13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 6,845 holding rows worth $271,531,801,000.
- Accession
- 0000895421-15-000279
- Filer
- CIK 895421
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 24,637 entries on the cover page, a total value of $271,531,801,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,531,801,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 6,503 | $108,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 13,981 | $107,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,571 | $106,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,008 | $106,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 105,706 | $106,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 9,386 | $106,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 57,846 | $106,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 7,111 | $105,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 12,061 | $105,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 19,000 | $104,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 9,134 | $104,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 9,244 | $104,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,107 | $103,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 27,951 | $103,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 8,232 | $103,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 16,804 | $103,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 10,767 | $103,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,713 | $102,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,839 | $102,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 4,395 | $102,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 17,339 | $102,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 13,835 | $101,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,996 | $101,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 10,917 | $101,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 27,129 | $101,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,838 | $100,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 384 | $100,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,032 | $100,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,509 | $100,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 100,000 | $100,000 | thousands by filing date | principal |
| BIOAMBER INC | 09072Q106 | COM | 11,472 | $100,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,211 | $100,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 3,753 | $100,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 89,375 | $100,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,380 | $99,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,001 | $99,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,226 | $99,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 33,362 | $99,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 13,998 | $99,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 10,676 | $99,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 22,183 | $98,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 25,504 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,599 | $98,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,747 | $98,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 980 | $98,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 969 | $97,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 18,059 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,180 | $96,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 12,413 | $96,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 16,400 | $96,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 836 | $96,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,900 | $96,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 11,125 | $95,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 9,400 | $95,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 44,713 | $95,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,359 | $94,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,283 | $94,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 39,421 | $94,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 103,000 | $94,000 | thousands by filing date | principal |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 10,719 | $93,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 22,474 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 2,600 | $93,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 4,353 | $93,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 1,788 | $93,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,915 | $91,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,250 | $91,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 41,277 | $91,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 8,875 | $91,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,763 | $91,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 11,703 | $91,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 37,711 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,457 | $91,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 56,104 | $91,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 4,508 | $90,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 39,977 | $90,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 10,625 | $90,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 5,153 | $90,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,804 | $90,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 88,000 | $90,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 2,836 | $89,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 20,545 | $89,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 38,500 | $89,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 34,747 | $89,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,120 | $88,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,065 | $88,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 14,105 | $88,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 88,000 | $88,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AH2 | BOND | 1,000,000 | $88,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,000 | $88,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 12,512 | $87,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 8,914 | $86,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 35,000 | $86,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 14,000 | $86,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W227 | COM | 27,250 | $86,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 5,675 | $86,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 59,213 | $85,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 80,879 | $85,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 6,110 | $85,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 8,201 | $84,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 9,435 | $84,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 835 | $84,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 25,000 | $84,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 5,417 | $84,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 38,670 | $83,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 34,514 | $83,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 44,184 | $83,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 3,409 | $83,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 6,439 | $82,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,432 | $82,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 22,382 | $82,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,839 | $82,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 34,428 | $82,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,737 | $81,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,260 | $81,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $81,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 79,000 | $81,000 | thousands by filing date | principal |
| FIRST W VA BANCORP INC | 337493100 | COM | 3,417 | $81,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 14,266 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 905 | $80,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 142,895 | $80,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,812 | $80,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 82,000 | $80,000 | thousands by filing date | principal |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8,330 | $80,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 8,507 | $80,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,049 | $80,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 80,048 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,691 | $79,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 19,653 | $79,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 21,400 | $79,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 28,099 | $79,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 79,000 | $79,000 | thousands by filing date | principal |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,525 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,363 | $78,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 4,903 | $78,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 146,876 | $78,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 8,605 | $77,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 5,159 | $77,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 66,010 | $77,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,700 | $76,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 26,771 | $76,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,448 | $76,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,515 | $76,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,140 | $75,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,858 | $75,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 7,471 | $75,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,934 | $75,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 63,000 | $75,000 | thousands by filing date | principal |
| BSQUARE CORP | 11776U300 | COM | 15,897 | $75,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 3,116 | $75,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,398 | $74,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,667 | $74,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 28,550 | $74,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,382 | $74,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,349 | $74,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,261 | $74,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,447 | $73,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 6,497 | $73,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 8,065 | $73,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 37,740 | $73,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 6,226 | $73,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 48,481 | $72,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 50,285 | $72,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 18,314 | $72,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 7,551 | $72,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 14,020 | $72,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 2,839 | $72,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,588 | $71,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,077 | $71,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,804 | $70,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 108,416 | $70,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 13,800 | $70,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 13,534 | $70,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 6,500 | $70,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,984 | $69,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,242 | $69,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 27,911 | $69,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 36,114 | $69,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 8,081 | $68,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 12,800 | $68,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,341 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 7,188 | $68,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 5,130 | $68,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,490 | $67,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,944 | $67,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 6,755 | $67,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 38,379 | $67,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,747 | $67,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 26,462 | $67,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 6,865 | $66,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 7,559 | $66,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 4,079 | $66,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 31,437 | $66,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 4,497 | $66,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 5,178 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 570 | $65,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 9,071 | $65,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 18,216 | $65,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,825 | $65,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 48,174 | $65,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 6,986 | $65,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,529 | $65,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 13,127 | $65,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 3,520 | $65,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 873 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 1,027 | $64,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 35,585 | $64,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,785 | $64,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 2,408 | $64,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 66,666 | $63,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,858 | $63,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 4,337 | $63,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 7,876 | $63,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 21,557 | $63,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 5,019 | $63,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 2,536 | $63,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 424 | $62,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,801 | $62,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,066 | $62,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 257,135 | $62,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,357 | $62,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 2,717 | $62,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 6,445 | $62,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,506 | $61,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 25,367 | $61,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 2,194 | $61,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 7,283 | $61,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,780 | $61,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,693 | $60,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 4,482 | $60,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 8,262 | $60,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 18,948 | $60,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 20,900 | $60,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 3,502 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 4,324 | $59,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 28,258 | $59,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 4,828 | $59,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 22,202 | $59,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,159 | $59,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 8,244 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 3,235 | $59,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 4,521 | $59,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,375 | $59,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 62,000 | $59,000 | thousands by filing date | principal |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 594 | $58,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 15,883 | $58,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 4,274 | $58,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 4,650 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,470 | $57,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 2,246 | $57,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 3,554 | $57,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 28,537 | $57,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,950 | $57,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 2,094 | $57,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 5,886 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,642 | $55,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,600 | $55,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $55,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 3,059 | $55,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,055 | $54,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,579 | $54,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,125 | $54,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 8,990 | $54,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 73,819 | $54,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 35,000 | $54,000 | thousands by filing date | principal |
| GLOBALSCAPE INC | 37940G109 | COM | 15,552 | $54,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 7,058 | $54,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,377 | $53,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,003 | $53,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 3,175 | $53,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,823 | $53,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,446 | $53,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,211 | $53,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 56,000 | $53,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 24,000 | $53,000 | thousands by filing date | principal |
| SUTRON CORP | 869380105 | COM | 10,509 | $53,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 949 | $53,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,047 | $52,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,756 | $52,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 5,749 | $52,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,053 | $52,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 17,373 | $52,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 52,000 | $52,000 | thousands by filing date | principal |
| AUDIENCE INC | 05070J102 | COM | 11,604 | $52,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,642 | $51,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,747 | $51,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 630 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 884 | $51,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,095 | $51,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 8,127 | $51,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 18,910 | $51,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 17,389 | $51,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 2,719 | $51,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 57,594 | $51,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,810 | $50,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 29,343 | $50,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,506 | $50,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 3,065 | $50,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 16,038 | $50,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 8,492 | $50,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 5,527 | $50,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 3,678 | $50,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 3,614 | $49,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,969 | $49,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 11,280 | $49,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,009 | $49,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 4,909 | $49,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 26,939 | $49,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,303 | $48,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,312 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,778 | $48,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,690 | $48,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 8,166 | $48,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 137,000 | $48,000 | thousands by filing date | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,736 | $48,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 25,676 | $48,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 125,388 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,430 | $48,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,767 | $48,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 4,736 | $48,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,434 | $47,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 5,274 | $47,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,087 | $47,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $47,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 17,853 | $47,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 68,523 | $47,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 39,900 | $47,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 198,558 | $47,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 18,193 | $47,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 5,079 | $47,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 21,279 | $46,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,950 | $46,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 7,477 | $46,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 21,799 | $46,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 209,050 | $46,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 17,194 | $46,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,008 | $46,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 8,917 | $46,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 5,918 | $46,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 44,000 | $46,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 2,229 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 5,589 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 380 | $45,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 11,313 | $45,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,553 | $44,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,923 | $44,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,680 | $43,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,390 | $43,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 10,500 | $43,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 2,192 | $43,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 34,000 | $43,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 47,000 | $43,000 | thousands by filing date | principal |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 63,548 | $43,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 3,200 | $43,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 7,650 | $43,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,221 | $42,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 732 | $42,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,594 | $42,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 48,000 | $42,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 2,477 | $42,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 3,735 | $42,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,323 | $42,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,754 | $42,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 53,000 | $42,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,464 | $42,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,707 | $41,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 20,000 | $41,000 | thousands by filing date | principal |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 27,772 | $41,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 6,050 | $41,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,294 | $41,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 21,208 | $41,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 8,494 | $41,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 772 | $41,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 5,461 | $41,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 24,000 | $41,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,503 | $40,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 13,700 | $40,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 2,000 | $40,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,848 | $39,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,566 | $39,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 6,610 | $39,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 2,584 | $39,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,502 | $39,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 2,849 | $39,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,073 | $39,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,356 | $38,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 4,596 | $38,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 16,559 | $38,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 16,159 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 2,215 | $38,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 17,373 | $38,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 4,328 | $38,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 720 | $37,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,235 | $37,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,636 | $37,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 19,000 | $37,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,428 | $37,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 3,600 | $37,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 11,199 | $37,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 4,677 | $37,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,794 | $36,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,471 | $36,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,516 | $36,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 2,851 | $36,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,621 | $35,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,814 | $35,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 7,604 | $35,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 22,000 | $35,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 28,000 | $35,000 | thousands by filing date | principal |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 18,849 | $35,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 15,240 | $35,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 34,000 | $35,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,273 | $34,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 3,176 | $34,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 1,508 | $34,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 3,506 | $34,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 19,312 | $34,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 18,525 | $34,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 10,680 | $34,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 17,956 | $34,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,181 | $33,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,351 | $33,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,053 | $33,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,759 | $33,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 3,756 | $33,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 29,000 | $33,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,118 | $33,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,196 | $33,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 29,000 | $33,000 | thousands by filing date | principal |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 16,385 | $33,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2,680 | $33,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,198 | $33,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 3,606 | $33,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 31,000 | $33,000 | thousands by filing date | principal |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,043 | $32,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 55,039 | $32,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 4,211 | $32,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 16,833 | $32,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 3,479 | $32,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 21,760 | $32,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 19,626 | $32,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 5,030 | $32,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,981 | $32,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1,691 | $31,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,689 | $31,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 6,251 | $31,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 21,352 | $31,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 21,000 | $31,000 | thousands by filing date | principal |
| AEP INDUSTRIES INC | 001031103 | COM | 569 | $31,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 34,513 | $31,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 5,898 | $31,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 2,220 | $31,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 3,453 | $31,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 30,000 | $31,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 967 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,001 | $30,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 44,806 | $30,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 72,446 | $30,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 16,639 | $30,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 169,892 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,182 | $30,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $30,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 13,840 | $30,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 5,579 | $30,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,900 | $30,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,708 | $29,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 2,540 | $29,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 1,238 | $29,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,310 | $29,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,256 | $28,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,825 | $28,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 25,000 | $28,000 | thousands by filing date | principal |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,969 | $28,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 2,574 | $28,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 2,904 | $28,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 24,000 | $28,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1,403 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 1,664 | $28,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 26,000 | $28,000 | thousands by filing date | principal |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 16,897 | $28,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 800 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 750 | $27,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 24,650 | $27,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 6,015 | $27,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 3,948 | $27,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 2,843 | $27,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 12,046 | $27,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 7,863 | $27,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,468 | $26,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,105 | $26,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 3,798 | $26,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 24,000 | $26,000 | thousands by filing date | principal |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 25,000 | $26,000 | thousands by filing date | principal |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,250 | $25,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 15,465 | $25,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,628 | $25,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 36,000 | $25,000 | thousands by filing date | principal |
| ECHELON CORP | 27874N105 | COM | 26,197 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,516 | $25,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 17,694 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000279 | this filing | 2015-05-14 | acceptance time not in the bulk data set |