13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,867 holding rows worth $273,469,676,000.
- Accession
- 0000895421-15-000129
- Filer
- CIK 895421
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 24,369 entries on the cover page, a total value of $273,469,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,469,676,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTREE GOLD INC | 29383G100 | COM | 144,692 | $25,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,900 | $24,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 684 | $24,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,110 | $24,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 904 | $24,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 25,000 | $24,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 3,509 | $24,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 6,100 | $24,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 7,810 | $24,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 5,275 | $24,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,500 | $23,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,913 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 300 | $23,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 3,201 | $23,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,380 | $23,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 857 | $23,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 10,359 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 235 | $23,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 5,030 | $23,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,004 | $23,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 3,548 | $23,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 13,655 | $23,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 6,033 | $22,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 3,415 | $22,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,083 | $22,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,433 | $22,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,513 | $22,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 9,759 | $22,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AD3 | NOTE 2.375% 5/1 | 16,000 | $22,000 | thousands by filing date | principal |
| PFENEX INC | 717071104 | COM | 3,000 | $22,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 989 | $22,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 3,783 | $22,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 3,783 | $22,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 6,706 | $22,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 2,653 | $21,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 809 | $21,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,635 | $21,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 800 | $21,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 5,000 | $21,000 | thousands by filing date | principal |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,510 | $21,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 18,556 | $21,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 6,000 | $21,000 | thousands by filing date | principal |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 6,650 | $21,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 29,200 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 1,961 | $21,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 29,901 | $21,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 1,124 | $21,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 600 | $20,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,035 | $20,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 501 | $20,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 864 | $20,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 764 | $20,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,025 | $20,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 754 | $20,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 4,395 | $20,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 32,811 | $20,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 1,224 | $20,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 965 | $20,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 200 | $20,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 3,455 | $20,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 3,705 | $20,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 10,963 | $20,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 3,366 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 678 | $20,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,100 | $19,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,592 | $19,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 851 | $19,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,955 | $19,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 28,132 | $19,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,035 | $19,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 789 | $19,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,032 | $19,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 4,500 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 982 | $19,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 631 | $19,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,498 | $19,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 1,477 | $19,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 16,508 | $19,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 854 | $18,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 722 | $18,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 4,800 | $18,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 2,326 | $18,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 8,521 | $18,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 12,000 | $18,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 7,186 | $18,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 9,000 | $18,000 | thousands by filing date | principal |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 42,744 | $18,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 7,804 | $18,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 15,017 | $18,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 1,500 | $18,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 4,240 | $18,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 17,493 | $18,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 7,027 | $18,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 5,293 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 871 | $17,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 15,000 | $17,000 | thousands by filing date | principal |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,748 | $17,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 14,059 | $17,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,106 | $17,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 18,967 | $17,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 9,049 | $17,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 804 | $17,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,550 | $17,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 24,662 | $17,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 11,865 | $17,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 1,348 | $17,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,498 | $17,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 2,283 | $17,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 14,561 | $17,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 6,753 | $16,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 3,403 | $16,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2,346 | $16,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 27,500 | $16,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 531 | $16,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 40,000 | $16,000 | thousands by filing date | principal |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 20,995 | $16,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,486 | $16,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,517 | $16,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 21,221 | $16,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,000 | $16,000 | thousands by filing date | principal |
| HAMPDEN BANCORP INC | 40867E107 | COM | 742 | $16,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 10,030 | $16,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,910 | $16,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,930 | $15,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,102 | $15,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 3,732 | $15,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 2,511 | $15,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 10,000 | $15,000 | thousands by filing date | principal |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 10,337 | $15,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 14,000 | $15,000 | thousands by filing date | principal |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 127,225 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 1,300 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 253 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 500 | $15,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 15,214 | $15,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,048 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 582 | $15,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 85,933 | $15,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 15,000 | $15,000 | thousands by filing date | principal |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 305 | $15,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 2,000 | $15,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,531 | $14,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,012 | $14,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,251 | $14,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 7,740 | $14,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 5,481 | $14,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 13,048 | $14,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,856 | $14,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 4,159 | $14,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 777 | $14,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 4,988 | $14,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 715 | $14,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,297 | $14,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 12,873 | $14,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,000 | $13,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 738 | $13,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,635 | $13,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,708 | $13,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,584 | $13,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 5,023 | $13,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 4,796 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 25,000 | $13,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 8,000 | $13,000 | thousands by filing date | principal |
| METABOLIX INC | 591018809 | COM | 31,279 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 600 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 316 | $13,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 5,379 | $13,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 801 | $13,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,696 | $13,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 984 | $13,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 1,225 | $13,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 1,437 | $13,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 1,114 | $13,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 4,302 | $12,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 918 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 490 | $12,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 3,728 | $12,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 861 | $12,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 9,000 | $12,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,600 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 315 | $12,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 10,297 | $12,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 8,500 | $12,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 2,900 | $12,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 962 | $12,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 12,600 | $12,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 5,884 | $12,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 1,003 | $12,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 10,193 | $12,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 3,534 | $12,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 13,992 | $12,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,810 | $11,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,908 | $11,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 2,000 | $11,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 3,011 | $11,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,858 | $11,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,224 | $11,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 12,402 | $11,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 12,000 | $11,000 | thousands by filing date | principal |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 2,000 | $11,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 753 | $11,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 22,400 | $11,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 592 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 546 | $11,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 200 | $11,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 479 | $11,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 250 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 429 | $11,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 11,920 | $11,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 3,920 | $11,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 8,000 | $11,000 | thousands by filing date | principal |
| WOORI BK | 98105T104 | ADR | 399 | $11,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 2,040 | $11,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 3,379 | $11,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 692 | $10,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,214 | $10,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 4,007 | $10,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 560 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 180 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 271 | $10,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,011 | $10,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 430 | $10,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 7,000 | $10,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 4,000 | $10,000 | thousands by filing date | principal |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $10,000 | thousands by filing date | principal |
| RLJ ENTMT INC | 74965F104 | COM | 5,229 | $10,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 7,558 | $10,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 5,952 | $10,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 1,862 | $10,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 8,420 | $10,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 557 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 300 | $10,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,300 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 104 | $9,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 507 | $9,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 290 | $9,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 5,027 | $9,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8,000 | $9,000 | thousands by filing date | principal |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 300 | $9,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,056 | $9,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 5,709 | $9,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 11,271 | $9,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 51,958 | $9,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 900 | $9,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,335 | $9,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 200 | $9,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 17,550 | $9,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 8,000 | $9,000 | thousands by filing date | principal |
| ROKA BIOSCIENCE INC | 775431109 | COM | 2,003 | $9,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 592 | $8,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 506 | $8,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 3,152 | $8,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 750 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 350 | $8,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 509 | $8,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,210 | $8,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 25,565 | $8,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 8,000 | $8,000 | thousands by filing date | principal |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 2,746 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 8,050 | $8,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 70 | $8,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 10,405 | $8,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 267 | $8,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 813 | $8,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 2,660 | $8,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 666 | $7,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $7,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 4,596 | $7,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 5,200 | $7,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 501 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 5,000 | $7,000 | thousands by filing date | principal |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 11,250 | $7,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 7,653 | $7,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,418 | $7,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 14,501 | $7,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 5,572 | $7,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 708 | $7,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 7,862 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 5,000 | $7,000 | thousands by filing date | principal |
| BLONDER TONGUE LABS INC | 093698108 | COM | 2,567 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 490 | $7,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 2,007 | $7,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 5,886 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 206 | $7,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 1,080 | $7,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,756 | $7,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 424 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 300 | $7,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 996 | $7,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,033 | $7,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,120 | $7,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,273 | $7,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 3,697 | $7,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 350 | $7,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 826 | $6,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 170 | $6,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 381 | $6,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 825 | $6,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 743 | $6,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 502 | $6,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 137 | $6,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 1,013 | $6,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 3,292 | $6,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 15,461 | $6,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 3,050 | $6,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 13,595 | $6,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 102,757 | $6,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,591 | $6,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 6,000 | $6,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 200 | $6,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 4,679 | $6,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 511 | $6,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 3,160 | $6,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 3,200 | $6,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 1,657 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 400 | $6,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 4,805 | $6,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 1,570 | $6,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 503 | $6,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 1,000 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 132 | $6,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 1,852 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B481 | MSCI AUSTRL ETF | 400 | $6,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 93 | $5,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 275 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 145 | $5,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 207 | $5,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 708 | $5,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 716 | $5,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 900 | $5,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 392 | $5,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,072 | $5,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 1,703 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 87 | $5,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 900 | $5,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 300 | $5,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 508 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 10,000 | $5,000 | thousands by filing date | principal |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 5,857 | $5,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ANADIGICS INC | 032515108 | COM | 6,150 | $5,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 1,170 | $5,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 2,000 | $5,000 | thousands by filing date | principal |
| SI FINL GROUP INC MD | 78425V104 | COM | 449 | $5,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 725 | $5,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 608 | $5,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 12,000 | $5,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 156 | $5,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 2,338 | $5,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,333 | $5,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 2,278 | $5,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 460 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 50 | $5,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 1,518 | $5,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 528 | $5,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 667 | $5,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 6,000 | $5,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 4,000 | $5,000 | thousands by filing date | principal |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 467 | $5,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 277 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 410 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,014 | $4,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 567 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,170 | $4,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 5,267 | $4,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 4,820 | $4,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 416 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 189 | $4,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 3,829 | $4,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 233 | $4,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 1,908 | $4,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 15,155 | $4,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 4,032 | $4,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,028 | $4,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 4,625 | $4,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 5,111 | $4,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,000 | $4,000 | thousands by filing date | principal |
| IBIO INC | 451033104 | COM | 5,783 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 287 | $4,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 307 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 30 | $4,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 766 | $4,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 704 | $4,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 295 | $4,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 235 | $3,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 314 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 154 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 251 | $3,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 207 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,323 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 135 | $3,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 1,344 | $3,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 312 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 607 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $3,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 8,631 | $3,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 2,000 | $3,000 | thousands by filing date | principal |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 1,219 | $3,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 9,597 | $3,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 5,231 | $3,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 25 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 5,000 | $3,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 2,047 | $3,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 595 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 500 | $3,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 7,455 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,212 | $3,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 262 | $3,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 5,000 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 625 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 68 | $3,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,284 | $3,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,573 | $3,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 512 | $3,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 1,000 | $3,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 3,966 | $3,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 2,000 | $3,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 245 | $3,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,814 | $3,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 2,127 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 960 | $3,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 211 | $3,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 205 | $3,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 1,034 | $3,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R108 | COM | 1,258 | $3,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 572 | $2,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 529 | $2,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 188 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 104 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 114 | $2,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 190 | $2,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 3,960 | $2,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 4,000 | $2,000 | thousands by filing date | principal |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,395 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 215 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 2,037 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 184 | $2,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 3,000 | $2,000 | thousands by filing date | principal |
| Almaden Minerals Ltd | 020283107 | COM | 2,200 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $2,000 | thousands by filing date | principal |
| METALICO INC | 591176102 | COM | 5,852 | $2,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 2,814 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,000 | $2,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 2,039 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,300 | $2,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 621 | $2,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 3,071 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 2,943 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,303 | $2,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 40 | $2,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 633 | $2,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 470 | $2,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 2,136 | $2,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 133 | $2,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,683 | $2,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 98 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 24 | $2,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 233,346 | $2,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 112 | $2,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 365 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 180 | $2,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 2,092 | $2,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 294 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,013 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 100,366 | $2,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,000 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 200 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 50 | $2,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 1,008 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 2,500 | $2,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 602 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 753 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 150 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,021 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 168 | $1,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 835 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 250 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 107 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 74 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 25 | $1,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 75 | $1,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 20,548 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 100 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 17 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 100 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,926 | $1,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 39 | $1,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 41 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000129 | this filing | 2015-02-13 | acceptance time not in the bulk data set |