | $21,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 2,132 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 869 | $21,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 19,000 | $21,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 996 | $21,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 3,174 | $20,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 19,000 | $20,000 | thousands by filing date | principal |
| HUDSON GLOBAL INC | 443787106 | COM | 7,285 | $20,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 17,559 | $20,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 9,786 | $20,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,190 | $20,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 1,554 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 134 | $20,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 19,084 | $20,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 3,102 | $20,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 9,000 | $20,000 | thousands by filing date | principal |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 3,305 | $20,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 29,900 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 878 | $20,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 4,366 | $20,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 5,291 | $20,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 635 | $20,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 21,000 | $20,000 | thousands by filing date | principal |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 748 | $19,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,700 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 228 | $19,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 5,057 | $19,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,955 | $19,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 31,277 | $19,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 1,088 | $19,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 18,067 | $19,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 21,817 | $19,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 15,000 | $19,000 | thousands by filing date | principal |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 883 | $19,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 14,374 | $19,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 6,644 | $19,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 4,841 | $19,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 631 | $19,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 4,016 | $19,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,950 | $19,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 11,715 | $19,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 14,149 | $19,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 722 | $18,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,083 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 606 | $18,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 18,555 | $18,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 9,000 | $18,000 | thousands by filing date | principal |
| SUNSHINE HEART INC | 86782u106 | COM | 4,400 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,000 | $18,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 394 | $18,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,550 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 982 | $18,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 15,017 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 864 | $18,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,106 | $17,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 331 | $17,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 2,250 | $17,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 607 | $17,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,802 | $17,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,012 | $17,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 506 | $17,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 7,740 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 19,140 | $17,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 8,475 | $17,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,517 | $17,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 900 | $17,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 7,080 | $17,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,032 | $17,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 804 | $17,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,650 | $17,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 42,744 | $17,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,003 | $17,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 150 | $17,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,048 | $17,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 5,978 | $17,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 1,348 | $17,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 5,214 | $17,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 164 | $16,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 3,421 | $16,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,900 | $16,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,665 | $16,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 2,728 | $16,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 5,318 | $16,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 10,000 | $16,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $16,000 | thousands by filing date | principal |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 3,126 | $16,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,400 | $16,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 30,700 | $16,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,348 | $16,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 700 | $16,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 8,762 | $16,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 2,575 | $16,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 17,493 | $16,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,635 | $15,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,804 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $15,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 10,000 | $15,000 | thousands by filing date | principal |
| MITCHAM INDS INC COM | 606501104 | COM | 3,300 | $15,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 3,899 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 500 | $15,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,023 | $15,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 2,822 | $15,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 1,500 | $15,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 1,505 | $15,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 2,010 | $15,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 3,306 | $14,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,015 | $14,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 3,814 | $14,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 3,403 | $14,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 27,500 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 25,000 | $14,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 1,118 | $14,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 801 | $14,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 984 | $14,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,008 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 472 | $14,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 8,520 | $14,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 11,920 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 200 | $14,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 12,000 | $14,000 | thousands by filing date | principal |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 1,177 | $14,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 12,773 | $14,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,272 | $13,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,569 | $13,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 900 | $13,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 3,110 | $13,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 4,521 | $13,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 8,200 | $13,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 7,325 | $13,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 5,481 | $13,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 5,519 | $13,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 13,000 | $13,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 441 | $13,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 14,161 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 450 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 126 | $13,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 3,308 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 126 | $13,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 744 | $13,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 927 | $12,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,011 | $12,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,931 | $12,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,250 | $12,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 58,811 | $12,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 427 | $12,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 7,289 | $12,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,600 | $12,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 7,397 | $12,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,215 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 316 | $12,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 8,040 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 1,100 | $12,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 5,800 | $12,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 1,862 | $12,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 2,730 | $12,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 250 | $12,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 15,053 | $12,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 8,010 | $12,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 10,000 | $12,000 | thousands by filing date | principal |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 300 | $12,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 13,737 | $12,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,165 | $11,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,858 | $11,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 430 | $11,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 2,000 | $11,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 2,176 | $11,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,935 | $11,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 5,651 | $11,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 16,700 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 225 | $11,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 1,088 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 135 | $11,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,182 | $11,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 10,000 | $11,000 | thousands by filing date | principal |
| LOMBARD MED INC | G55598109 | COM | 2,515 | $11,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,292 | $11,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,400 | $10,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 642 | $10,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 624 | $10,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 4,185 | $10,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 559 | $10,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 3,923 | $10,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 961 | $10,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 42,010 | $10,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,249 | $10,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 22,781 | $10,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 49,571 | $10,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $10,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 8,050 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 350 | $10,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 806 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 660 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 387 | $10,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,193 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 7,000 | $10,000 | thousands by filing date | principal |
| VIGGLE INC | 92672V204 | COM NEW | 7,000 | $10,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 1,147 | $10,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,125 | $9,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 4,302 | $9,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 5,027 | $9,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 700 | $9,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 509 | $9,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 3,247 | $9,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 18,495 | $9,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 2,625 | $9,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 300 | $9,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 5,820 | $9,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 379 | $9,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 267 | $9,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 2,500 | $9,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 7,865 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 200 | $9,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 3,919 | $9,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 816 | $9,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 400 | $9,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 84,937 | $9,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 8,000 | $9,000 | thousands by filing date | principal |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,246 | $8,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,810 | $8,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 696 | $8,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 592 | $8,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 506 | $8,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 2,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 350 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 212 | $8,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 250 | $8,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $8,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,269 | $8,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,196 | $8,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 501 | $8,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,786 | $8,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 6,150 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,009 | $8,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,886 | $8,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 6,635 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 400 | $8,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 708 | $8,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 70 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 627 | $8,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 955 | $8,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,000 | $8,000 | thousands by filing date | principal |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,156 | $8,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 2,061 | $8,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 7,000 | $8,000 | thousands by filing date | principal |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 2,040 | $8,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 408 | $7,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,169 | $7,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 449 | $7,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 6,000 | $7,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 9,000 | $7,000 | thousands by filing date | principal |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 3,826 | $7,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,418 | $7,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,852 | $7,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 1,025 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 163 | $7,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 511 | $7,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 503 | $7,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 1,010 | $7,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 813 | $7,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 569 | $7,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 2,000 | $7,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 1,957 | $7,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 617 | $6,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 746 | $6,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 300 | $6,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 5,864 | $6,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 13,595 | $6,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 119,000 | $6,000 | thousands by filing date | principal |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 6,240 | $6,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 7,454 | $6,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 4,979 | $6,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 2,006 | $6,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 418 | $6,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 306 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 569 | $6,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 1,080 | $6,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 2,423 | $6,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,005 | $6,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 11,197 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 1,100 | $6,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,264 | $6,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 2,320 | $6,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 686 | $6,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 679 | $6,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 5,000 | $6,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 7,000 | $6,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 54 | $6,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 2,129 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 100 | $6,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 93 | $5,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 125 | $5,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 324 | $5,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 275 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 149 | $5,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 207 | $5,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 900 | $5,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 666 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 170 | $5,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 900 | $5,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,310 | $5,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 24,898 | $5,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 5,162 | $5,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 21,610 | $5,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ONEIDA FINL CORP MD | 682479100 | COM | 262 | $5,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,257 | $5,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 4,624 | $5,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 3,763 | $5,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,000 | $5,000 | thousands by filing date | principal |
| IBIO INC | 451033104 | COM | 5,783 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 52 | $5,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 232,545 | $5,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 1,813 | $5,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 3,160 | $5,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 1,570 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 30 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 300 | $5,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 100 | $4,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 608 | $4,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 516 | $4,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,200 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 388 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 797 | $4,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 681 | $4,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 90 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 280 | $4,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 233 | $4,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 3,071 | $4,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 4,032 | $4,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 10,000 | $4,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 400 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 200 | $4,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 1,000 | $4,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 4,627 | $4,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 1,750 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 946 | $4,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 1,852 | $4,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,011 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,000 | $4,000 | thousands by filing date | principal |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 15,000 | $4,000 | thousands by filing date | principal |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 724 | $4,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 2,500 | $4,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 3,358 | $4,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 1,430 | $4,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 292 | $3,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 135 | $3,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 238 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 607 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $3,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 5,280 | $3,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 3,500 | $3,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 6,231 | $3,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 189 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 999 | $3,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 11,548 | $3,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,725 | $3,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 4,343 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 5,000 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 500 | $3,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 3,948 | $3,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 7,861 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 292 | $3,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 5,952 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 8,352 | $3,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,573 | $3,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 620 | $3,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,601 | $3,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 300 | $3,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 240 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,000 | $3,000 | thousands by filing date | principal |
| MELROSE BANCORP INC | 585553100 | COM | 205 | $3,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 1,034 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B481 | MSCI AUSTRL ETF | 200 | $3,000 | thousands by filing date | |
| PLASMATECH BIOPHARMACEUTICAL | 72754H109 | COM | 1,000 | $3,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 572 | $2,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 834 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,153 | $2,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 375 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 200 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 400 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 70 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 529 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 212 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 104 | $2,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 190 | $2,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 3,960 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,036 | $2,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 1,744 | $2,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 800 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 2,938 | $2,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,200 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 5,145 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 2,500 | $2,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,500 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,300 | $2,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 621 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,303 | $2,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 40 | $2,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 2,189 | $2,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 1,019 | $2,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 458 | $2,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 2,158 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 70 | $2,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 98 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 46 | $2,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 5,000 | $2,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 323 | $2,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 241 | $2,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 112 | $2,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 512 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 3,726 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 408 | $2,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 3,965 | $2,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 2,000 | $2,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 958 | $2,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 2,087 | $2,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 279 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,013 | $2,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 532 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 1,008 | $2,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 455 | $2,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 109 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,000 | $2,000 | thousands by filing date | principal |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 3,022 | $2,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 602 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326128 | WRT | 2,500 | $2,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R108 | COM | 1,258 | $2,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 269 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 713 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 171 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 9 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 52 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 162 | $1,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 1,000 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 200 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 107 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 101 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 45 | $1,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 4,000 | $1,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,121 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 1,037 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 17 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,926 | $1,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 889 | $1,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 2,521 | $1,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 2,039 | $1,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 5,500 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000279 | this filing | 2015-05-14 | acceptance time not in the bulk data set |