13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,867 holding rows worth $273,469,676,000.
- Accession
- 0000895421-15-000129
- Filer
- CIK 895421
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 24,369 entries on the cover page, a total value of $273,469,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,469,676,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3,897 | $112,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 567,376 | $112,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 8,416 | $112,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 21,151 | $112,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 9,025 | $111,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 6,541 | $111,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 3,439 | $111,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,203 | $111,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 15,839 | $111,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 37,521 | $110,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 14,355 | $110,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,152 | $109,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,193 | $109,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 79,619 | $109,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,246 | $109,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 7,026 | $109,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 47,225 | $109,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,551 | $108,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 66,862 | $108,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 854 | $108,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 2,348 | $108,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 56,260 | $107,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 3,620 | $107,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,633 | $106,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 368,334 | $106,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 107,000 | $106,000 | thousands by filing date | principal |
| AUDIENCE INC | 05070J102 | COM | 24,084 | $106,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 14,460 | $106,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 7,356 | $106,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 7,621 | $105,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 13,296 | $105,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 4,033 | $105,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 6,994 | $104,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,687 | $104,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 6,507 | $104,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 8,093 | $104,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 6,761 | $104,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,937 | $103,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 2,799 | $103,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 9,292 | $103,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 9,889 | $103,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,947 | $103,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 12,732 | $102,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,786 | $101,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 71,242 | $101,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,105 | $101,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 12,575 | $101,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,209 | $100,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,154 | $100,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 8,560 | $100,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 7,513 | $100,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 10,845 | $99,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 9,400 | $99,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 153,959 | $99,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 13,996 | $99,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 7,453 | $98,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,973 | $98,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 35,404 | $98,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 200,157 | $98,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 9,456 | $97,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 90,975 | $97,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,871 | $96,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 90,807 | $96,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 3,474 | $96,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 24,573 | $96,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,376 | $96,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 20,234 | $96,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 11,796 | $96,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 14,569 | $95,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 80,528 | $95,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 37,051 | $95,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 43,886 | $94,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 24,806 | $94,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,073 | $94,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,008 | $94,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,322 | $94,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 10,170 | $94,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 28,717 | $94,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 34,990 | $94,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 29,495 | $93,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,163 | $92,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 20,336 | $92,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,338 | $92,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 99,744 | $92,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 16,184 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,006 | $91,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 9,543 | $91,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 44,062 | $91,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,763 | $90,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 5,732 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 7,063 | $90,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 8,149 | $90,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,804 | $90,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,188 | $89,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 7,149 | $89,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 34,085 | $89,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 10,606 | $89,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,612 | $89,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 7,467 | $89,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 10,474 | $88,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 26,290 | $88,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 6,080 | $88,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 13,679 | $88,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 46,271 | $88,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,576 | $87,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,948 | $87,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,458 | $87,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 63,375 | $87,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8,895 | $87,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 8,496 | $87,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 13,948 | $86,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,119 | $86,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,580 | $86,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,886 | $86,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 5,905 | $86,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 12,691 | $85,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 37,711 | $85,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 10,072 | $85,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 8,369 | $85,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 3,379 | $85,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 10,184 | $85,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 87,000 | $85,000 | thousands by filing date | principal |
| LAKELAND INDS INC | 511795106 | COM | 8,908 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 945 | $84,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 10,744 | $84,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 9,002 | $84,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 5,911 | $84,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 76,998 | $84,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 6,504 | $84,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 11,893 | $83,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,438 | $83,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 5,522 | $83,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,252 | $82,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7,356 | $82,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 999 | $82,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 22,512 | $82,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 8,038 | $81,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 126,000 | $81,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,839 | $81,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 4,786 | $81,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 4,477 | $81,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 6,395 | $81,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 3,546 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 524 | $80,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $80,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 6,255 | $80,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 4,008 | $80,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 3,175 | $80,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 10,665 | $79,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,766 | $79,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 7,226 | $79,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 31,472 | $79,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 31,529 | $79,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 100,000 | $79,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 25,364 | $79,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,977 | $79,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 6,572 | $79,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 210,154 | $78,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,269 | $77,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 41,796 | $77,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,302 | $77,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,002 | $76,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,517 | $76,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 15,729 | $76,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 22,415 | $76,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 7,916 | $76,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 781 | $76,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 3,269 | $75,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,596 | $75,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 43,677 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 4,284 | $75,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 66,468 | $75,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,300 | $75,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 37,976 | $75,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 850 | $74,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 824 | $73,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 6,213 | $73,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 29,697 | $73,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 7,441 | $73,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 12,175 | $73,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 80,714 | $73,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 19,500 | $73,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 55,000 | $73,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 76,000 | $73,000 | thousands by filing date | principal |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 7,144 | $73,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 20,993 | $73,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,961 | $72,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 6,323 | $72,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 8,581 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,128 | $72,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 5,039 | $72,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 10,071 | $72,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 1,794,817 | $72,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,080 | $71,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,567 | $71,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,438 | $71,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,925 | $71,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 17,283 | $71,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 45,984 | $71,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 6,419 | $71,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,318 | $70,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,503 | $70,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 27,149 | $70,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 125,475 | $70,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,805 | $69,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 3,854 | $69,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,125 | $69,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 3,417 | $69,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 720 | $68,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,570 | $68,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 2,044 | $68,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 57,200 | $68,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 57,000 | $67,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 3,259 | $67,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 1,282 | $67,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 6,615 | $66,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,528 | $66,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,373 | $66,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 63,000 | $66,000 | thousands by filing date | principal |
| GAZIT GLOBE LTD | M4793C102 | SHS | 5,654 | $66,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 23,998 | $66,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 5,145 | $66,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 8,881 | $65,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,300 | $65,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,963 | $65,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,348 | $65,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,049 | $65,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 3,084 | $65,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 5,010 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 862 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 7,323 | $64,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 4,850 | $64,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 86,530 | $64,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,785 | $64,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 8,235 | $63,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,652 | $63,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 9,845 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,005 | $63,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,782 | $62,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 62,000 | $62,000 | thousands by filing date | principal |
| ERA GROUP INC | 26885G109 | COM | 2,929 | $62,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 60,000 | $62,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 25,000 | $62,000 | thousands by filing date | principal |
| CINEDIGM CORP COM | 172406100 | COM | 38,285 | $62,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,118 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,470 | $61,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 8,211 | $61,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,564 | $61,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 7,840 | $61,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,117 | $61,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 60,000 | $61,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 6,500 | $60,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,164 | $60,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,485 | $60,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 22,947 | $60,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,294 | $60,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,790 | $60,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 5,278 | $60,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 13,683 | $60,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,062 | $59,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 2,229 | $59,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,705 | $59,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,159 | $59,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,983 | $59,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 7,002 | $59,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,049 | $59,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 2,900 | $59,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,968 | $58,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,270 | $58,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 647 | $58,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 3,408 | $58,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 4,478 | $58,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,077 | $58,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 118,084 | $58,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 232,842 | $58,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 20,000 | $58,000 | thousands by filing date | principal |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 36,202 | $58,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 419,811 | $57,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 154,050 | $57,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 7,460 | $57,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 79,000 | $57,000 | thousands by filing date | principal |
| MINCO GOLD CORPORATION | 60254D108 | COM | 209,050 | $57,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 2,094 | $57,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,747 | $57,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 53,111 | $57,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 41,583 | $56,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 11,313 | $56,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,930 | $55,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,892 | $55,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 17,300 | $55,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 32,179 | $55,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 17,441 | $55,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 44,000 | $55,000 | thousands by filing date | principal |
| ZS PHARMA INC | 98979G105 | Common Stock | 1,315 | $55,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,382 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 973 | $54,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,766 | $54,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 8,062 | $54,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 20,750 | $54,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 19,483 | $54,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,218 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,878 | $53,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 1,908 | $53,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 87,557 | $53,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,405 | $53,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 17,786 | $53,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,047 | $52,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 3,175 | $52,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $52,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,446 | $52,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 11,990 | $52,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 41,150 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,707 | $51,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,728 | $51,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,434 | $51,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 19,006 | $51,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 35,276 | $51,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 51,000 | $51,000 | thousands by filing date | principal |
| EMPIRE RESORTS INC | 292052206 | COM | 6,626 | $51,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 9,456 | $51,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,479 | $51,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 631 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $50,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 32,312 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 2,553 | $50,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,624 | $50,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,009 | $50,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,621 | $49,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 6,850 | $49,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 19,470 | $49,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 3,127 | $49,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 57,885 | $49,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 11,000 | $49,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 4,621 | $48,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 7,646 | $48,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 23,108 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,822 | $48,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 9,557 | $48,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,768 | $47,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 33,868 | $47,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 47,000 | $47,000 | thousands by filing date | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,875 | $46,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 16,159 | $46,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 28,525 | $46,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 905 | $45,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 832 | $45,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,967 | $45,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 496,863 | $45,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,434 | $44,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 600 | $44,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,078 | $44,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,327 | $44,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 27,175 | $44,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,020 | $44,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 19,750 | $44,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 9,362 | $43,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 2,036 | $43,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,218 | $43,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 23,965 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 3,050 | $43,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 6,164 | $43,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 43,000 | $43,000 | thousands by filing date | principal |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,800 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 1,000 | $42,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,074 | $42,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 14,615 | $42,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,028 | $42,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 67,303 | $42,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 1,399 | $42,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 2,000 | $42,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,087 | $41,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 7,949 | $41,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 6,065 | $41,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 8,153 | $41,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,200 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,521 | $41,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,707 | $40,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,681 | $40,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,763 | $40,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 3,571 | $40,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 15,778 | $40,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 39,000 | $40,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 766 | $40,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,754 | $40,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 22,708 | $40,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 3,927 | $39,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,521 | $38,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 18,154 | $38,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 6,050 | $38,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 25,000 | $38,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 380 | $38,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 7,509 | $38,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 16,904 | $38,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,710 | $37,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $37,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 4,410 | $37,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,183 | $37,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,805 | $37,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 38,000 | $37,000 | thousands by filing date | principal |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 40,434 | $37,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 7,823 | $36,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 2,672 | $36,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 72,414 | $36,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,167 | $36,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,516 | $36,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 3,639 | $36,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 22,395 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,380 | $36,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 3,280 | $36,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,000 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,599 | $35,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,198 | $35,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 19,491 | $35,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 28,000 | $35,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 36,636 | $34,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,235 | $34,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 21,583 | $34,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 32,000 | $34,000 | thousands by filing date | principal |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $34,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 3,506 | $34,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 18,274 | $34,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 30,000 | $34,000 | thousands by filing date | principal |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 23,717 | $34,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,916 | $33,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,676 | $33,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,362 | $33,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,405 | $33,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,053 | $33,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 19,738 | $33,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 28,000 | $33,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,177 | $33,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 29,824 | $33,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 3,074 | $33,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 5,994 | $33,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 26,000 | $33,000 | thousands by filing date | principal |
| VIMICRO INTL CORP | 92718N109 | ADR | 5,436 | $33,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 17,359 | $33,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 918 | $33,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 2,803 | $33,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 12,193 | $33,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,606 | $32,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,278 | $32,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 881 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 269 | $32,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 23,583 | $32,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 42,412 | $32,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 17,000 | $32,000 | thousands by filing date | principal |
| Castle Brands Inc | 148435100 | COM | 19,853 | $32,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 3,858 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,075 | $32,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,181 | $32,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 2,275 | $32,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 16,161 | $32,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 2,950 | $32,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 2,075 | $32,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,900 | $31,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 642 | $31,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 4,789 | $31,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 31,000 | $31,000 | thousands by filing date | principal |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 3,584 | $30,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,338 | $30,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 8,313 | $30,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 1,508 | $30,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 8,570 | $30,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,007 | $30,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 3,012 | $30,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 29,000 | $30,000 | thousands by filing date | principal |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,459 | $29,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,977 | $29,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 3,553 | $29,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 1,709 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,182 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 6,850 | $29,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,933 | $29,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 4,800 | $29,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,986 | $29,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 9,367 | $29,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 551 | $28,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,277 | $28,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 35,819 | $28,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 2,531 | $28,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 26,000 | $28,000 | thousands by filing date | principal |
| LIPOCINE INC NEW | 53630X104 | CMN | 5,322 | $28,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 59,479 | $27,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,900 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,290 | $27,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 5,176 | $27,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 13,773 | $27,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 12,569 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 469 | $26,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,468 | $26,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 1,895 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 1,615 | $26,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 1,162 | $26,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,933 | $25,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,537 | $25,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 5,108 | $25,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,106 | $25,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 44,800 | $25,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 45,200 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000129 | this filing | 2015-02-13 | acceptance time not in the bulk data set |