13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-16, with 6,838 holding rows worth $260,065,651,000.
- Accession
- 0000895421-14-000526
- Filer
- CIK 895421
- Filed
- 2014-12-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 24,053 entries on the cover page, a total value of $260,065,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,065,651,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,543 | $97,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 13,949 | $96,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,114 | $96,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,940 | $96,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 56,511 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,458 | $96,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 11,755 | $96,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,387 | $95,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 72,740 | $95,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,164 | $94,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 28,158 | $93,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 13,445 | $93,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 5,126 | $93,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 14,212 | $92,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,008 | $91,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,108 | $91,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 11,181 | $91,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 7,112 | $91,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 6,097 | $91,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,619 | $90,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 70,000 | $90,000 | thousands by filing date | principal |
| XO GROUP INC | 983772104 | COM | 8,026 | $90,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 9,406 | $90,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 23,530 | $89,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 19,875 | $89,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 12,092 | $89,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 88,000 | $89,000 | thousands by filing date | principal |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 8,519 | $89,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,790 | $89,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,798 | $88,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,656 | $88,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 226,350 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 4,805 | $88,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,030 | $87,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 25,582 | $87,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,425 | $87,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 46,271 | $87,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 7,181 | $86,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 37,085 | $86,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 3,546 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 662 | $85,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 4,931 | $85,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 8,665 | $85,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 10,291 | $85,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,729 | $84,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 83,000 | $84,000 | thousands by filing date | principal |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,119 | $83,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 11,065 | $83,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 83,000 | $83,000 | thousands by filing date | principal |
| NEONODE INC | 64051M402 | COM NEW | 38,690 | $83,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 2,996 | $83,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 8,573 | $83,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,506 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 6,498 | $82,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,631 | $81,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 9,353 | $81,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 41,106 | $81,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 4,214 | $81,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 4,446 | $81,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 2,288 | $81,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 33,450 | $81,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 14,969 | $80,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 15,560 | $80,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 12,345 | $80,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 7,851 | $80,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 26,625 | $80,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 2,953 | $79,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 7,838 | $79,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 6,980 | $79,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 21,653 | $79,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,269 | $79,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 9,731 | $78,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,718 | $78,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 33,268 | $78,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 8,507 | $78,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 81,300 | $78,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 35,539 | $77,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 9,597 | $77,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 73,000 | $77,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,109 | $76,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 25,605 | $76,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 81,225 | $76,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 35,200 | $76,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 781 | $76,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 5,682 | $76,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 6,673 | $75,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,647 | $75,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 16,212 | $75,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 19,540 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 4,191 | $75,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,428 | $75,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,728 | $74,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,516 | $74,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 9,215 | $74,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 5,631 | $74,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 19,319 | $74,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 18,984 | $74,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 20,217 | $73,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 4,990 | $73,000 | thousands by filing date | |
| SP BANCORP INC | 78468K106 | COM | 2,503 | $73,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 27,415 | $73,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 4,200 | $73,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 18,579 | $72,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,849 | $72,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 269,478 | $72,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,441 | $72,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 5,002 | $72,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 5,230 | $72,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,127 | $71,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 62,291 | $71,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 5,213 | $71,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5,605 | $71,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 57,434 | $71,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 7,833 | $71,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 4,645 | $71,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 4,452 | $70,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,839 | $70,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 8,992 | $70,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 29,712 | $69,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 4,366 | $69,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 66,000 | $69,000 | thousands by filing date | principal |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,350 | $69,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 16,275 | $69,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 9,740 | $69,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 19,447 | $69,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 30,098 | $69,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,468 | $68,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,805 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 1,230 | $68,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 19,483 | $68,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 49,090 | $67,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 69,000 | $67,000 | thousands by filing date | principal |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 5,416 | $67,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 8,809 | $66,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 71,056 | $66,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 1,703 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,958 | $66,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,164 | $66,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,183 | $65,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,913 | $65,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,475 | $65,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,049 | $65,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,913 | $65,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 21,134 | $65,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,284 | $64,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,694 | $64,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 13,579 | $64,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 32,312 | $64,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 6,556 | $64,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 4,360 | $64,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 3,417 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1,655 | $64,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 35,064 | $63,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,247 | $63,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 24,348 | $62,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 5,596 | $62,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 45,158 | $62,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 12,281 | $61,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,984 | $61,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 58,000 | $61,000 | thousands by filing date | principal |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,023 | $61,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,721 | $61,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 12,499 | $60,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 3,175 | $60,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10,013 | $60,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,769 | $60,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,555 | $60,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 49,000 | $60,000 | thousands by filing date | principal |
| RUTHIGEN INC | 783330103 | COM | 12,477 | $60,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 516 | $59,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,518 | $59,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 6,628 | $59,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,053 | $59,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 57,000 | $59,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 11,647 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,675 | $58,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,845 | $58,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,940 | $58,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 8,652 | $58,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 2,088 | $58,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 29,935 | $58,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 5,277 | $58,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 25,037 | $58,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 60,117 | $58,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,239 | $58,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,241 | $57,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,706 | $57,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 45,000 | $57,000 | thousands by filing date | principal |
| ZION OIL & GAS INC | 989696109 | COM | 33,459 | $57,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 28,923 | $57,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 32,209 | $57,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 3,818 | $57,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 4,214 | $57,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 12,297 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 853 | $56,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,076 | $56,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 10,522 | $56,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 55,189 | $56,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 24,966 | $56,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 34,000 | $56,000 | thousands by filing date | principal |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 4,367 | $56,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 4,944 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 2,025 | $56,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,974 | $55,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,337 | $55,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 7,780 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 649 | $55,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 8,070 | $55,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 56,000 | $55,000 | thousands by filing date | principal |
| IXIA | 45071R109 | COM | 6,053 | $55,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 23,685 | $55,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 4,630 | $55,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 56,000 | $55,000 | thousands by filing date | principal |
| KOFAX LTD | G5307C105 | COM USD | 7,040 | $55,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,033 | $54,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,130 | $54,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 8,351 | $54,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 2,094 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 2,586 | $54,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,016 | $54,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26,750 | $53,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 4,421 | $53,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 15,625 | $53,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,500 | $52,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,392 | $52,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,258 | $52,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 4,118 | $52,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 17,366 | $52,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 5,191 | $52,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 4,317 | $51,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 6,769 | $51,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,429 | $51,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,421 | $51,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 13,287 | $51,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 14,073 | $51,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 21,832 | $51,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 51,000 | $51,000 | thousands by filing date | principal |
| UCP INC - CL A | 90265Y106 | Common Stock | 4,323 | $51,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 37,056 | $50,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 20,750 | $50,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 40,230 | $50,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 4,000 | $50,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,607 | $50,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 8,749 | $50,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 4,106 | $49,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 8,116 | $48,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 160,625 | $48,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,350 | $48,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 7,420 | $48,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,566 | $47,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 9,235 | $47,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 6,050 | $47,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 7,200 | $47,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 16,252 | $47,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 23,471 | $47,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,797 | $47,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,275 | $46,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 4,581 | $46,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,359 | $46,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 6,900 | $46,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 7,922 | $46,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 13,279 | $46,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 3,183 | $46,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 4,981 | $46,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 4,839 | $46,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 50,000 | $46,000 | thousands by filing date | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 22,997 | $45,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4,448 | $45,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,261 | $45,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 17,003 | $45,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 48,000 | $45,000 | thousands by filing date | principal |
| ANCHOR | 032838104 | COMMON STOCK | 2,208 | $45,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 8,350 | $45,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 2,821 | $45,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,009 | $45,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,020 | $45,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 6,618 | $45,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,074 | $45,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 12,504 | $44,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,700 | $43,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 527 | $43,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,511 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $43,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,115 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 3,481 | $43,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 43,000 | $43,000 | thousands by filing date | principal |
| BEAR ST FINL INC | 073844102 | COM | 4,692 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,403 | $42,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 11,473 | $42,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,235 | $42,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,731 | $42,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 2,277 | $42,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 6,308 | $42,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 1,651 | $42,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 895 | $41,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 8,797 | $41,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,218 | $41,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 35,701 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,447 | $41,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 4,027 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 4,000 | $41,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 44,353 | $41,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,707 | $40,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 3,110 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,521 | $40,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 40,000 | $40,000 | thousands by filing date | principal |
| ELBIT IMAGING LTD | M37605116 | Cmn | 13,655 | $40,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 2,967 | $39,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,269 | $39,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 20,000 | $39,000 | thousands by filing date | principal |
| ACHAOGEN INC | 004449104 | COM | 4,305 | $39,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 2,468 | $39,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 16,621 | $38,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 6,687 | $38,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 2,498 | $38,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 145,692 | $38,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 992 | $38,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,754 | $38,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 696 | $38,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 5,166 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 640 | $37,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 4,072 | $37,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 41,109 | $37,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 70,427 | $37,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 5,015 | $37,000 | thousands by filing date | |
| Sphere 3D Corp. | 84841Q109 | COM | 5,400 | $37,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,360 | $36,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 56,000 | $36,000 | thousands by filing date | principal |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 39,336 | $36,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 2,123 | $36,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 1,276 | $36,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,516 | $36,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 8,514 | $36,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 5,600 | $36,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,010 | $35,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,000 | $35,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 4,812 | $35,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 3,252 | $35,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 17,910 | $35,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,936 | $35,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,200 | $35,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 6,594 | $35,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 5,156 | $35,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 10,203 | $35,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,362 | $34,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 30,000 | $34,000 | thousands by filing date | principal |
| CIFC CORP | 12547R105 | COM | 3,749 | $34,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 12,649 | $34,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 5,841 | $34,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 10,000 | $34,000 | thousands by filing date | principal |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,200 | $34,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 3,486 | $34,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 3,071 | $34,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 917 | $33,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,053 | $33,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 3,517 | $33,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 2,785 | $33,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 19,253 | $33,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 28,000 | $33,000 | thousands by filing date | principal |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 3,282 | $32,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,738 | $32,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,818 | $32,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 9,479 | $32,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 25,588 | $32,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 4,913 | $32,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 43,211 | $32,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,522 | $32,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 400 | $32,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 3,271 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,357 | $32,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 14,435 | $32,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 23,735 | $32,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 584 | $31,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 3,563 | $31,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 583 | $31,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 3,325 | $31,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 50,000 | $31,000 | thousands by filing date | principal |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 10,974 | $31,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 26,000 | $31,000 | thousands by filing date | principal |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 31,000 | $31,000 | thousands by filing date | principal |
| BALLANTYNE STRONG INC | 058516105 | COM | 7,110 | $31,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 1,000 | $31,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 2,770 | $31,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,160 | $31,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 6,377 | $30,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 8,661 | $30,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 4,055 | $30,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 21,043 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,188 | $30,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 15,788 | $30,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 11,001 | $30,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,434 | $29,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,241 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 276 | $29,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,706 | $29,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 4,062 | $29,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 15,865 | $29,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 153,025 | $29,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 8,566 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 1,943 | $29,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 4,510 | $29,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 4,707 | $29,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 888 | $28,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 3,511 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 527 | $28,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 45,000 | $28,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 12,041 | $28,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 4,819 | $28,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 11,337 | $28,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 24,000 | $28,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 1,162 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 500 | $28,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,933 | $28,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 927 | $28,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,029 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,000 | $27,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,105 | $27,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,857 | $27,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 2,074 | $27,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 11,908 | $27,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 4,958 | $27,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 267 | $27,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,973 | $27,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 3,486 | $27,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,468 | $26,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,586 | $26,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 5,216 | $26,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,443 | $26,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 57,638 | $26,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AD3 | NOTE 2.375% 5/1 | 16,000 | $26,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AK7 | BOND | 19,000 | $26,000 | thousands by filing date | principal |
| GENVEC INC NEW | 37246C307 | cs | 12,819 | $26,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,848 | $26,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 4,569 | $26,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 12,873 | $26,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 4,722 | $26,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 3,415 | $25,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,548 | $25,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,259 | $25,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 4,000 | $25,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 467 | $25,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 25,000 | $25,000 | thousands by filing date | principal |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 7,279 | $25,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 11,814 | $25,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 3,455 | $25,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 19,000 | $25,000 | thousands by filing date | principal |
| DAEGIS INC | 233720101 | COM | 29,901 | $25,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 891 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 967 | $25,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 5,630 | $24,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,829 | $24,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,599 | $24,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 2,847 | $24,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,024 | $24,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 9,481 | $24,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 19,467 | $24,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 1,739 | $24,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 569 | $24,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,392 | $24,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 7,137 | $24,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,047 | $23,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,244 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 274 | $23,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 4,398 | $23,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,696 | $23,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 25,601 | $23,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,284 | $23,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 8,812 | $23,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 22,000 | $23,000 | thousands by filing date | principal |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,525 | $23,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 10,405 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 235 | $23,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 3,720 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 989 | $23,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 4,622 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 419 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 855 | $22,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 851 | $22,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,513 | $22,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 24,312 | $22,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 10,000 | $22,000 | thousands by filing date | principal |
| DRAGONWAVE INC | 26144M103 | COM | 18,414 | $22,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 3,580 | $22,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 14,113 | $22,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 4,572 | $22,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 18,270 | $22,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,150 | $21,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,277 | $21,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,510 | $21,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,860 | $21,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 35,900 | $21,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 11,149 | $21,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 3,976 | $21,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,065 | $21,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 4,500 | $21,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 11,865 | $21,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,140 | $20,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,083 | $20,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 864 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | this filing | 2014-12-16 | acceptance time not in the bulk data set |