13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-16, with 6,838 holding rows worth $260,065,651,000.
- Accession
- 0000895421-14-000526
- Filer
- CIK 895421
- Filed
- 2014-12-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 24,053 entries on the cover page, a total value of $260,065,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,065,651,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 14,354 | $260,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 9,952 | $259,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,245 | $259,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 14,279 | $259,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 7,298 | $258,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 9,323 | $258,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 9,648 | $258,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 10,000 | $257,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 5,729 | $256,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 14,649 | $256,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 7,832 | $255,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 11,740 | $253,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 136,468 | $253,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,105 | $251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 9,781 | $251,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 41,946 | $251,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 29,099 | $250,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 3,352 | $250,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 19,079 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 5,512 | $250,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13,947 | $250,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 126,705 | $249,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 22,545 | $248,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 12,998 | $248,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,658 | $247,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 21,716 | $247,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,419 | $247,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 19,669 | $247,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 10,102 | $247,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 4,665 | $247,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 124,500 | $247,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 106,998 | $246,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 10,605 | $244,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 10,173 | $244,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 17,671 | $244,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 11,361 | $244,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 62,090 | $244,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,356 | $243,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 65,109 | $243,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,538 | $243,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 33,120 | $243,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 13,051 | $243,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,314 | $241,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 110,000 | $241,000 | thousands by filing date | principal |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 14,949 | $241,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 36,635 | $240,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14,758 | $240,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 34,865 | $240,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,590 | $239,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 63,700 | $239,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 29,619 | $239,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,685 | $238,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 23,970 | $237,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 20,910 | $237,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,860 | $236,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 57,174 | $236,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,919 | $236,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 15,624 | $235,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 5,099 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,655 | $233,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 29,223 | $233,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 116,296 | $232,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,534 | $232,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 53,900 | $232,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 16,075 | $232,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 16,792 | $230,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 12,720 | $230,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 124,004 | $230,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 36,009 | $229,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 23,003 | $229,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 23,297 | $229,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,048 | $228,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 93,566 | $228,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,344 | $228,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 10,189 | $228,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 157,182 | $227,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 54,513 | $227,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 236,000 | $227,000 | thousands by filing date | principal |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 6,232 | $226,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 28,417 | $226,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 8,835 | $225,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 210,027 | $225,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 19,722 | $225,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 10,524 | $225,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,123 | $224,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,119 | $224,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 29,607 | $224,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,958 | $223,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 56,955 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,241 | $222,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,826 | $221,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 23,726 | $221,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 23,357 | $220,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 30,866 | $219,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 8,891 | $219,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 8,120 | $218,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 11,260 | $218,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 15,904 | $218,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 11,886 | $218,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 19,193 | $217,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,700 | $217,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 10,878 | $216,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 14,951 | $216,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,335 | $216,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,560 | $216,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 5,411 | $216,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 9,230 | $216,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 13,196 | $215,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 10,811 | $215,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 1,794,818 | $215,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,775 | $213,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,898 | $213,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 29,768 | $213,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 50,310 | $213,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 17,060 | $213,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 15,849 | $213,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 19,800 | $212,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,615 | $212,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,949 | $212,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,228 | $212,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 12,424 | $210,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 148,749 | $210,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 42,169 | $210,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 19,605 | $209,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,525 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,456 | $207,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 12,365 | $207,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 21,570 | $206,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 206,000 | $206,000 | thousands by filing date | principal |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 4,433 | $205,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,304 | $205,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 17,728 | $205,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 189,053 | $204,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 11,450 | $204,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 15,065 | $204,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 40,522 | $204,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 11,715 | $203,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 136,000 | $203,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,820 | $202,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 18,395 | $202,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 175,944 | $202,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 4,134 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,292 | $202,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,942 | $201,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 18,661 | $201,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 95,911 | $201,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 18,322 | $201,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,054 | $200,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,857 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,753 | $200,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 8,560 | $198,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 26,639 | $198,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 39,424 | $198,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 10,053 | $198,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 98,299 | $197,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 81,230 | $196,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,774 | $196,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 39,208 | $196,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,396 | $195,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 9,319 | $195,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,234 | $194,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 15,826 | $193,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 17,074 | $193,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 18,945 | $193,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3,213 | $193,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 97,270 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 12,806 | $192,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 12,379 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 3,998 | $192,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y117 | RIGHT 10/17/2014 | 66,783 | $192,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 14,387 | $191,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 91,278 | $191,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 9,877 | $191,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,712 | $190,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25,079 | $190,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 7,017 | $189,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 49,802 | $189,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 3,922 | $189,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 10,000 | $188,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,036 | $187,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 2,684 | $187,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 8,895 | $187,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 8,561 | $186,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,994 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13,472 | $184,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,480 | $184,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 29,435 | $184,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 11,261 | $184,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 33,847 | $183,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 4,147 | $183,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,132 | $183,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 841 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,127 | $182,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 11,645 | $182,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 47,902 | $182,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 25,888 | $182,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 18,063 | $181,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 169,000 | $181,000 | thousands by filing date | principal |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 18,348 | $180,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 44,437 | $180,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 11,434 | $180,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 7,128 | $180,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,518 | $179,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 54,466 | $178,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 24,748 | $178,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 17,121 | $177,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 18,380 | $177,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 155,220 | $177,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 7,411 | $177,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 82,541 | $177,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 12,507 | $176,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 15,006 | $176,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 34,271 | $176,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 31,812 | $176,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 22,966 | $176,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,077 | $175,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 19,554 | $175,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,574 | $175,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 21,778 | $175,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 155,000 | $175,000 | thousands by filing date | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,479 | $174,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 21,106 | $173,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 11,826 | $173,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,457 | $172,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,348 | $171,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 4,156 | $171,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 7,150 | $170,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 10,500 | $170,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 7,719 | $170,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 42,242 | $170,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 98,500 | $169,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 45,320 | $169,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,239 | $168,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 96,861 | $167,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 9,938 | $167,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 14,683 | $166,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 34,694 | $166,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 5,879 | $166,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 5,523 | $166,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 38,197 | $166,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 44,458 | $165,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 149,107 | $165,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 7,237 | $165,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 8,899 | $164,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 2,552 | $164,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 25,796 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 3,410 | $164,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,706 | $164,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 11,366 | $163,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 5,642 | $163,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 5,628 | $163,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 13,488 | $162,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 11,068 | $162,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 11,506 | $162,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 12,490 | $162,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 23,676 | $162,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 32,350 | $161,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 17,547 | $161,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 161,000 | $161,000 | thousands by filing date | principal |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 5,616 | $160,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 6,080 | $160,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 13,136 | $159,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 17,910 | $159,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 82,145 | $159,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 80,537 | $159,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 107,806 | $158,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 6,498 | $158,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,274 | $157,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 10,105 | $157,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 12,473 | $155,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,382 | $154,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 17,903 | $154,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,023 | $154,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 14,488 | $154,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 11,446 | $154,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 108,038 | $153,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,027 | $152,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 24,393 | $152,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 44,457 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 6,316 | $152,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,195 | $151,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,594 | $151,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,174 | $151,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 21,663 | $151,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 6,687 | $150,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 8,200 | $150,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 106,202 | $150,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 4,417 | $150,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 124,845 | $150,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 151,000 | $150,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 4,380 | $150,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,803 | $149,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 10,237 | $149,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 8,648 | $149,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 53,881 | $149,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 18,785 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,751 | $148,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 147,000 | $148,000 | thousands by filing date | principal |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 17,514 | $148,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,495 | $147,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,439 | $147,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 9,446 | $147,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $146,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 21,815 | $146,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 17,447 | $146,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 7,281 | $146,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 13,606 | $145,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 16,188 | $145,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 51,331 | $145,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,788 | $144,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 17,608 | $144,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 11,473 | $144,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 18,422 | $144,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,340 | $144,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 7,517 | $143,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,344 | $143,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 11,000 | $143,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 15,269 | $142,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 7,222 | $141,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 10,057 | $141,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 14,228 | $139,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 22,251 | $139,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 17,204 | $139,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,300 | $139,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 3,463 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,851 | $138,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 47,229 | $138,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 84,520 | $138,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 117,150 | $138,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 7,234 | $138,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 64,923 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 5,407 | $138,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 45,116 | $138,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 12,844 | $136,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 10,449 | $136,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 10,155 | $136,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,386 | $135,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 20,159 | $135,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 7,844 | $135,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 5,135 | $134,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 70,063 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 4,470 | $134,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 88,000 | $134,000 | thousands by filing date | principal |
| WHEELER REIT | 963025101 | COM | 29,472 | $134,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 11,873 | $133,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,434 | $132,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 10,640 | $132,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 5,746 | $132,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 10,432 | $132,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 8,470 | $132,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 7,503 | $132,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 6,864 | $132,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 40,804 | $131,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 5,644 | $131,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 10,872 | $131,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,035 | $130,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 37,966 | $130,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 142,596 | $130,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,198 | $130,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 18,088 | $129,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 43,701 | $129,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 9,772 | $128,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,142 | $128,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 5,900 | $128,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 8,714 | $128,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,824 | $127,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 11,358 | $127,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,580 | $127,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 29,028 | $126,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 12,243 | $125,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,696 | $125,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 5,073 | $125,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 30,183 | $125,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 4,175 | $125,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,036 | $124,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 4,433 | $124,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 25,013 | $123,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 70,494 | $123,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 9,332 | $123,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 214,218 | $123,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 86,148 | $123,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 34,186 | $122,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 125,000 | $122,000 | thousands by filing date | principal |
| CENVEO INC | 15670S105 | COM | 49,656 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 6,553 | $122,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 5,978 | $122,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 8,106 | $122,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,873 | $121,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,949 | $121,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,890 | $121,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,032 | $120,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 3,832 | $120,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 8,562 | $120,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 4,652 | $120,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 28,297 | $120,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 9,136 | $120,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 6,756 | $120,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 14,067 | $120,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 6,077 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 4,828 | $120,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 14,518 | $119,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 4,412 | $119,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,574 | $119,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 76,998 | $119,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 6,964 | $119,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 20,449 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,400 | $118,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 118,000 | $118,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 15,430 | $118,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,150 | $118,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,858 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,403 | $117,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,578 | $117,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 92,708 | $117,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,703 | $117,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,709 | $117,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,809 | $116,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,354 | $116,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 8,915 | $116,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 55,202 | $116,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,038 | $115,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 5,906 | $115,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 68,840 | $115,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 3,000 | $115,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 47,400 | $115,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8,111 | $114,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $114,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 16,267 | $114,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 19,381 | $114,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 11,426 | $114,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 4,206 | $113,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,916 | $113,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 22,213 | $113,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 13,906 | $113,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 12,384 | $112,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $112,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 13,653 | $112,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 41,324 | $112,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 24,707 | $112,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,488 | $111,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,485 | $111,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 8,548 | $111,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 105,000 | $111,000 | thousands by filing date | principal |
| TILLYS INC | 886885102 | CL A | 14,675 | $110,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,185 | $110,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 4,591 | $109,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 11,916 | $109,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 14,720 | $109,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 5,505 | $109,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 56,000 | $108,000 | thousands by filing date | principal |
| ASANKO GOLD INC | 04341Y105 | COM | 51,543 | $108,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 13,279 | $108,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 6,442 | $108,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 6,184 | $108,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 29,598 | $108,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 2,525 | $108,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 3,519 | $107,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 3,200 | $107,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 2,522 | $107,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,912 | $106,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,165 | $106,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 101,000 | $106,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 24,231 | $106,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 6,209 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 4,307 | $106,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 2,206 | $106,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 8,500 | $105,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 128,792 | $105,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 11,263 | $105,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,903 | $104,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 168,967 | $104,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 30,395 | $103,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 5,613 | $103,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 57,176 | $103,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 107,000 | $103,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,274 | $102,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 652,811 | $102,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,562 | $101,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,706 | $101,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,200 | $101,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 38,111 | $101,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 23,380 | $101,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 6,401 | $101,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 6,148 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 4,052 | $100,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 102,000 | $100,000 | thousands by filing date | principal |
| TANGOE INC/CT | 87582Y108 | COM | 7,445 | $100,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 9,972 | $100,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,941 | $99,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,438 | $99,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 3,131 | $99,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,816 | $99,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 5,487 | $99,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,317 | $98,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 5,526 | $98,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 4,051 | $98,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,738 | $98,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 3,577 | $98,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,045 | $98,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,840 | $97,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000486 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-14-000526 | this filing | 2014-12-16 | acceptance time not in the bulk data set |